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Institutional Investment Manager
WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC (CIK: 0001142495) incorporated in California, located at 225 S Lake Ave Penthouse, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 744 holdings with a total value of $553,390,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NORTH AMERN ENERGY PARTNERS COM 19,867 34,000 0.01%
52 HOVNANIAN ENTERPRISES INC 19,483 35,000 0.01%
53 ERIN ENERGY CORP COM 11,217 36,000 0.01%
54 Unwired Planet, Inc. 45,000 39,000 0.01%
55 ZYNGA INC 15,300 41,000 0.01%
56 PENN WEST PETE LTD NEW 49,450 41,000 0.01%
57 EPIRUS BIOPHARMA 13,250 41,000 0.01%
58 SPRINT CORP 12,100 44,000 0.01%
59 Pacific Sunwear Calif Inc 181,442 44,000 0.01%
60 CERULEAN PHARMA INC 16,000 45,000 0.01%
61 FORESIGHT ENERGY LP 13,000 46,000 0.01%
62 COMPANHIA DE SANEAMENTO BASI 10,378 48,000 0.01%
63 SYNTHETIC BIOLOGICS INCORPORATED 22,000 50,000 0.01%
64 GENWORTH FINL INC 13,750 51,000 0.01%
65 RIVERVIEW BANCORP INC 11,000 52,000 0.01%
66 CIBER INC 15,000 53,000 0.01%
67 HELIX ENERGY SOLUTIONS GRP INC COM 10,000 53,000 0.01%
68 AVON PRODS INC 13,000 53,000 0.01%
69 FIRST MARBLEHEAD CORP 13,733 58,000 0.01%
70 UTSTARCOM HOLDINGS CORP SHS NEW 24,203 60,000 0.01%
71 ENERPLUS CORP 18,800 64,000 0.01%
72 ASTERIAS BIOTHERAPEUTICS INC COM SER A 16,533 65,000 0.01%
73 ATLAS RESOURCES PARTNERS LP 63,505 65,000 0.01%
74 CAPSTONE TURBINE CORP 48,197 67,000 0.01%
75 CHINA FIN ONLINE CO LTD 11,000 68,000 0.01%
76 VALE S A 20,713 68,000 0.01%
77 MANITEX INTL INC COM 11,758 70,000 0.01%
78 SOUTHWESTERN ENERGY CO 10,183 72,000 0.01%
79 TEMPLETON GLOBAL INCOME FD 11,556 73,000 0.01%
80 CONCORD MED SVCS HLDGS LTD 15,359 74,000 0.01%
81 BLUE EARTH INC COM 150,000 75,000 0.01%
82 WSI INDS INC 17,450 76,000 0.01%
83 BLACKROCK RES COMMODITIES 11,019 78,000 0.01%
84 API TECHNOLOGIES CORP 57,400 79,000 0.01%
85 INVESCO SR INCOME TR 20,383 82,000 0.01%
86 STEALTHGAS INC SHS 24,860 85,000 0.02%
87 FIRST BANCORP P R COM NEW 26,334 86,000 0.02%
88 ALPINE TOTAL DYNAMIC DIVID F 11,235 86,000 0.02%
89 ABERDEEN AUSTRALIA EQUITY FD 15,893 87,000 0.02%
90 SCORPIO TANKERS INC 11,143 89,000 0.02%
91 BLACKROCK INTL GRWTH & INC T 14,500 90,000 0.02%
92 Alcatel Lucent Adr 23,832 91,000 0.02%
93 TIDEWATER INC 13,409 93,000 0.02%
94 ADVANCED MICRO DEVICES INC 32,386 93,000 0.02%
95 CYS INVTS INC COM 13,050 93,000 0.02%
96 NUVEEN PFD INCOME OPPORTUN 10,315 94,000 0.02%
97 TRAVELCENTERS AMER LLC 10,050 94,000 0.02%
98 FS KKR CAPITAL CORP COM 10,622 95,000 0.02%
99 MUELLER WTR PRODUCTS INCORPORATED COM SER A 11,636 100,000 0.02%
100 TCW STRATEGIC INCOME FD INC 19,146 101,000 0.02%
Page 2 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001142495-16-000012, filed 2016.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.