Dark
Light
System
Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 ALCOA INC 4,275 141 0.00%
52 ALERE INC 18,696 946 0.02%
53 ALEX REAL ESTATE EQ 2,000 182 0.00%
54 ALEXANDER & BALDWIN INC NEW COM 1,200 44 0.00%
55 ALEXION PHARMACEUTIC 25,058 3,489 0.06%
56 ALIBABA GROUP HLDG LTD 149,001 11,776 0.20%
57 ALIGN TECHNOLOGY INC 19,038 1,384 0.02%
58 ALKERMES PLC 7,871 269 0.00%
59 ALLEGHANY CORP 1,324 657 0.01%
60 ALLEGHENY TECHNOLOGIES INC 826,211 13,467 0.22%
61 ALLEGIANT TRAVEL CO 6,286 1,119 0.02%
62 ALLEGION PUB LTD CO 433 28 0.00%
63 ALLERGAN PLC 59,603 15,975 0.27%
64 ALLETE INC COM NEW 6,308 354 0.01%
65 ALLIANCE CALIF MUN INCOME FD 409,410 6,072 0.10%
66 ALLIANCE DATA SYSTEMS CORP 988 217 0.00%
67 ALLIANCE RES PARTNER L P 146,273 1,704 0.03%
68 ALLIANCEBERNSTEIN GLOBAL HIG 89,397 1,042 0.02%
69 ALLIANCEBERNSTEIN NATL MUN I 54,689 790 0.01%
70 ALLIANT ENERGY CORP 29,964 2,226 0.04%
71 ALLIANZGI CONV INCOME FD I 660,638 3,224 0.05%
72 ALLIANZGI CONV & INCOME FD 252,532 1,399 0.02%
73 ALLIANZGI DIVERS INC & CNV F 111,996 1,991 0.03%
74 ALLIANZGI DIVIDEND INT PRM 117,221 1,437 0.02%
75 ALLIANZGI EQUITY CONV INCO 981,975 17,862 0.30%
76 ALLISON TRANSMISSION HLDGS INC COM 11,085 299 0.00%
77 ALLSCRIPTS HEALTHCARE SOLUTN 5,000 66 0.00%
78 ALLSTATE CORP 14,270 961 0.02%
79 ALNYLAM PHARMACEUTICALS INC 52,925 3,322 0.06%
80 ALPHABET INC 41,789 31,881 0.53%
81 ALPHABET INC 8,592 6,401 0.11%
82 ALPINE GLOBAL DYNAMIC DIVD F 1,246,329 10,631 0.18%
83 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 1,233,501 6,895 0.11%
84 ALPINE TOTAL DYNAMIC DIVID F 2,943,645 22,077 0.37%
85 ALPS ETF TR 208,335 2,275 0.04%
86 ALTRIA GROUP INC 595,367 37,306 0.62%
87 ALUMINUM CORP CHINA LIMITED 1,048 8 0.00%
88 AMAZON COM INC 36,503 21,670 0.36%
89 AMBARELLA INC 27,741 1,240 0.02%
90 AMBEV SA 278,107 1,441 0.02%
91 AMC ENTMT HLDGS INC 8,103 227 0.00%
92 AMC NETWORKS INC CL A 8,160 530 0.01%
93 AMDOCS LTD 23,115 1,397 0.02%
94 AMER STATES WTR CO 24,266 955 0.02%
95 AMEREN CORP 58,665 2,939 0.05%
96 AMERICAN AIRLS GROUP INC 3,100 127 0.00%
97 AMERICAN AXLE & MFG HLDGS INC COM 3,119 48 0.00%
98 AMERICAN CAMPUS CMNTYS INC 9,173 432 0.01%
99 AMERICAN CAP LTD 475,529 7,247 0.12%
100 AMERICAN CAP SR FLOATING LTD 400,820 4,020 0.07%
Page 2 of 36