| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 888,800 | 8,914,000 | 41.15% | ||
| 2 | Advisors Asset Management, Inc. | 400,820 | 4,020,000 | 18.56% | ||
| 3 | UBS Group AG | 186,369 | 1,869,000 | 8.63% | ||
| 4 | Muzinich & Co., Inc. | 149,317 | 1,498,000 | 6.92% | ||
| 5 | STIFEL FINANCIAL CORP | 77,687 | 779,000 | 3.60% | ||
| 6 | WASATCH ADVISORS LP | 74,901 | 746,000 | 3.44% | ||
| 7 | Caprock Group, LLC | 66,400 | 666,000 | 3.07% | ||
| 8 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 55,000 | 552,000 | 2.55% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 47,714 | 479,000 | 2.21% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,400 | 425,000 | 1.96% | ||
| 11 | DEUTSCHE BANK AG\ | 41,679 | 418,000 | 1.93% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 23,471 | 235,000 | 1.08% | ||
| 13 | HM PAYSON & CO | 20,000 | 201,000 | 0.93% | ||
| 14 | WELLS FARGO & COMPANY/MN | 17,481 | 175,000 | 0.81% | ||
| 15 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 17,308 | 174,000 | 0.80% | ||
| 16 | CAXTON CORP | 15,457 | 155,000 | 0.72% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 14,545 | 146,000 | 0.67% | ||
| 18 | OPPENHEIMER & CO INC | 13,213 | 133,000 | 0.61% | ||
| 19 | CITIGROUP INC | 5,187 | 52,000 | 0.24% | ||
| 20 | ENVESTNET ASSET MANAGEMENT INC | 1,983 | 20,000 | 0.09% | ||
| 21 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 334 | 3,000 | 0.01% | ||
| 22 | SEI INVESTMENTS CO | 192 | 2,000 | 0.01% | ||
| 23 | Tower Research Capital LLC (TRC) | 62 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
