Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001403438-16-000017) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 AK STL HLDG CORP 42,610 198 0.00%
52 AKAMAI TECHNOLOGIES INC 10,228 564 0.00%
53 AKORN INCORPORATED 13,233 392 0.00%
54 ALASKA AIR GROUP INC 8,856 518 0.00%
55 ALBEMARLE CORP 8,225 663 0.01%
56 ALCOA INC 19,177 626 0.01%
57 ALERE INC 5,621 227 0.00%
58 ALEX REAL ESTATE EQ 3,812 398 0.00%
59 ALEXION PHARMACEUTIC 14,016 1,698 0.01%
60 ALIBABA GROUP HLDG LTD 17,956 1,412 0.01%
61 ALLEGHANY CORP 2,516 1,371 0.01%
62 ALLEGIANT TRAVEL CO 2,314 337 0.00%
63 ALLERGAN PLC 19,716 4,671 0.04%
64 ALLETE INC COM NEW 5,332 346 0.00%
65 ALLIANCE CALIF MUN INCOME FD 19,724 305 0.00%
66 ALLIANCE DATA SYSTEMS CORP 2,488 487 0.00%
67 ALLIANCE RES PARTNER L P 27,555 500 0.00%
68 ALLIANCEBERNSTEIN GLOBAL HIG 360,137 4,437 0.04%
69 ALLIANCEBERNSTEIN HLDG L P 38,461 878 0.01%
70 ALLIANCEBERNSTEIN NATL MUN I 129,803 1,957 0.02%
71 ALLIANT ENERGY CORP 28,483 1,162 0.01%
72 ALLIANZGI CONV INCOME FD I 317,662 1,734 0.01%
73 ALLIANZGI CONV & INCOME FD 298,581 1,893 0.02%
74 ALLIANZGI DIVERS INC & CNV F 21,670 386 0.00%
75 ALLIANZGI DIVIDEND INT PRM 114,202 1,409 0.01%
76 ALLIANZGI EQUITY CONV INCO 82,674 1,524 0.01%
77 ALLIQUA BIOMEDICAL INC 34,000 39 0.00%
78 ALLSTATE CORP 79,682 5,536 0.05%
79 ALLY FINL INC 60,542 952 0.01%
80 ALON USA PARTNERS LP 10,406 96 0.00%
81 ALPHABET INC 16,946 11,824 0.10%
82 ALPHABET INC 15,974 11,323 0.10%
83 ALPINE GLOBAL DYNAMIC DIVD F 34,854 292 0.00%
84 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 79,683 434 0.00%
85 ALPINE TOTAL DYNAMIC DIVID F 106,362 772 0.01%
86 ALPS ETF TR 2,583,443 32,603 0.28%
87 ALPS ETF TR 5,395 247 0.00%
88 ALPS ETF TR 15,888 481 0.00%
89 ALPS ETF TR 40,211 1,155 0.01%
90 ALPS ETF TR 179,953 7,144 0.06%
91 ALPS ETF TR 16,689 963 0.01%
92 ALPS ETF TR 45,931 1,080 0.01%
93 ALPS ETF TRUST U S EQUITY HIGH VOLATILITY 50,647 984 0.01%
94 ALTRIA GROUP INC 46,023 3,192 0.03%
95 AMARIN CORP PLC 132,514 284 0.00%
96 AMAZON COM INC 17,117 12,622 0.11%
97 AMBARELLA INC 35,306 1,802 0.02%
98 AMER STATES WTR CO 6,980 307 0.00%
99 AMERCO 625 233 0.00%
100 AMERICA FIRST MULTIFAMILY IN 10,150 56 0.00%
Page 2 of 53