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Institutional Investment Manager
Weiss Asset Management LP
Weiss Asset Management LP (CIK: 0001357550) incorporated in Delaware, located at 222 Berkeley Street, 16th Floor, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001357550-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 MICROCHIP TECHNOLOGY INC 25,000,000 44,717 18.15% PRN
2 HF2 Financial Management Inc Sponser Shares 1,700,000 17,697 7.18%
3 ISHARES INC 252,182 13,946 5.66%
4 STARWOOD PPTY TR INC 10,000,000 10,984 4.46% PRN
5 TEMPLETON DRAGON FD INC 393,110 9,450 3.84%
6 RAMCO-GERSHENSON PPTYS TR 135,000 9,036 3.67%
7 SWISS HELVETIA FD INC 753,289 8,392 3.41%
8 INDIA FD INC 284,402 7,340 2.98%
9 SEABRIDGE GOLD INC 950,000 7,202 2.92%
10 DBX ETF TR 150,000 5,582 2.27%
11 GARNERO GROUP ACQUISITION CO 575,000 5,497 2.23%
12 LEVY ACQUISITION CORP 550,000 5,352 2.17%
13 ADAMS DIVERSIFIED EQUITY FD 374,835 5,128 2.08%
14 CAPITOL ACQUISITION CORP II 500,000 4,925 2.00%
15 SPROTT PHYSICAL GOLD TRUST 500,826 4,893 1.99%
16 BLACKROCK ENERGY & RES TR COM 237,982 4,748 1.93%
17 FIRSTHAND TECHNOLOGY VALUE FD COM 254,017 4,737 1.92%
18 SPROTT PHYSICAL PLAT PALLAD 530,708 4,591 1.86%
19 ROYCE VALUE TR INC 297,445 4,262 1.73%
20 CHINA FD INC 231,630 4,223 1.71%
21 GLOBAL DEFENSE & NATL SEC SY 400,000 4,128 1.68%
22 CAMBRIDGE CAP ACQUISITION CO 400,000 3,960 1.61%
23 THAI FD INC 333,947 3,941 1.60%
24 DT ASIA INVTS LTD 400,000 3,880 1.57%
25 FIRST TR ENERGY INFRASTRCTR 151,247 3,597 1.46%
26 ROYCE MICRO CAP TR INC 335,005 3,377 1.37%
27 1347 CAP CORP 350,000 3,290 1.34%
28 Petroleum & Resources Corporat 137,862 3,287 1.33%
29 MEDIA GENERAL INC NEW 174,049 2,912 1.18%
30 C B PHARMA ACQUISITION CORP 268,246 2,691 1.09%
31 TEMPLETON EMERGING MKTS FD 145,689 2,247 0.91%
32 GENERAL AMERN INVS CO INC 60,410 2,114 0.86%
33 GAMCO GLOBAL GOLD NAT RES & 255,493 1,788 0.73%
34 NEW GERMANY FD INC 122,002 1,709 0.69%
35 HYDRA INDS ACQUISITION CORP 175,000 1,670 0.68%
36 SOURCE CAP INC 21,987 1,586 0.64%
37 LAKE SHORE GOLD CORP 2,165,000 1,453 0.59%
38 MORGAN STANLEY EM MKTS DM DECOM 131,365 1,387 0.56%
39 PIMCO HIGH INCOME FD 107,514 1,210 0.49%
40 OHA INVT CORP 228,145 1,070 0.43%
41 "MORGAN STANLEY " 71,977 993 0.40%
42 CENTRAL SECS CORP COM 44,777 982 0.40%
43 TAIWAN FD INC 57,993 948 0.38%
44 EATON VANCE TAX ADVANTAGED G 33,862 823 0.33%
45 BLACKROCK HEALTH SCIENCES TR 19,145 817 0.33%
46 DENISON MINES CORP 766,900 746 0.30%
47 NUVEEN CORE EQUITY ALPHA FD 39,667 693 0.28%
48 Mechel Open Joint Stock Co. AD 1,000,000 684 0.28%
49 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 7,000 627 0.25%
50 TEMPLETON EMERGING COM 49,792 565 0.23%
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Restatement filing (0001357550-15-000004) filed in 2015.04.17
#
Name
Shares
Value ($)
%
Options
Notes
1 MICROCHIP TECHNOLOGY INC 25,000,000 44,717 18.15% PRN
2 HF2 Financial Management Inc Sponser Shares 1,700,000 17,697 7.18%
3 ISHARES INC 252,182 13,946 5.66%
4 STARWOOD PPTY TR INC 10,000,000 10,984 4.46% PRN
5 TEMPLETON DRAGON FD INC 393,110 9,450 3.84%
6 RAMCO-GERSHENSON PPTYS TR 135,000 9,036 3.67%
7 SWISS HELVETIA FD INC 753,289 8,392 3.41%
8 INDIA FD INC 284,402 7,340 2.98%
9 SEABRIDGE GOLD INC 950,000 7,202 2.92%
10 DBX ETF TR 150,000 5,582 2.27%
11 GARNERO GROUP ACQUISITION CO 575,000 5,497 2.23%
12 LEVY ACQUISITION CORP 550,000 5,352 2.17%
13 ADAMS DIVERSIFIED EQUITY FD 374,835 5,128 2.08%
14 CAPITOL ACQUISITION CORP II 500,000 4,925 2.00%
15 SPROTT PHYSICAL GOLD TRUST 500,826 4,893 1.99%
16 BLACKROCK ENERGY & RES TR COM 237,982 4,748 1.93%
17 FIRSTHAND TECHNOLOGY VALUE FD COM 254,017 4,737 1.92%
18 SPROTT PHYSICAL PLAT PALLAD 530,708 4,591 1.86%
19 ROYCE VALUE TR INC 297,445 4,262 1.73%
20 CHINA FD INC 231,630 4,223 1.71%
21 GLOBAL DEFENSE & NATL SEC SY 400,000 4,128 1.68%
22 CAMBRIDGE CAP ACQUISITION CO 400,000 3,960 1.61%
23 THAI FD INC 333,947 3,941 1.60%
24 DT ASIA INVTS LTD 400,000 3,880 1.57%
25 FIRST TR ENERGY INFRASTRCTR 151,247 3,597 1.46%
26 ROYCE MICRO CAP TR INC 335,005 3,377 1.37%
27 1347 CAP CORP 350,000 3,290 1.34%
28 Petroleum & Resources Corporat 137,862 3,287 1.33%
29 MEDIA GENERAL INC NEW 174,049 2,912 1.18%
30 C B PHARMA ACQUISITION CORP 268,246 2,691 1.09%
31 TEMPLETON EMERGING MKTS FD 145,689 2,247 0.91%
32 GENERAL AMERN INVS CO INC 60,410 2,114 0.86%
33 GAMCO GLOBAL GOLD NAT RES & 255,493 1,788 0.73%
34 NEW GERMANY FD INC 122,002 1,709 0.69%
35 HYDRA INDS ACQUISITION CORP 175,000 1,670 0.68%
36 SOURCE CAP INC 21,987 1,586 0.64%
37 LAKE SHORE GOLD CORP 2,165,000 1,453 0.59%
38 MORGAN STANLEY EM MKTS DM DECOM 131,365 1,387 0.56%
39 PIMCO HIGH INCOME FD 107,514 1,210 0.49%
40 OHA INVT CORP 228,145 1,070 0.43%
41 "MORGAN STANLEY " 71,977 993 0.40%
42 CENTRAL SECS CORP COM 44,777 982 0.40%
43 TAIWAN FD INC 57,993 948 0.38%
44 EATON VANCE TAX ADVANTAGED G 33,862 823 0.33%
45 BLACKROCK HEALTH SCIENCES TR 19,145 817 0.33%
46 DENISON MINES CORP 766,900 746 0.30%
47 NUVEEN CORE EQUITY ALPHA FD 39,667 693 0.28%
48 Mechel Open Joint Stock Co. AD 1,000,000 684 0.28%
49 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 7,000 627 0.25%
50 TEMPLETON EMERGING COM 49,792 565 0.23%
Page 1 of 2