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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 2,780 holdings with a total value of $19,578,190,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 WISDOMTREE TR 281,695 13,885,000 0.07%
252 ALIBABA GROUP HLDG LTD 167,173 13,768,000 0.07%
253 ISHARES TR 450,886 13,675,000 0.07%
254 CREDIT SUISSE NASSAU BRH 451,446 13,670,000 0.07%
255 ALLERGAN PLC 45,756 13,563,000 0.07%
256 DOMINION ENERGY INC 189,390 13,543,000 0.07%
257 FIRST TR EXCHANGE TRADED FD 251,075 13,455,000 0.07%
258 CLAYMORE EXCHANGE TRD FD TR 609,891 13,448,000 0.07%
259 FIRST TR EXCHANGE TRADED FD 374,663 13,271,000 0.07%
260 POWERSHARES ETF TRUST 432,279 13,249,000 0.07%
261 PPG INDS INC 58,561 13,145,000 0.07%
262 PIMCO DYNAMIC CR INCOME FD 634,812 13,014,000 0.07%
263 CATERPILLAR INC 158,904 12,655,000 0.06%
264 NORTHSTAR RLTY FIN CORP COM NEW 685,703 12,610,000 0.06%
265 COMCAST CORP NEW 220,320 12,571,000 0.06%
266 MEDTRONIC PLC 163,605 12,459,000 0.06%
267 FEDEX CORP 74,473 12,380,000 0.06%
268 ADVISORSHARES TR 215,876 12,314,000 0.06%
269 CITIGROUPINC 237,103 12,239,000 0.06%
270 CALAMOS CONV & HIGH INCOME F 847,566 12,120,000 0.06%
271 WASTE MGMT INC DEL 225,879 12,118,000 0.06%
272 SPDR SERIES TRUST 120,456 12,105,000 0.06%
273 UNITEDHEALTH GROUP INC 101,354 11,905,000 0.06%
274 JPMORGAN CHASE & CO 273,001 11,692,000 0.06%
275 DOUBLELINE INCOME SOLUTIONS 581,526 11,631,000 0.06%
276 ISHARES TR 103,490 11,621,000 0.06%
277 DOW CHEM CO 241,742 11,579,000 0.06%
278 ISHARES U.S. UTILITIES ETF 103,433 11,566,000 0.06%
279 ALLIANZGI DIVIDEND INT PRM 712,992 11,543,000 0.06%
280 ENERGY TRANSFER PRTNRS L P 201,226 11,337,000 0.06%
281 PROSHARES TR 112,785 11,265,000 0.06%
282 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 475,564 11,219,000 0.06%
283 POWERSHARES ETF TRUST 603,073 11,211,000 0.06%
284 CALAMOS CONV OPPORTUNITIES & 857,794 11,134,000 0.06%
285 NOVARTIS A G 110,473 11,032,000 0.06%
286 PROSHARES TR 438,554 11,025,000 0.06%
287 Vaneck Vectors Gold 568,384 10,919,000 0.06%
288 MAGNA INTL INC 206,797 10,917,000 0.06%
289 VANGUARD WORLD FD 82,531 10,908,000 0.06%
290 ISHARES TR 90,019 10,855,000 0.06%
291 ALLIANZGI CONV & INCOME FD 1,188,573 10,780,000 0.06%
292 VANGUARD INTL EQUITY INDEX F 189,378 10,760,000 0.05%
293 PROSHARES TR 75,621 10,669,000 0.05%
294 REYNOLDS AMERICAN INC 148,716 10,459,000 0.05%
295 CORNING INC 468,538 10,425,000 0.05%
296 FIRST TR EXCHANGE TRADED FD 409,854 10,398,000 0.05%
297 ISHARES TR 83,531 10,382,000 0.05%
298 SPDR SER TR 82,302 10,377,000 0.05%
299 BIOGEN INC 25,014 10,351,000 0.05%
300 GENERAL MLS INC 182,396 10,302,000 0.05%
Page 6 of 56

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001403438-15-000004, filed 2015.05.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.