Dark
Light
System
Institutional Investment Manager
Weiss Asset Management LP
Weiss Asset Management LP (CIK: 0001357550) incorporated in Delaware, located at 222 Berkeley Street, 16th Floor, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001357550-15-000002) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
51 WESTERN ASSET HIGH INCM FD I 67,806 563 0.23%
52 MEXICO EQUITY & INE FD 37,284 464 0.19%
53 TORTOISE ENERGY INDEPENDENC 22,392 424 0.17%
54 GAMCO NATL RES GOLDINCM 49,763 402 0.16%
55 STONE HBR EMERG MRKTS INC FD COM 25,469 395 0.16%
56 MEXICO FD INC 18,900 393 0.16%
57 SPECIAL OPPORTUNITIES FUND INC COM 24,782 381 0.15%
58 WESTERN ASSET MTG DEFINED OP 12,703 303 0.12%
59 BROOKFIELD GLOBL LISTED INFR 13,231 276 0.11%
60 NUVEEN GLOBAL EQUITY INCOME 16,664 217 0.09%
61 ELLSWORTH GROWTH AND INCOME FU COM 24,655 215 0.09%
62 1347 CAP CORP 326,550 114 0.05%
63 DT ASIA INVTS LTD 367,900 88 0.04%
64 COMMUNITY HEALTH SYS INC NEW 3,000,000 75 0.03%
65 1347 CAP CORP 326,550 69 0.03%
66 GARNERO GROUP ACQUISITION CO 192,600 58 0.02%
67 GARNERO GROUP ACQUISITION CO 284,000 34 0.01%
68 Enservco Corp 19,075 31 0.01%
69 DT ASIA INVTS LTD 188,600 24 0.01%
70 QUEST RARE MINERALS LTD 400,000 7 0.00%
Page 2 of 2
Restatement filing (0001357550-15-000004) filed in 2015.04.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DT ASIA INVTS LTD 188,600 24 0.01%
2 Enservco Corp 19,075 31 0.01%
3 GARNERO GROUP ACQUISITION CO 284,000 34 0.01%
4 GARNERO GROUP ACQUISITION CO 192,600 58 0.02%
5 1347 CAP CORP 326,550 69 0.03%
6 COMMUNITY HEALTH SYS INC NEW 3,000,000 75 0.03%
7 DT ASIA INVTS LTD 367,900 88 0.04%
8 1347 CAP CORP 326,550 114 0.05%
9 ELLSWORTH GROWTH AND INCOME FU COM 24,655 215 0.09%
10 NUVEEN GLOBAL EQUITY INCOME 16,664 217 0.09%
11 BROOKFIELD GLOBL LISTED INFR 13,231 276 0.11%
12 WESTERN ASSET MTG DEFINED OP 12,703 303 0.12%
13 SPECIAL OPPORTUNITIES FUND INC COM 24,782 381 0.15%
14 MEXICO FD INC 18,900 393 0.16%
15 STONE HBR EMERG MRKTS INC FD COM 25,469 395 0.16%
16 GAMCO NATL RES GOLDINCM 49,763 402 0.16%
17 TORTOISE ENERGY INDEPENDENC 22,392 424 0.17%
18 MEXICO EQUITY & INE FD 37,284 464 0.19%
19 WESTERN ASSET HIGH INCM FD I 67,806 563 0.23%
20 TEMPLETON EMERGING COM 49,792 565 0.23%
21 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 7,000 627 0.25%
22 Mechel Open Joint Stock Co. AD 1,000,000 684 0.28%
23 NUVEEN CORE EQUITY ALPHA FD 39,667 693 0.28%
24 DENISON MINES CORP 766,900 746 0.30%
25 BLACKROCK HEALTH SCIENCES TR 19,145 817 0.33%
26 EATON VANCE TAX ADVANTAGED G 33,862 823 0.33%
27 TAIWAN FD INC 57,993 948 0.38%
28 CENTRAL SECS CORP COM 44,777 982 0.40%
29 "MORGAN STANLEY " 71,977 993 0.40%
30 OHA INVT CORP 228,145 1,070 0.43%
31 PIMCO HIGH INCOME FD 107,514 1,210 0.49%
32 MORGAN STANLEY EM MKTS DM DECOM 131,365 1,387 0.56%
33 LAKE SHORE GOLD CORP 2,165,000 1,453 0.59%
34 SOURCE CAP INC 21,987 1,586 0.64%
35 HYDRA INDS ACQUISITION CORP 175,000 1,670 0.68%
36 NEW GERMANY FD INC 122,002 1,709 0.69%
37 GAMCO GLOBAL GOLD NAT RES & 255,493 1,788 0.73%
38 GENERAL AMERN INVS CO INC 60,410 2,114 0.86%
39 TEMPLETON EMERGING MKTS FD 145,689 2,247 0.91%
40 C B PHARMA ACQUISITION CORP 268,246 2,691 1.09%
41 MEDIA GENERAL INC NEW 174,049 2,912 1.18%
42 Petroleum & Resources Corporat 137,862 3,287 1.33%
43 1347 CAP CORP 350,000 3,290 1.34%
44 ROYCE MICRO CAP TR INC 335,005 3,377 1.37%
45 FIRST TR ENERGY INFRASTRCTR 151,247 3,597 1.46%
46 DT ASIA INVTS LTD 400,000 3,880 1.57%
47 THAI FD INC 333,947 3,941 1.60%
48 CAMBRIDGE CAP ACQUISITION CO 400,000 3,960 1.61%
49 GLOBAL DEFENSE & NATL SEC SY 400,000 4,128 1.68%
50 CHINA FD INC 231,630 4,223 1.71%
Page 1 of 2