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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Corinthian Colleges, Inc. 16,730 1 0.00%
2 WET SEAL INC 26,545 2 0.00%
3 COMMUNITY HEALTH SYS INC NEW 96,640 2 0.00%
4 DEJOUR ENERGY INC 20,000 4 0.00%
5 NORTH AMERN PALLADIUM LTD 30,450 4 0.00%
6 DOCUMENT SEC SYS INC COM 14,392 6 0.00%
7 NANOSPHERE INC 16,000 6 0.00%
8 MINES MGMT INC 12,235 6 0.00%
9 SAMSON OIL & GAS LTD 32,916 7 0.00%
10 CYTORI THERAPEUTIC INC 13,793 7 0.00%
11 Anadigics Inc 10,250 8 0.00%
12 GTX INC 13,000 9 0.00%
13 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 10,000 9 0.00%
14 Amern Superconductor Cp 12,435 9 0.00%
15 WAVE SYSTEMS CORP 10,816 9 0.00%
16 ALPHA NATURAL RESOURCES 20,000 10 0.00%
17 DENISON MINES CORP 10,456 10 0.00%
18 TANZANIAN ROYALTY EXPL CORP 16,800 11 0.00%
19 STEMCELLS INC COM NEW 11,550 11 0.00%
20 RADIOSHACK CORP 33,700 12 0.00%
21 * LEXICON PHARMACEUTICALS INC COM 14,000 13 0.00%
22 MAGELLAN PETROLEUM CORP 15,500 14 0.00%
23 WIDEPOINT CORP 10,000 14 0.00%
24 Comstock Mining Inc 18,744 14 0.00%
25 GOODRICH PETE CORP 15,000 15 0.00%
26 Curis, Inc 10,050 15 0.00%
27 ATHERSYS INC NEW 10,000 16 0.00%
28 SIFY TECHNOLOGIES LTD 12,000 16 0.00%
29 BRISTOL MYERS SQUIBB CO DBCV 9/1 12,000 18 0.00%
30 PEREGRINE PHARMACEUTICALS IN 13,160 18 0.00%
31 NORTH ATLANTIC DRILLING LTD 11,482 19 0.00%
32 BARCLAYS BANK PLC 10,325 21 0.00%
33 CELSION CORPORATION COM PAR 10,238 24 0.00%
34 CAMAC ENERGY INC 64,652 24 0.00%
35 ASTROTECH CORP 10,200 25 0.00%
36 WALTER ENERGY INC COM 19,163 26 0.00%
37 Ipass Inc 20,000 27 0.00%
38 URANIUM ENERGY CORP 15,700 27 0.00%
39 WABASH NATL CORP SR NT CV3.375 18 22,000 28 0.00%
40 Old Republic International Corp 25,000 29 0.00%
41 URANIUM RES INC 16,080 30 0.00%
42 EXCO RESOURCES INC 14,915 32 0.00%
43 UNITED STATES ANTIMONY CORP 45,100 32 0.00%
44 POLYMET MINING CORP 32,110 34 0.00%
45 Fairway Group Holdings Corp. 11,000 35 0.00%
46 ENDEAVOUR SILVER CORP 16,202 35 0.00%
47 PLUG POWER INC 11,860 36 0.00%
48 AMPIO PHARMACEUTICALS INC 10,400 36 0.00%
49 LAM RESEARCH CORP SR NT CV 1.25 18 29,000 41 0.00%
50 ALPHA NATURAL RESOURCES 24,343 41 0.00%
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