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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
351 POWERSHARES ETF TR RUSSELL 2000 PURE 190,551 5,848 0.04%
352 Tortoise Egy Infrastruct 185,488 5,837 0.04%
353 CITIGROUPINC 95,522 5,788 0.04%
354 PACER FDS TR 215,882 5,778 0.04%
355 NUVEEN AMT FREE QLTY MUN INC 435,003 5,772 0.04%
356 SPDR SERIES TRUST 189,218 5,771 0.04%
357 POWERSHARES ETF TRUST 204,855 5,769 0.04%
358 ADOBE INC 55,481 5,740 0.04%
359 UNITED PARCEL SERVICE INC 49,388 5,683 0.04%
360 PUBLIC STORAGE 25,324 5,661 0.04%
361 AMERICAN ELEC PWR INC 90,096 5,656 0.04%
362 BERKSHIRE HATHAWAY INC DEL 23 5,655 0.04%
363 ISHARES TR 95,645 5,650 0.04%
364 BANKFINANCIAL CORP 377,035 5,648 0.04%
365 SELECT INCOME REIT 220,913 5,636 0.04%
366 ENERGY TRANSFER PRTNRS L P 157,015 5,629 0.04%
367 ISHARES TR 59,106 5,620 0.04%
368 SPDR SERIES TRUST 164,440 5,617 0.04%
369 CISCO SYS INC 182,393 5,569 0.04%
370 WELLTOWER INC 84,071 5,567 0.04%
371 VANGUARD LONG TERM BOND ETF 61,993 5,547 0.04%
372 ISHARES 159,716 5,539 0.04%
373 NUCOR CORP 92,855 5,535 0.04%
374 ETF MANAGERS TR 207,493 5,532 0.04%
375 NUVEEN CALIFORNIA AMT QLT MU 384,796 5,518 0.04%
376 FIRST TR EXCHANGE TRADED FD 157,802 5,490 0.04%
377 EATON VANCE TX MNG BY WRT OP 365,889 5,474 0.04%
378 VANGUARD SCOTTSDALE FDS 50,128 5,448 0.04%
379 ISHARES TR 51,801 5,439 0.04%
380 ANNALY CAP MGMT INC 538,825 5,431 0.04%
381 ISHARES TR 119,468 5,430 0.04%
382 VANGUARD WORLD FDS 52,436 5,423 0.04%
383 FIRST TR EXCHANGE TRADED FD 226,166 5,383 0.04%
384 GENERAL ELECTRIC CO 168,502 5,339 0.04%
385 ISHARES TR 48,603 5,313 0.04%
386 VANECK VECTORS ETF TR 178,904 5,301 0.04%
387 HIGHLAND FDS I 281,991 5,293 0.04%
388 First Trust Managed ETF 102,756 5,259 0.04%
389 PPG INDS INC 55,175 5,255 0.04%
390 BLACKROCK INCOME TR INC 837,795 5,253 0.04%
391 WISDOMTREE TR 214,143 5,227 0.04%
392 VANGUARD WORLD FDS 46,033 5,218 0.04%
393 ETF SER SOLUTIONS 186,479 5,206 0.04%
394 ALLIANCEBERNSTEIN GLOBAL HIG 408,933 5,198 0.04%
395 MAGELLAN MIDSTREAM PRTNRS LP 68,413 5,195 0.04%
396 SCHWAB U.S. BROAD MARKET ETF 95,018 5,183 0.04%
397 ANHEUSER BUSCH INBEV SA/NV 49,491 5,174 0.04%
398 Spectra Energy Corp Com 124,446 5,165 0.04%
399 THERMO FISHER SCIENTIFIC INC 35,862 5,151 0.04%
400 UNION PAC CORP 50,157 5,142 0.04%
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