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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,035 holdings with a total value of $85,064,564,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN SUPERCONDUCTOR CORPOR 19,200 135,000 0.00%
52 QUINSTREET INC COM USD0.001 44,900 136,000 0.00%
53 GENCOR INDUSTRIES INC 11,550 139,000 0.00%
54 AXSOME THERAPEUTICS INC 17,700 140,000 0.00%
55 GLYCOMIMETICS INC 19,600 141,000 0.00%
56 NEOS THERAPEUTICS INC COM 21,500 142,000 0.00%
57 PATRIOT NATL INC 15,800 143,000 0.00%
58 GAIA INCORPORATED NEW CLASS A 19,900 144,000 0.00%
59 MOBILEIRON INC COM NEW 52,736 146,000 0.00%
60 FIRST FINANCIAL NORTHWEST IN COM 10,300 146,000 0.00%
61 USA TRUCK INC COM 14,200 146,000 0.00%
62 SEARS HOMETOWN & OUTLET STOR 29,670 147,000 0.00%
63 WESTFIELD FINANCIAL INC NEW 19,100 147,000 0.00%
64 ZAFGEN INC COM 44,572 148,000 0.00%
65 PENDRELL CORP 216,654 149,000 0.00%
66 LUBYS INC COM 34,600 149,000 0.00%
67 LIBERTY TAX INC 11,700 150,000 0.00%
68 VALHI INC NEW COM 65,472 151,000 0.00%
69 SECOND SIGHT MED PRODS INC COM 43,577 154,000 0.00%
70 Syndax Pharmaceuticals Inc 10,100 154,000 0.00%
71 SEASPINE HLDGS CORP COM 15,267 155,000 0.00%
72 AQUA METALS INC COM 17,400 155,000 0.00%
73 PROTEOSTASIS THERAPEUTICS IN 10,000 156,000 0.00%
74 SALEM MEDIA GROUP INC CL A 26,700 157,000 0.00%
75 PACIFIC MERCANTILE BANCORP COM 21,300 157,000 0.00%
76 T2 BIOSYSTEMS INC 21,600 157,000 0.00%
77 MANNING & NAPIER INC CL A 22,200 158,000 0.00%
78 TROVAGENE INC COM NEW 35,347 159,000 0.00%
79 NAVIOS MARITIME ACQUIS CORP SHS 120,600 163,000 0.00%
80 ANTHERA PHARMACEUTICALS I 51,939 164,000 0.00%
81 Park City Group Inc 14,000 166,000 0.00%
82 IMPAC MTG HLDGS INC 12,642 167,000 0.00%
83 NUMEREX CORP PA 21,400 167,000 0.00%
84 LIFETIME BRANDS INC COM 12,400 167,000 0.00%
85 NATURAL GROCERS BY VITAMIN C COM 14,988 168,000 0.00%
86 FORTRESS BIOTECH INC 56,900 169,000 0.00%
87 ORBITAL ATK INC 18,923 169,000 0.00%
88 LIMELIGHT NETWORKS INC COM 90,900 170,000 0.00%
89 APPLIED GENETIC TECHNOL CORP 17,400 171,000 0.00%
90 NEW HOME CO INC COM 16,049 172,000 0.00%
91 LIFEWAY FOODS INC 10,100 172,000 0.00%
92 GIGPEAK INC 73,600 173,000 0.00%
93 ESSA BANCORP INC COM 12,500 173,000 0.00%
94 MCBC HLDGS INCORPORATED 15,200 174,000 0.00%
95 GENIE ENERGY LTD 29,711 176,000 0.00%
96 IRIDEX CORP COM 12,100 176,000 0.00%
97 TITAN PHARMACEUTICALS INC DE COM NEW 30,100 177,000 0.00%
98 VERACYTE INC 23,200 177,000 0.00%
99 SI FINANCIAL GROUP INC 13,600 180,000 0.00%
100 B RILEY FINL INC COM 13,500 181,000 0.00%
Page 2 of 61

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004851, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.