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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
451 ACTAVIS PLC 21,434 5,112 0.03%
452 UNITED STATES NATL GAS FUND 236,074 5,090 0.03%
453 UNITED RENTALS INC 48,691 5,085 0.03%
454 PRICELINE GRP INC 4,468 5,083 0.03%
455 ISHARES TR 60,795 5,075 0.03%
456 ROYCE VALUE TR INC 352,267 5,073 0.03%
457 COHEN & STEERS QUALITY RLTY 475,161 5,065 0.03%
458 POLARIS INDS INC 34,886 5,055 0.03%
459 ALLIANCEBERNSTEIN GLOBAL HIG 372,100 5,046 0.03%
460 WISDOMTREE TR 108,063 5,031 0.03%
461 ISHARES TR 116,672 5,024 0.03%
462 POWERSHARES ETF TRUST 406,303 5,014 0.03%
463 SPDR SERIES TR 208,527 5,013 0.03%
464 NUSTAR ENERGY LP 76,587 5,013 0.03%
465 VOYA GLBL EQTY DIV PREM OP 544,267 5,007 0.03%
466 BLACKROCK ENHANCED EQT DIV T 613,395 4,975 0.03%
467 INVESCO DYNAMIC CR OPPORTUNI 403,962 4,965 0.03%
468 SPDR SERIES TRUST 84,082 4,956 0.03%
469 RSX - Market Vectors Russia ETF 225,100 4,945 0.03%
470 ANHEUSER BUSCH INBEV SA/NV 45,699 4,924 0.03%
471 VANGUARD WORLD FDS 57,240 4,916 0.03%
472 AMERIGAS PARTNERS L P 106,246 4,901 0.03%
473 EMERSON ELEC CO 79,503 4,882 0.03%
474 ADVISORSHARES TR 97,267 4,866 0.03%
475 ISHARES TR 3YRTB ETF 54,392 4,861 0.03%
476 ISHARES 139,646 4,853 0.03%
477 EOG RES INC 49,901 4,833 0.03%
478 ALLIANZGI CONV INCOME FD I 514,993 4,759 0.03%
479 GAMCO GLOBAL GOLD NAT RES & 509,560 4,754 0.03%
480 VANGUARD SCOTTSDALE FDS 77,777 4,741 0.03%
481 SCHWAB CHARLES CORP 164,385 4,733 0.03%
482 CERNER CORP 80,992 4,728 0.03%
483 CLAYMORE EXCHANGE TRD FD TR 125,548 4,688 0.03%
484 ROYAL BK SCOTLAND PLC 121,253 4,663 0.03%
485 POWERSHARES ETF TRUST II 191,900 4,659 0.03%
486 ADOBE INC 68,941 4,656 0.03%
487 POWERSHARES ETF TRUST II 186,996 4,641 0.03%
488 V F CORP 70,286 4,631 0.03%
489 JOHNSON CTLS INTL PLC 104,931 4,624 0.03%
490 Hewlett Packard Co 133,558 4,614 0.03%
491 SPDR S&P 600 SMALL CAP VALUE ETF 45,507 4,601 0.03%
492 ISHARES TR 43,614 4,595 0.03%
493 Intuit Inc 22,540 4,577 0.03%
494 W P CAREY INC 71,425 4,577 0.03%
495 PPL CORP 137,907 4,565 0.03%
496 REGENERON PHARMACEUTICALS 12,806 4,554 0.03%
497 SPIRIT RLTY CAP INC NEW 411,297 4,553 0.03%
498 BUCKEYE PARTNERS L P 57,957 4,534 0.03%
499 CBRE CLARION GLOBAL REAL EST 541,757 4,529 0.03%
500 FPA CRESCENT FUND 132,410 4,513 0.03%
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