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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2201 SPDR INDEX SHS FDS 25,367 1,201 0.01%
2202 SPDR INDEX SHS FDS 25,170 904 0.01%
2203 SPDR INDEX SHS FDS 11,556 868 0.01%
2204 SPDR INDEX SHS FDS 3,136 216 0.00%
2205 SPDR INDEX SHS FDS 33,632 1,608 0.01%
2206 SPDR INDEX SHS FDS 11,766 771 0.00%
2207 SPDR INDEX SHS FDS 3,191 263 0.00%
2208 SPDR INDEX SHS FDS 7,706 376 0.00%
2209 SPDR INDEX SHS FDS 7,204 221 0.00%
2210 SPDR INDEX SHS FDS 67,814 2,664 0.02%
2211 SPDR INDEX SHS FDS 621,362 27,421 0.16%
2212 SPDR MSCI ACWI EX-US 216,585 7,496 0.04%
2213 SPDR NUVEEN BARLCAYS SOHRT TER 245,822 5,993 0.04%
2214 SPDR PORTFOLIO AGGREGATE BOND ETF 9,411 544 0.00%
2215 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF 5,138 745 0.00%
2216 SPDR S&P 1000 ETF 8,145 660 0.00%
2217 SPDR S&P 500 ETF TR 3,525,399 685,161 4.08%
2218 SPDR S&P 600 SMALL CAP GROWTH ETF 67,629 11,270 0.07%
2219 SPDR S&P 600 SMALL CAP VALUE ETF 45,507 4,601 0.03%
2220 SPDR S&P BRIC 40 ETF 33,680 764 0.00%
2221 SPDR S&P International Consumer Staples Sector ETF 11,860 454 0.00%
2222 SPDR S&P MIDCAP 400 ETF TR 1,703,206 418,938 2.50%
2223 SPDR SER TR 87,562 9,728 0.06%
2224 SPDR SER TR 26,770 916 0.01%
2225 SPDR SER TR 44,350 4,345 0.03%
2226 SPDR SER TR 1,138,388 84,446 0.50%
2227 SPDR SER TR 3,165,499 94,490 0.56%
2228 SPDR SER TR 13,587 764 0.00%
2229 SPDR SER TR 68,934 10,611 0.06%
2230 SPDR SER TR 943,907 35,312 0.21%
2231 SPDR SER TR 285,312 13,940 0.08%
2232 SPDR SER TR 24,238 1,954 0.01%
2233 SPDR SER TR 18,048 553 0.00%
2234 SPDR SER TR S&P 600 SML CAP 18,901 1,829 0.01%
2235 SPDR SERIES TR 208,527 5,013 0.03%
2236 SPDR SERIES TRUST 1,384,441 40,370 0.24%
2237 SPDR SERIES TRUST 96,649 3,050 0.02%
2238 SPDR SERIES TRUST 31,353 2,245 0.01%
2239 SPDR SERIES TRUST 4,510 429 0.00%
2240 SPDR SERIES TRUST 31,980 1,143 0.01%
2241 SPDR SERIES TRUST 14,327 584 0.00%
2242 SPDR SERIES TRUST 10,991 625 0.00%
2243 SPDR SERIES TRUST 4,735,814 189,811 1.13%
2244 SPDR SERIES TRUST 1,266,413 72,831 0.43%
2245 SPDR SERIES TRUST 65,725 3,008 0.02%
2246 SPDR SERIES TRUST 45,829 1,407 0.01%
2247 SPDR SERIES TRUST 6,432 384 0.00%
2248 SPDR SERIES TRUST 8,467 853 0.01%
2249 SPDR SERIES TRUST 84,082 4,956 0.03%
2250 SPDR SERIES TRUST 18,035 782 0.00%
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