| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,063,036 | 82,967,000 | 12.21% | ||
| 2 | UBS Group AG | 3,825,740 | 78,122,000 | 11.50% | ||
| 3 | MORGAN STANLEY | 3,601,245 | 73,537,000 | 10.82% | ||
| 4 | BB&T SECURITIES, LLC | 232,221 | 47,419,000 | 6.98% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1,642,914 | 33,549,000 | 4.94% | ||
| 6 | Invesco Ltd. | 1,311,386 | 26,779,000 | 3.94% | ||
| 7 | Saba Capital Management, L.P. | 1,143,816 | 23,357,000 | 3.44% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 1,103,925 | 22,542,000 | 3.32% | ||
| 9 | BESSEMER GROUP INC | 1,025,020 | 20,930,000 | 3.08% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 993,597 | 20,289,000 | 2.99% | ||
| 11 | HOWLAND CAPITAL MANAGEMENT LLC | 944,064 | 19,278,000 | 2.84% | ||
| 12 | COHEN & STEERS CAPITAL MANAGEMENT INC | 790,431 | 16,141,000 | 2.38% | ||
| 13 | COHEN & STEERS, INC. | 790,431 | 16,141,000 | 2.38% | ||
| 14 | DEUTSCHE BANK AG\ | 785,752 | 16,044,000 | 2.36% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 667,228 | 13,624,796 | 2.01% | ||
| 16 | ROYAL BANK OF CANADA | 659,427 | 13,466,000 | 1.98% | ||
| 17 | LPL Financial LLC | 634,812 | 13,014,000 | 1.92% | ||
| 18 | Horizon Kinetics LLC | 574,575 | 11,732,000 | 1.73% | ||
| 19 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 536,559 | 10,957,000 | 1.61% | ||
| 20 | 1832 Asset Management L.P. | 455,000 | 9,305,000 | 1.37% | ||
| 21 | ALLIANCEBERNSTEIN L.P. | 412,398 | 8,421,000 | 1.24% | ||
| 22 | PENN MUTUAL LIFE INSURANCE CO | 357,000 | 7,290,000 | 1.07% | ||
| 23 | VSR Financial Services, Inc. | 276,888 | 5,654,000 | 0.83% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 268,319 | 5,479,000 | 0.81% | ||
| 25 | Trust Asset Management LLC | 264,250 | 5,396,000 | 0.79% | ||
| 26 | FMR LLC | 240,000 | 4,901,000 | 0.72% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 214,109 | 4,373,000 | 0.64% | ||
| 28 | ASHFORD CAPITAL MANAGEMENT INC | 210,301 | 4,294,000 | 0.63% | ||
| 29 | BlueSpruce Investments, LP | 206,568 | 4,218,000 | 0.62% | ||
| 30 | NEWGATE CAPITAL MANAGEMENT LLC | 196,229 | 4,007,000 | 0.59% | ||
| 31 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 183,672 | 3,751,000 | 0.55% | ||
| 32 | Allianz Asset Management GmbH | 174,183 | 3,557,000 | 0.52% | ||
| 33 | MARINER INVESTMENT GROUP LLC | 169,870 | 3,469,000 | 0.51% | ||
| 34 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 3,406,000 | 0.50% | ||
| 35 | DUBUQUE BANK & TRUST CO | 160,997 | 3,288,000 | 0.48% | ||
| 36 | FNY Managed Accounts LLC | 103,293 | 2,109,243 | 0.31% | ||
| 37 | SII INVESTMENTS INC/WI | 98,530 | 2,011,000 | 0.30% | ||
| 38 | STIFEL FINANCIAL CORP | 92,047 | 1,880,000 | 0.28% | ||
| 39 | Mathes Company, Inc. | 88,050 | 1,798,000 | 0.26% | ||
| 40 | Aviance Capital Partners, LLC | 85,358 | 1,744,000 | 0.26% | ||
| 41 | FIRST TRUST ADVISORS LP | 82,722 | 1,689,000 | 0.25% | ||
| 42 | WOLVERINE ASSET MANAGEMENT LLC | 78,832 | 1,609,000 | 0.24% | ||
| 43 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 72,860 | 1,489,000 | 0.22% | ||
| 44 | RFG Advisory, LLC | 70,840 | 1,486,000 | 0.22% | ||
| 45 | DRW Securities, LLC | 68,500 | 1,399,000 | 0.21% | ||
| 46 | Commonwealth Equity Services, Inc | 66,733 | 1,363,000 | 0.20% | ||
| 47 | RAYMOND JAMES & ASSOCIATES | 64,447 | 1,316,000 | 0.19% | ||
| 48 | CIBC WORLD MARKET INC. | 61,606 | 1,258,000 | 0.19% | ||
| 49 | Global Endowment Management, LP | 60,000 | 1,225,000 | 0.18% | ||
| 50 | HUNTINGTON NATIONAL BANK | 58,901 | 1,203,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
