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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001333978-16-000012) filed in 2016.01.19
#
Name
Shares
Value ($)
%
Options
Notes
2001 Crown Crafts Inc 14,051 119 0.00%
2002 ARRAY BIOPHARMA INC 27,980 118 0.00%
2003 NUVEEN ALL CAP ENE MLP OPPO 16,811 117 0.00%
2004 VALE S A 34,199 113 0.00%
2005 FIFTH STREET FINANCE CORP 17,609 112 0.00%
2006 WESTERN ASSET GLOBAL HIGH IN 12,845 112 0.00%
2007 Teekay Offshore Partners L.P. 17,143 111 0.00%
2008 NEUBERGER BERMAN MLP INCOME FD 13,558 111 0.00%
2009 ARROW INVTS TR 11,200 111 0.00%
2010 ISHARES 20,117 110 0.00%
2011 PCM FUND INC 11,919 110 0.00%
2012 GABELLI MULTIMEDIA TR INC 14,584 109 0.00%
2013 MIMEDX GROUP INC COM 11,623 109 0.00%
2014 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 10,215 108 0.00%
2015 TICC CAPITAL CORP 17,775 108 0.00%
2016 HECLA MNG CO 56,395 107 0.00%
2017 JUST ENERGY GROUP INC 14,973 107 0.00%
2018 COHEN & STEERS GLOBAL INCORPORATED BLDR 11,265 107 0.00%
2019 LXP INDUSTRIAL TRUST COM 13,226 106 0.00%
2020 WPX ENERGY INC 18,496 106 0.00%
2021 SPROTT FOCUS TR INC COM 18,298 106 0.00%
2022 BROCADE COMMUNICATIONS SYS I 11,452 105 0.00%
2023 SEADRILL LIMITED 31,001 105 0.00%
2024 PETROLEO BRASILEIRO SA PETRO 24,513 105 0.00%
2025 EARTHLINK HOLDINGS ORD 14,004 104 0.00%
2026 LIBERTY ALL STAR EQUITY FUND SH BEN INT 19,222 103 0.00%
2027 PSB HOLDINGS INC 10,100 103 0.00%
2028 ENCANA CORP 20,132 102 0.00%
2029 SOUTHWESTERN ENERGY CO 14,156 101 0.00%
2030 ITAU UNIBANCO HLDG SA 15,139 99 0.00%
2031 PEOPLES FINL CORP MISS 10,848 98 0.00%
2032 TRANSPORTADORA DE GAS SUR 15,982 97 0.00%
2033 GLADSTONE INVT CORP 12,337 95 0.00%
2034 ULTRA PETROLEUM CORP 37,550 94 0.00%
2035 AEGON N V 16,477 93 0.00%
2036 IMMUNOMEDICS INCORPORATED 30,315 93 0.00%
2037 ORGANOVO HLDGS INC 36,941 92 0.00%
2038 FUSION TELECOMM INTL INC 28,304 92 0.00%
2039 MADISON COVERED CALL EQUIT 12,314 91 0.00%
2040 CREDIT SUISSE HIGH YIELD BD 39,828 91 0.00%
2041 CLEARBRIDGE AMERN ENERG MLP FD 11,000 90 0.00%
2042 REPUBLIC FIRST BANCORP INC 20,879 90 0.00%
2043 AXOGEN INC 17,711 89 0.00%
2044 MANNKIND CORP. 60,968 88 0.00%
2045 POLYMET MINING CORP 111,208 88 0.00%
2046 BALLARD PWR SYS INC NEW 56,218 88 0.00%
2047 STUDENT TRANSN INC 23,427 87 0.00%
2048 ICICI BANK LIMITED 11,031 86 0.00%
2049 BANCO BILBAO VIZCAYA ARGENTA 11,631 85 0.00%
2050 WELLS FARGO GLOBAL DIVID OPP 14,172 84 0.00%
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