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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
501 WILLIAMS COS INC DEL 82,173 4,501 0.03%
502 PROSHARES TR 97,761 4,484 0.03%
503 FIRST TR EXCH TRD ALPHDX FD 91,605 4,479 0.03%
504 SCHWAB US DIVIDEND EQUITY ETF 117,471 4,472 0.03%
505 BANK NEW YORK MELLON CORP 116,879 4,467 0.03%
506 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 176,819 4,465 0.03%
507 PIMCO ETF TR 41,459 4,462 0.03%
508 TELKA HEALTHCARE ETF 158,072 4,451 0.03%
509 SEADRILL LIMITED 174,761 4,451 0.03%
510 CLAYMORE EXCHANGE TRD FD TR 168,367 4,432 0.03%
511 TJX COS INC NEW 74,793 4,429 0.03%
512 LIFE STORAGE 59,046 4,408 0.03%
513 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 90,643 4,405 0.03%
514 PROGRESSIVE CORP OHIO 174,886 4,404 0.03%
515 NUVEEN MUN OPPTY FD INC 308,754 4,400 0.03%
516 ABERDEEN ASIA PACIFIC INCOM 738,408 4,394 0.03%
517 PLUM CREEK TIMBER 112,025 4,369 0.03%
518 DOLLAR TREE INC 79,021 4,369 0.03%
519 POWERSHARES ETF TRUST 178,821 4,360 0.03%
520 AMERICAN ELEC PWR INC 83,066 4,351 0.03%
521 SPDR SER TR 44,350 4,345 0.03%
522 RevShares Large Cap ETF 113,571 4,337 0.03%
523 VANGUARD SCOTTSDALE FDS 46,798 4,333 0.03%
524 AQR MULTI STRGY ALTERNATIVE CL 433,098 4,318 0.03%
525 ANADARKO PETR 43,390 4,307 0.03%
526 VANGUARD WORLD FDS 93,489 4,295 0.03%
527 FIRST TR EXCHANGE TRADED FD 87,664 4,274 0.03%
528 KAYNE ANDERSON ENRGY TTL RT FD 138,754 4,271 0.03%
529 Market Vectors Agribusiness ET 81,690 4,249 0.03%
530 Chubb Corporation 46,405 4,212 0.03%
531 AFLAC INC 72,740 4,187 0.02%
532 PIONEER HIGH INCOME TR 244,354 4,181 0.02%
533 ISHARES 99,452 4,168 0.02%
534 POWERSHARES ACTIVE MNG ETF T 146,401 4,165 0.02%
535 SPECTRA ENERGY CORP 106,829 4,165 0.02%
536 POWERSHARES ETF TR II 139,638 4,163 0.02%
537 VANGUARD WORLD FD 71,543 4,147 0.02%
538 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 157,490 4,144 0.02%
539 GABELLI UTIL TR 578,800 4,127 0.02%
540 VODAFONE GROUP PLC NEW 125,498 4,109 0.02%
541 LOWES COS INC 77,840 4,094 0.02%
542 NUVEEN CALIFORNIA AMT QLT MU 293,380 4,081 0.02%
543 ISHARES TR 41,192 4,079 0.02%
544 SCHWAB U.S. LARGE-CAP VALUE ETF 96,942 4,077 0.02%
545 POWERSHARES ETF TR RUSSELL 2000 PURE 173,821 4,060 0.02%
546 UNILEVER N V 103,645 4,057 0.02%
547 TEXAS INSTRS INC 85,791 4,022 0.02%
548 FLAHERTY CRUMRINE PFD SECS 206,751 4,015 0.02%
549 HANCOCK JOHN TAX-ADV DIV INC 195,271 4,011 0.02%
550 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 536,249 4,011 0.02%
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