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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 UNITED DEV FDG IV COM 11,186 0 0.00%
2 TRIANGLE PETE CORP 12,900 3 0.00%
3 Key Energy Services, Inc. 13,463 3 0.00%
4 CASCADIAN THERAPEUTICS INC 12,395 12 0.00%
5 PROSPECT CAPITAL CORPORATION 20,000 19 0.00% PRN
6 TREMOR VIDEO INC 18,200 33 0.01%
7 PENGROWTH ENERGY CORP 21,366 40 0.01%
8 LEE ENTERPRISES INC 21,230 41 0.01%
9 INVESCO SR INCOME TR 10,164 42 0.01%
10 CREDIT SUISSE HIGH YIELD BD 21,200 50 0.01%
11 SEADRILL LIMITED 16,785 53 0.01%
12 VANGUARD NAT RES LLC COM UNIT 46,650 57 0.01%
13 AK STL HLDG CORP 12,800 59 0.01%
14 NUVEEN SR INCOME FD 12,513 75 0.01%
15 WESTERN ASSET MGD HI INCM FD 16,200 77 0.01%
16 TEMPLETON GLOBAL INCOME FD 12,308 78 0.01%
17 BLACKROCK DEBT STRAT FD INC COM 22,944 81 0.02%
18 GLOBAL X FDS 11,057 90 0.02%
19 OLD SECOND BANCORP INC ILL 14,452 99 0.02%
20 EATON VANCE TAX-MANAGED GLOBAL COM 12,223 104 0.02%
21 PIMCO STRATEGIC INCOME FD 11,397 112 0.02%
22 FRONTIER COMMUNICATIONS CORP 24,221 119 0.02%
23 TWO HBRS INVT CORP 13,917 119 0.02%
24 ARRAY BIOPHARMA INC 35,995 129 0.02%
25 RITE AID CORP 18,500 136 0.03%
26 TRANSOCEAN LTD 11,794 138 0.03%
27 UNITED STATES OIL FUND LP 12,565 144 0.03%
28 NORTHSTAR REALTY EUROPE CORPORATION 15,534 146 0.03%
29 DNP SELECT INCOME FD INC 14,057 148 0.03%
30 OASIS PETE INC NEW 17,036 161 0.03%
31 VALE S A 31,302 161 0.03%
32 BLACKROCK MUNIASSETS FD INC 10,500 164 0.03%
33 SPIRIT RLTY CAP INC NEW 13,100 166 0.03%
34 INVESCO MUN TR 11,739 167 0.03%
35 SIRIUS XM HOLDINGS INC 43,120 170 0.03%
36 TECK RESOURCES LTD 13,000 171 0.03%
37 PUTNAM MANAGED MUN INCOME TR 21,556 173 0.03%
38 NUVEEN AMT FREE MUN CR INC F 10,890 177 0.03%
39 FIREEYE INC 11,325 186 0.04%
40 BP PRUDHOE BAY RTY TR 10,407 193 0.04%
41 John Hancock Premium Dividend Fund 11,598 196 0.04%
42 BLACKROCK ENHANCED EQT DIV T 25,076 197 0.04%
43 FIRST TR SR FLG RTE INCM FD 15,832 202 0.04%
44 ISHARES 3,757 202 0.04%
45 GLOBAL X FDS 9,720 203 0.04%
46 UNDER ARMOUR INC 5,616 204 0.04%
47 TIME WARNER INC 2,760 204 0.04%
48 WHITING PETE CORP NEW 22,277 205 0.04%
49 CHENIERE ENERGY INC 5,390 207 0.04%
50 SNAP ON INC 1,357 214 0.04%
Page 1 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
101 POWERSHARES QQQ TRUST 19,370 2,081 0.23%
102 NUVEEN PREFERRED SECURITIES 222,097 2,057 0.23%
103 SELECT SECTOR SPDR TR 38,580 2,020 0.23%
104 FIRST TR EXCHANGE TRADED FD 89,294 1,996 0.22%
105 CONOCOPHILLIPS 45,407 1,966 0.22%
106 RYDEX ETF TRUST 24,179 1,945 0.22%
107 CATERPILLAR INC 25,485 1,945 0.22%
108 SELECT SECTOR SPDR TR 84,317 1,928 0.22%
109 SELECT SECTOR SPDR TR 26,609 1,910 0.21%
110 VANGUARD STAR FDS 42,478 1,888 0.21%
111 GILEAD SCIENCES INC 22,408 1,869 0.21%
112 ALPS ETF TR 144,614 1,837 0.21%
113 MCDONALDS CORP 15,225 1,833 0.21%
114 GENERAL MLS INC 25,585 1,822 0.20%
115 CALAMOS CONV & HIGH INCOME F 168,867 1,794 0.20%
116 VANGUARD BD INDEX FDS 21,259 1,788 0.20%
117 DOW CHEM CO 35,864 1,788 0.20%
118 ROYAL DUTCH SHELL PLC 32,425 1,783 0.20%
119 HEALTHCARE TR AMER INC 55,019 1,781 0.20%
120 ENERGY TRANSFER PRTNRS L P 46,186 1,766 0.20%
121 WAL-MART STORES INC 23,635 1,725 0.19%
122 MATTEL INC 55,018 1,718 0.19%
123 AMAZON COM INC 2,377 1,697 0.19%
124 ANNALY CAP MGMT INC 150,828 1,685 0.19%
125 VANGUARD WORLD FDS 35,007 1,651 0.19%
126 BANK AMER CORP 122,138 1,620 0.18%
127 ABBOTT LABS 40,881 1,613 0.18%
128 POWERSHARES ETF TRUST 82,245 1,581 0.18%
129 ISHARES TR 13,740 1,562 0.18%
130 SELECT SECTOR SPDR TR 22,653 1,546 0.17%
131 ISHARES U.S. UTILITIES ETF 11,686 1,535 0.17%
132 HSBC HLDGS PLC 58,643 1,521 0.17%
133 VANGUARD INDEX FDS 7,886 1,515 0.17%
134 VISA INC 19,798 1,466 0.16%
135 ISHARES TR 31,727 1,464 0.16%
136 ISHARES TR 16,817 1,436 0.16%
137 ISHARES TR 11,573 1,421 0.16%
138 UBS AG JERSEY BRH 67,477 1,415 0.16%
139 WISDOMTREE TR 18,341 1,415 0.16%
140 BLACKROCK FLOATING RATE INCO 105,152 1,362 0.15%
141 FIRST TR SML CP CORE ALPHA F 28,427 1,307 0.15%
142 ISHARES TR 8,643 1,296 0.15%
143 ISHARES TR 15,769 1,295 0.15%
144 AMERICAN ELEC PWR INC 18,201 1,283 0.14%
145 SPDR DOW JONES INDL AVRG ETF 7,000 1,256 0.14%
146 SELECT SECTOR SPDR TR 22,391 1,252 0.14%
147 LUMEN TECHNOLOGIES INC 42,816 1,251 0.14%
148 CLOROX CO DEL 8,991 1,249 0.14%
149 ISHARES TR 8,535 1,224 0.14%
150 VANGUARD WORLD FD 12,319 1,181 0.13%
Page 3 of 11