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Institutional Investment Manager
Allen Investment Management, LLC
Allen Investment Management, LLC (CIK: 0001326234) incorporated in New York, located at 711 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003742) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 NUVEEN FLTNG RTE INCM OPP FD 14,122 145 0.01%
2 INVESCO SR INCOME TR 34,960 146 0.01%
3 EATON VANCE SR FLTNG RTE TR 11,223 147 0.01%
4 NUVEEN CR STRATEGIES INCOME FD COM SHS 18,171 147 0.01%
5 NUVEEN FLOATING RATE INCOME 14,441 149 0.01%
6 INVESCO DYNAMIC CR OPPORTUNI 13,639 150 0.01%
7 BLACKROCK FLOATING RATE INCO 11,780 155 0.01%
8 EATON VANCE LTD DURATION INC 11,569 155 0.01%
9 WESTERN ASSET EMERGING MKTS 10,451 161 0.01%
10 NUVEEN AMT FREE QLTY MUN INC 11,935 179 0.01%
11 INVESCO QUALITY MUN INCOME T 13,256 183 0.01%
12 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 11,135 184 0.01%
13 INVESCO TR INVT GRADE MUNS 12,460 185 0.01%
14 NUVEEN PREM INCOME MUN FD 2 11,937 185 0.01%
15 INVESCO MUN TR 13,124 186 0.01%
16 INVESCO MUN OPPORTUNITY TR 12,821 191 0.01%
17 INTERNATIONAL BUSINESS MACHS 1,351 205 0.02%
18 DOLLAR TREE INC 2,294 216 0.02%
19 NOBLE CORP PLC 26,507 218 0.02%
20 IONIS PHARMACEUTICALS INC COM 9,505 221 0.02%
21 OWENS-ILLINOIS, INC. 12,531 226 0.02%
22 APPLIED MATLS INC 10,025 240 0.02%
23 ISHARES RUSSELL 2000 GROWTH ETF 1,758 241 0.02%
24 TORTOISE MLP FD INCORPORATED 13,470 249 0.02%
25 Tortoise Egy Infrastruct 8,330 256 0.02%
26 CLEARBRIDGE ENERGY MLP FD INCORPORATED 16,390 261 0.02%
27 PHILLIPS 66 3,318 263 0.02%
28 WESTROCK CO 6,982 271 0.02%
29 STAPLES INC 31,960 275 0.02%
30 ISHARES TR 2,969 278 0.02%
31 GENERAL MTRS CO 9,940 281 0.02%
32 MCDONALDS CORP 2,346 282 0.02%
33 INTEL CORP 8,627 283 0.02%
34 ISHARES TR 5,087 284 0.02%
35 Lloyds Banking Group Plc 95,765 284 0.02%
36 CVR ENERGY INC COM 18,353 284 0.02%
37 KAYNE ANDERSON MLP INVT CO 14,010 285 0.02%
38 BARCLAYS PLC 37,629 286 0.02%
39 ISHARES TR 2,911 292 0.02%
40 XEROX CORP 31,093 295 0.02%
41 Pandora Media Inc 24,599 306 0.02%
42 VANGUARD INDEX FDS 1,600 308 0.02%
43 ABBOTT LABS 8,000 314 0.02%
44 TESORO CORP 4,210 315 0.02%
45 Alcoa 34,265 318 0.02%
46 TENET HEALTHCARE CORP 11,492 318 0.02%
47 TABLEAU SOFTWARE INC 6,554 321 0.02%
48 EXXON MOBIL CORP 3,551 333 0.03%
49 FREEPORT-MCMORAN INC 30,591 341 0.03%
50 ISHARES TR 4,678 348 0.03%
Page 1 of 5
Restatement filing (0001172661-17-001726) filed in 2017.09.22
#
Name
Shares
Value ($)
%
Options
Notes
51 SIGNET JEWELERS LIMITED 37,049 3,053 0.21%
52 COCA COLA CO 65,236 2,957 0.21%
53 AMERICAN EXPRESS CO 47,789 2,904 0.20%
54 ADVANCED DRAIN SYS INC DEL 105,820 2,896 0.20%
55 SYSCO CORP 55,389 2,810 0.20%
56 PALO ALTO NETWORKS INC 22,147 2,716 0.19%
57 FIRST TR ENERGY INCOME GRO 96,940 2,470 0.17%
58 APPLE INC 25,677 2,455 0.17%
59 NETFLIX INC 26,406 2,416 0.17%
60 ISHARES TR 20,931 2,161 0.15%
61 VANGUARD WHITEHALL FDS 29,028 2,074 0.14%
62 ABIOMED INC 18,879 2,063 0.14%
63 PIMCO ETF TR 18,326 1,968 0.14%
64 MONDELEZ INTL INC 43,181 1,965 0.14%
65 BOEING CO 14,372 1,866 0.13%
66 RYDEX ETF TRUST 33,123 1,689 0.12%
67 WALGREENS BOOTS ALLIANCE INC 19,828 1,651 0.11%
68 BP PLC 44,517 1,581 0.11%
69 VODAFONE GROUP PLC NEW 50,643 1,564 0.11%
70 DIAGEO P L C 13,824 1,560 0.11%
71 NATIONAL GRID PLC 20,940 1,556 0.11%
72 UNILEVER PLC 32,442 1,554 0.11%
73 ISHARES TR 6,000 1,544 0.11%
74 LIBERTY GLOBAL PLC 53,056 1,542 0.11%
75 BERKSHIRE HATHAWAY INC DEL 7 1,519 0.11%
76 AUTODESK INC 22,945 1,242 0.09%
77 AUTOMATIC DATA PROCESSING IN 12,659 1,163 0.08%
78 HUMANA INC 6,270 1,128 0.08%
79 CONSTELLATION BRANDS INC 6,700 1,108 0.08%
80 TEVA PHARMACEUTICAL INDS LTD 21,104 1,060 0.07%
81 EQT CORP 13,629 1,055 0.07%
82 TCP CAP CORP 68,185 1,042 0.07%
83 TPG SPECIALTY LENDING INC 62,688 1,041 0.07%
84 CONTINENTAL RESOURE 22,521 1,020 0.07%
85 CONOCOPHILLIPS 23,104 1,007 0.07%
86 PEPSICO INC 9,297 985 0.07%
87 CABOT OIL & GAS CORP 37,124 956 0.07%
88 JPMORGAN CHASE & CO 15,354 954 0.07%
89 DAVITA INC 12,264 948 0.07%
90 ENVIVA PARTNERS LP 40,640 925 0.06%
91 DELTA AIRLINES INC DEL 25,337 923 0.06%
92 EOG RES INC 11,032 920 0.06%
93 SPDR GOLD TR 7,010 887 0.06%
94 APACHE CORP 15,643 871 0.06%
95 CANTEL MEDICAL CORP 12,558 863 0.06%
96 SPDR DOW JONES REIT ETF 8,668 862 0.06%
97 ISHARES TR 30,438 842 0.06%
98 VANGUARD WORLD FD 8,746 832 0.06%
99 ALLERGAN PLC 3,541 818 0.06%
100 VANGUARD WORLD FDS 7,638 812 0.06%
Page 2 of 5