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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
51 AEGON N V 15,938 120 0.00%
52 AETNA INC NEW 44,410 3,945 0.02%
53 AFFILIATED MANAGERS GROUP 6,432 1,365 0.01%
54 AFLAC INC 65,035 3,973 0.02%
55 AGENUS INC 12,003 48 0.00%
56 AGILENT TECHNOLOGIES INC 9,175 376 0.00%
57 AGL Resources Inc 30,193 1,646 0.01%
58 AGNICO EAGLE MINES LTD 11,825 294 0.00%
59 AGRIUM INC 4,514 428 0.00%
60 AIR PRODS & CHEMS INC 7,319 1,056 0.01%
61 AIRCASTLE LTD 16,867 360 0.00%
62 AIRGAS INC 2,137 246 0.00%
63 AK STL HLDG CORP 60,099 357 0.00%
64 AKAMAI TECHNOLOGIES INC 15,848 998 0.01%
65 AKORN INCORPORATED 30,130 1,091 0.01%
66 ALASKA AIR GROUP INC 53,538 3,199 0.02%
67 ALBEMARLE CORP 8,187 492 0.00%
68 ALEXION PHARMACEUTIC 15,692 2,903 0.02%
69 ALIBABA GROUP HLDG LTD 163,786 17,024 0.09%
70 ALIGN TECHNOLOGY INC 8,717 487 0.00%
71 ALLEGHANY CORP 860 399 0.00%
72 ALLEGHENY TECHNOLOGIES INC 7,427 258 0.00%
73 ALLEGION PUB LTD CO 5,378 298 0.00%
74 ALLERGAN PLC 30,349 7,812 0.04%
75 ALLIANCE CALIF MUN INCOME FD 17,294 235 0.00%
76 ALLIANCE DATA SYSTEMS CORP 9,954 2,847 0.02%
77 ALLIANCE HOLDINGS GP LP 3,525 215 0.00%
78 ALLIANCE RES PARTNER L P 43,988 1,894 0.01%
79 ALLIANCEBERNSTEIN GLOBAL HIG 314,848 3,914 0.02%
80 ALLIANCEBERNSTEIN HLDG L P 27,380 707 0.00%
81 ALLIANCEBERNSTEIN NATL MUN I 109,147 1,503 0.01%
82 ALLIANT ENERGY CORP 15,755 1,046 0.01%
83 ALLIANT TECHSYSTEM 3,712 431 0.00%
84 ALLIANZGI CONV INCOME FD I 598,602 5,334 0.03%
85 ALLIANZGI CONV & INCOME FD 1,376,287 12,965 0.07%
86 ALLIANZGI DIVIDEND INT PRM 750,104 12,002 0.07%
87 ALLIANZGI EQUITY CONV INCO 91,533 1,893 0.01%
88 ALLSTATE CORP 52,823 3,711 0.02%
89 ALLY FINL INC 12,719 300 0.00%
90 ALNYLAM PHARMACEUTICALS INC 8,014 777 0.00%
91 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 510,000 183 0.00%
92 ALPHA NATURAL RESOURCES 20,000 10 0.00%
93 ALPHA NATURAL RESOURCES 24,343 41 0.00%
94 ALPINE GLOBAL DYNAMIC DIVD F 31,797 313 0.00%
95 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 118,443 854 0.00%
96 ALPINE TOTAL DYNAMIC DIVID F 144,091 1,223 0.01%
97 ALPS ETF TR 221,590 8,429 0.05%
98 ALPS ETF TR 9,151 238 0.00%
99 ALPS ETF TR 3,508,091 61,461 0.34%
100 ALPS ETF TR 8,431 239 0.00%
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