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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001419186-14-000013) filed in 2014.11.05
#
Name
Shares
Value ($)
%
Options
Notes
101 NUVEEN ENHANCED MUN VALUE FD 10,029 148 0.00%
102 BLACKROCK INCOME TR INC 23,361 148 0.00%
103 AES CORP 10,482 149 0.00%
104 CAPITOL FED FINL INC 12,725 150 0.00%
105 NUVEEN NY MUN VALUE FD COM 15,574 151 0.00%
106 MFA FINANCIAL INC COM 19,458 151 0.00%
107 BLACKROCK MUNIHOLD QU FU II IN COM 11,343 151 0.00%
108 CLEARFIELD INC 11,937 152 0.00%
109 ISTAR INC COM 11,362 153 0.00%
110 WESTERN ASSET HIGH INCM OPP FD 26,562 154 0.00%
111 BLACKROCK MUNIYIELD QUALITY 10,388 155 0.00%
112 ABERDEEN CHILE FD INC 18,143 155 0.00%
113 EMCORE CORP 27,600 157 0.00%
114 BARRICK GOLD CORP 10,764 158 0.00%
115 MORGAN STANLEY EM MKTS DM DE 13,337 158 0.00%
116 * SANDRIDGE ENERGY INC COM 36,890 158 0.00%
117 GSV CAP CORP 15,959 160 0.00%
118 ING GROEP N V 11,287 160 0.00%
119 NUVEEN PREM INCOME MUN FD 2 11,760 162 0.00%
120 FIRST NIAGARA FINL GP INC 19,587 163 0.00%
121 COHEN STEERS TOTAL RETURN 13,764 164 0.00%
122 NEUBERGER BERMAN INTER MUNI 11,134 166 0.00%
123 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 10,605 171 0.01%
124 TRUSTCO BK CORP N Y 26,643 172 0.01%
125 NUVEEN CORE EQUITY ALPHA FD 10,056 173 0.01%
126 CAPSTEAD MTG CORP COM NO PAR 14,312 175 0.01%
127 NATURAL RESOURCE PARTNERS 13,433 175 0.01%
128 PIMCO CALIF MUN INCOME FD II 18,910 175 0.01%
129 MFS CHARTER INCOME TR 19,854 176 0.01%
130 GLOBAL X FDS 16,200 177 0.01%
131 QUICKLOGIC CORP 59,587 178 0.01%
132 PUTNAM MASTER INTER INCOME T 35,379 178 0.01%
133 Qorvo Inc 15,482 179 0.01%
134 DREYFUS STRATEGIC MUNS INCORPORATED 21,522 180 0.01%
135 FIRST TR STRATEGIC HIGH INC 11,746 181 0.01%
136 BLACKROCK REAL ASSET EQUITY 21,543 182 0.01%
137 DREYFUS STRATEGIC MUN BD FD 22,733 183 0.01%
138 FIRSTMERIT CORPORATION 10,416 183 0.01%
139 SPROTT PHYSICAL GOLD TRUST 18,537 185 0.01%
140 DELAWARE INVTS MINN MUN INCO 13,736 185 0.01%
141 TEMPLETON EMERGING MKTS FD 10,473 186 0.01%
142 EATON VANCE ENHANCED EQUITY 13,788 188 0.01%
143 EATON VANCE TX ADV GLBL DIV 11,070 188 0.01%
144 NVIDIA CORPORATION 10,348 191 0.01%
145 Peabody Energy Corp 15,394 191 0.01%
146 WESTERN ASSET 26,673 194 0.01%
147 WENDYS CO 23,742 196 0.01%
148 INVESCO ADVANTAGE MUN INCOME 17,208 196 0.01%
149 FIRST TR EXCHANGE TRADED FD 10,580 197 0.01%
150 MEDLEY CAP CORPORATION 16,725 198 0.01%
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