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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 49 Institutional holders with a total value of $73,148,992.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHARTIST INC /CA/ 57,817 16,112,000 22.03%
2 LPL Financial LLC 82,302 10,377,000 14.19%
3 BANK OF AMERICA CORP /DE/ 61,935 7,836,000 10.71%
4 WELLS FARGO & COMPANY/MN 56,569 7,157,000 9.78%
5 Tradewinds Capital Management, LLC 27,967 3,538,000 4.84%
6 JANE STREET GROUP, LLC 26,272 3,324,000 4.54%
7 Courage Miller Partners, LLC 24,380 3,085,000 4.22%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,246 2,947,000 4.03%
9 UBS Group AG 21,723 2,748,000 3.76%
10 SG Americas Securities, LLC 16,723 2,116,000 2.89%
11 MORGAN STANLEY 16,579 2,098,000 2.87%
12 Avidian Wealth Enterprises, LLC 16,390 2,074,000 2.84%
13 Cambridge Investment Research Advisors, Inc. 14,348 1,815,000 2.48%
14 B. Riley Wealth Advisors, Inc. 9,925 1,255,000 1.72%
15 Asset Management Group, Inc. 8,418 1,065,000 1.46%
16 CABOT WEALTH MANAGEMENT INC 8,096 1,024,000 1.40%
17 Freedom Investment Management, Inc. 4,665 590,000 0.81%
18 Commonwealth Equity Services, Inc 3,038 384,000 0.52%
19 HighTower Advisors, LLC 2,471 313,000 0.43%
20 SALEM INVESTMENT COUNSELORS INC 2,000 253,000 0.35%
21 Burt Wealth Advisors 799 238,000 0.33%
22 ENVESTNET ASSET MANAGEMENT INC 1,848 234,000 0.32%
23 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,814 230,000 0.31%
24 VSR Financial Services, Inc. 1,763 223,000 0.30%
25 First Allied Advisory Services, Inc. 1,619 204,000 0.28%
26 Stratos Wealth Partners, LTD. 1,621 204,000 0.28%
27 PRIVATE TRUST CO NA 1,597 202,000 0.28%
28 CREDIT SUISSE AG/ 1,590 201,000 0.27%
29 ARROW FINANCIAL CORP 1,250 158,000 0.22%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,177 149,000 0.20%
31 Creative Planning 1,051 133,000 0.18%
32 First Horizon Advisors, Inc. 1,045 132,000 0.18%
33 MANAGED ACCOUNT ADVISORS LLC 961 122,000 0.17%
34 MSI Financial Services Inc 869 110,000 0.15%
35 OPTIMUM INVESTMENT ADVISORS 700 89,000 0.12%
36 Simplicity Solutions, LLC 605 76,545 0.10%
37 GLENMEDE TRUST CO NA 600 75,000 0.10%
38 AMERICAN INTERNATIONAL GROUP, INC. 415 52,447 0.07%
39 Avior Wealth Management, LLC 369 47,000 0.06%
40 PNC FINANCIAL SERVICES GROUP, INC. 375 47,000 0.06%
41 ROYAL BANK OF CANADA 170 22,000 0.03%
42 BANK OF MONTREAL /CAN/ 170 22,000 0.03%
43 Manchester Capital Management LLC 164 20,000 0.03%
44 Corbenic Partners LLC 114 14,000 0.02%
45 B. Riley Wealth Management, Inc. 114 14,000 0.02%
46 SHARKEY, HOWES & JAVER 70 9,000 0.01%
47 Vantage Investment Advisors, LLC 58 7,000 0.01%
48 Ironwood Financial, llc 25 3,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.