| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | PCM FUND INC | 48,950 | 452,000 | 0.10% | ||
| 152 | SPDR S&P 500 ETF TR | 282,000 | 441,000 | 0.10% | Put | |
| 153 | RELYPSA INC | 15,000 | 425,000 | 0.09% | ||
| 154 | CLEAR CHANNEL OUTDOOR HLDGS CL A | 73,180 | 409,000 | 0.09% | ||
| 155 | SURGERY PARTNERS INCORPORATED | 18,000 | 369,000 | 0.08% | ||
| 156 | NEWLINK GENETICS CORP COM | 10,000 | 364,000 | 0.08% | ||
| 157 | MEXICO FD INC | 21,900 | 364,000 | 0.08% | ||
| 158 | PIONEER DIVERSIFIED HIGH INC | 23,912 | 349,000 | 0.08% | ||
| 159 | Natera, Inc. | 31,300 | 338,000 | 0.08% | ||
| 160 | FIRST TR DIVIDEND INCOME FD | 36,828 | 312,000 | 0.07% | ||
| 161 | MEDTRONIC PLC | 4,000 | 308,000 | 0.07% | ||
| 162 | PRINCIPAL REAL ESTATE INCOME | 17,633 | 294,000 | 0.07% | ||
| 163 | NORTHSTAR REALTY EUROPE CORPORATION | 24,337 | 287,000 | 0.06% | ||
| 164 | ISHARES TR | 140,600 | 286,000 | 0.06% | Put | |
| 165 | WL ROSS HOLDING CORP | 25,400 | 260,000 | 0.06% | ||
| 166 | Nuveen Municipal Advanta | 18,064 | 250,000 | 0.06% | ||
| 167 | DEUTSCHE HIGH INCOME TR | 29,235 | 232,000 | 0.05% | ||
| 168 | THERMO FISHER SCIENTIFIC INC | 1,500 | 213,000 | 0.05% | ||
| 169 | JAVELIN MTG INVT CORP | 33,686 | 211,000 | 0.05% | ||
| 170 | NUVEEN QUALITY MUNCP INCOME | 13,994 | 204,000 | 0.05% | ||
| 171 | CROSSROADS CAP INC | 62,400 | 200,000 | 0.04% | ||
| 172 | ADVENT CLAY CONV SEC INCORPORATED FD II | 34,988 | 194,000 | 0.04% | ||
| 173 | ADVANCED MICRO DEVICES INC | 637,900 | 176,000 | 0.04% | Put | |
| 174 | NUVEEN DIVERSIFIED COMMODTY | 17,668 | 159,000 | 0.04% | ||
| 175 | BLACKROCK MUNIHLD NJ QU FU INC COM | 11,020 | 159,000 | 0.04% | ||
| 176 | NUVEEN QUALITY PFD INC FD 3 | 15,870 | 135,000 | 0.03% | ||
| 177 | RADIO ONE INC CL D NON VTG | 69,481 | 120,000 | 0.03% | ||
| 178 | PFIZER INC | 60,000 | 50,000 | 0.01% | Call | |
| 179 | ISHARES TR | 20,000 | 40,000 | 0.01% | Put | |
| 180 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 25,000 | 34,000 | 0.01% | Put | |
| 181 | AETNA INC NEW | 45,500 | 33,000 | 0.01% | Call | |
| 182 | WL ROSS HOLDING CORP - CW19 | 78,958 | 26,000 | 0.01% | ||
| 183 | SELECT SECTOR SPDR TR | 300,000 | 24,000 | 0.01% | Put | |
| 184 | SPDR SERIES TRUST | 430,000 | 23,000 | 0.01% | Put | |
| 185 | SPRINT CORP | 50,000 | 23,000 | 0.01% | Put | |
| 186 | SPDR SERIES TRUST | 24,000 | 19,000 | 0.00% | Call | |
| 187 | ISHARES | 60,000 | 16,000 | 0.00% | Put | |
| 188 | MEDTRONIC PLC | 20,000 | 15,000 | 0.00% | Call | |
| 189 | SELECT SECTOR SPDR TR | 200,000 | 13,000 | 0.00% | Call | |
| 190 | MOBILEYE N V AMSTELVEEN | 10,000 | 7,000 | 0.00% | Put | |
| 191 | TESLA INC | 10,000 | 6,000 | 0.00% | Put | |
| 192 | SELECT SECTOR SPDR TR | 509,900 | 6,000 | 0.00% | Call | |
| 193 | ISHARES S&P GSCI COMMODITY I | 30,000 | 4,000 | 0.00% | Put | |
| 194 | SPDR SERIES TRUST | 10,000 | 3,000 | 0.00% | Put | |
| 195 | ENTERCOM COMMUNICATIONS CORP | 10,000 | 3,000 | 0.00% | Put | |
| 196 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 60,000 | 2,000 | 0.00% | Call | |
| 197 | SPDR SERIES TRUST | 200,000 | 2,000 | 0.00% | Call | |
| 198 | ST JUDE MED INC | 20,000 | 1,000 | 0.00% | Call | |
| 199 | SPDR S&P 500 ETF TR | 12,000 | 1,000 | 0.00% | Call | |
| 200 | KAYNE ANDERSON MLP INVT CO | 40,000 | 1,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-002726, filed 2016.02.02).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
