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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
551 ISHARES TR 64,424 4,005 0.02%
552 LUMEN TECHNOLOGIES INC 98,055 3,963 0.02%
553 LYONDELLBASELL INDUSTRIES N 37,646 3,953 0.02%
554 SOUTHWEST AIRLS CO 121,350 3,950 0.02%
555 EATON VANCE LTD DURATION INC 270,762 3,948 0.02%
556 WELLTOWER INC. 62,943 3,946 0.02%
557 POWERSHS DB MULTI SECT COMM 153,440 3,933 0.02%
558 COVIDIEN PLC 44,331 3,929 0.02%
559 BLACKROCK INCOME TR INC 617,681 3,928 0.02%
560 VANGUARD SCOTTSDALE FDS 43,568 3,904 0.02%
561 ISHARES TR 36,726 3,903 0.02%
562 PIONEER NAT RES CO 20,440 3,880 0.02%
563 DTE ENERGY CO 50,697 3,867 0.02%
564 ENBRIDGE ENERGY PARTNERS L P 101,039 3,862 0.02%
565 EXPEDIA INC DEL 45,240 3,835 0.02%
566 EATON VANCE ENHANCED EQUITY 282,504 3,828 0.02%
567 ISHARES TR 38,006 3,828 0.02%
568 POTASH CORP SASK INC 111,402 3,826 0.02%
569 ISHARES TR 68,808 3,821 0.02%
570 ISHARES TR 44,974 3,819 0.02%
571 RETAIL PPTYS AMER INC CL A 259,872 3,818 0.02%
572 FIRST TR EXCH TRD ALPHDX FD 105,921 3,806 0.02%
573 ALIBABA GROUP HLDG LTD 44,188 3,805 0.02%
574 VANGUARD SCOTTSDALE FDS 42,071 3,804 0.02%
575 BLACKROCK ENERGY & RES TR COM 160,839 3,797 0.02%
576 POWERSHARES ETF TR II 123,970 3,796 0.02%
577 INVESCO SR INCOME TR 797,710 3,773 0.02%
578 SCHWAB INTERNATIONAL EQUITY ETF 122,950 3,772 0.02%
579 MICHAEL KORS HLDGS LTD 52,424 3,757 0.02%
580 NUVEEN CA QUALTY MUN INCOME 261,664 3,744 0.02%
581 LINN CO LLC 129,725 3,735 0.02%
582 PUBLIC STORAGE 22,444 3,720 0.02%
583 EATON VANCE TX ADV GLBL DIV 221,381 3,715 0.02%
584 METLIFE INC 70,941 3,705 0.02%
585 ISHARES TR 29,006 3,694 0.02%
586 ENERGY TRANSFER L P 60,052 3,687 0.02%
587 EATON CORP PLC 58,713 3,681 0.02%
588 SCHWAB U.S. BROAD MARKET ETF 78,420 3,679 0.02%
589 SPDR INDEX SHS FDS 88,255 3,627 0.02%
590 ISHARES 95,539 3,608 0.02%
591 BHP GROUP LTD 61,677 3,605 0.02%
592 NUVEEN AMT FREE QLTY MUN INC 265,230 3,604 0.02%
593 CHENIERE ENERGY INC 46,177 3,604 0.02%
594 WESTERN UN CO 225,096 3,586 0.02%
595 GABELLI EQUITY TR INC 568,435 3,575 0.02%
596 TORONTO DOMINION BK ONT 73,400 3,573 0.02%
597 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 210,534 3,543 0.02%
598 FRANKLIN RESOURCES INC 65,240 3,534 0.02%
599 CHESAPEAKE ENERGY CORP 157,334 3,529 0.02%
600 POWERSHARES DB CMDTY IDX TRA 151,883 3,515 0.02%
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