| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | VALLEY NATL BANCORP | 116,185 | 6,000 | 0.00% | ||
| 2 | JENSYN ACQUISITION CORP | 200,000 | 14,000 | 0.00% | ||
| 3 | ENERGY FUELS INC | 17,980 | 29,000 | 0.00% | ||
| 4 | JENSYN ACQUISITION CORP | 200,000 | 40,000 | 0.00% | ||
| 5 | AR CAP ACQUISITION CORP | 750,000 | 45,000 | 0.00% | ||
| 6 | VANGUARD NAT RES LLC COM UNIT | 54,023 | 49,000 | 0.00% | ||
| 7 | BARINGTON HILCO ACQUISITION | 545,520 | 56,000 | 0.00% | ||
| 8 | ORIGO ACQUISITION CORP | 350,000 | 56,000 | 0.00% | ||
| 9 | ASSOCIATED BANC CORP | 23,450 | 59,000 | 0.00% | ||
| 10 | BARINGTON HILCO ACQUISITION | 545,520 | 63,000 | 0.00% | ||
| 11 | PACIFIC SPECIAL ACQUISITION | 415,000 | 79,000 | 0.00% | ||
| 12 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 10,692 | 86,000 | 0.00% | ||
| 13 | COMMUNITY HEALTH SYS INC NEW | 10,026,149 | 90,000 | 0.00% | ||
| 14 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 10,647 | 90,000 | 0.00% | ||
| 15 | PANGAEA LOGISTICS SOLUTION L | 38,472 | 96,000 | 0.00% | ||
| 16 | AROWANA INC | 800,000 | 103,000 | 0.00% | ||
| 17 | TEMPLETON GLOBAL INCOME FD | 20,427 | 127,000 | 0.00% | ||
| 18 | ROYCE MICRO CAP TR INC | 17,425 | 136,000 | 0.00% | ||
| 19 | WESTERN ASSET WORLDWIDE INCO | 12,515 | 145,000 | 0.00% | ||
| 20 | JASON INDS INC | 1,933,070 | 164,000 | 0.00% | ||
| 21 | BROOKFIELD GLOBL LISTED INFR | 13,163 | 181,000 | 0.00% | ||
| 22 | NUVEEN MARYLAND QLT MUN INCORPORATED FD | 13,491 | 187,000 | 0.00% | ||
| 23 | GABELLI HLTHCARE & WELLNESS | 18,462 | 192,000 | 0.00% | ||
| 24 | SWISS HELVETIA FD INC | 18,215 | 195,000 | 0.00% | ||
| 25 | FRANKLIN LTD DURATION INCOME | 16,100 | 195,000 | 0.00% | ||
| 26 | KLR ENERGY ACQUISITION CORP | 500,000 | 210,000 | 0.00% | ||
| 27 | EATON VANCE SR INCOME TR | 33,149 | 213,000 | 0.00% | ||
| 28 | CLOUGH GLOBAL DIVND AND INCORPORATED FD | 17,902 | 217,000 | 0.00% | ||
| 29 | CLOUGH GLOBAL EQUITY FD | 19,335 | 220,000 | 0.00% | ||
| 30 | LMP CAP & INCOME FD INC | 16,951 | 231,000 | 0.00% | ||
| 31 | DISH NETWORK A | 4,289 | 235,000 | 0.00% | ||
| 32 | TERRAPIN 3 ACQUISITION CORP | 1,428,000 | 258,000 | 0.00% | ||
| 33 | AVENUE INCOME | 19,895 | 258,000 | 0.00% | ||
| 34 | SPROTT FOCUS TR INC COM | 38,154 | 263,000 | 0.00% | ||
| 35 | CONYERS PK ACQUISITION | 25,000 | 269,000 | 0.00% | ||
| 36 | RESOURCE CAP CORP | 275,000 | 271,000 | 0.00% | PRN | |
| 37 | ARK RESTAURANTS CORP | 12,578 | 286,000 | 0.00% | ||
| 38 | GLOBAL PARTNER ACQUISITION C | 1,068,000 | 288,000 | 0.00% | ||
| 39 | CONE Midstream Partners | 16,400 | 297,000 | 0.00% | ||
| 40 | TEEKAY LNG PARTNERS L P | 20,319 | 307,000 | 0.00% | ||
| 41 | SHELL MIDSTREAM PARTNERS L P | 9,609 | 308,000 | 0.00% | ||
| 42 | DELAWARE ENHANCED GBL DIV & | 30,618 | 310,000 | 0.00% | ||
| 43 | JOHNSON CTLS INTL PLC | 7,282 | 339,000 | 0.00% | ||
| 44 | QUORUM HEALTH CORP | 56,871 | 357,000 | 0.00% | ||
| 45 | MARTIN MIDSTREAM PRTNRS L P | 18,768 | 376,000 | 0.00% | ||
| 46 | PHILLIPS 66 PARTNERS LP | 8,245 | 401,000 | 0.00% | ||
| 47 | HENNESSY CAP ACQUISITION COR | 1,028,837 | 412,000 | 0.00% | ||
| 48 | ROYCE VALUE TR INC | 33,140 | 420,000 | 0.00% | ||
| 49 | Agrofresh Solutions Warrants Exp 07/31/20 | 540,000 | 421,000 | 0.00% | ||
| 50 | GAIN CAP HLDGS INC | 450,000 | 430,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004856, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
