| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 169,709 | 1,648,000 | 22.04% | ||
| 2 | Invesco Ltd. | 112,243 | 1,090,000 | 14.58% | ||
| 3 | UBS AG | 108,349 | 1,052,000 | 14.07% | ||
| 4 | MORGAN STANLEY | 91,090 | 885,000 | 11.83% | ||
| 5 | Penbrook Management LLC | 79,000 | 767,000 | 10.26% | ||
| 6 | WELLS FARGO & COMPANY/MN | 40,106 | 390,000 | 5.22% | ||
| 7 | Relative Value Partners, LLC | 37,870 | 368,000 | 4.92% | ||
| 8 | GOLDMAN SACHS GROUP INC | 21,900 | 213,000 | 2.85% | ||
| 9 | Clear Harbor Asset Management, LLC | 17,100 | 166,000 | 2.22% | ||
| 10 | Cambridge Investment Research Advisors, Inc. | 15,574 | 151,000 | 2.02% | ||
| 11 | Janney Montgomery Scott LLC | 13,500 | 131,085 | 1.75% | ||
| 12 | ROYAL BANK OF CANADA | 13,149 | 128,000 | 1.71% | ||
| 13 | Argentus Capital Management, LLC | 12,329 | 120,000 | 1.60% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 10,900 | 106,000 | 1.42% | ||
| 15 | Edge Wealth Management LLC | 10,486 | 101,000 | 1.35% | ||
| 16 | FIRST FOUNDATION ADVISORS | 10,200 | 99,000 | 1.32% | ||
| 17 | COMMUNITY FINANCIAL SYSTEM, INC. | 4,986 | 49,000 | 0.66% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,146 | 11,000 | 0.15% | ||
| 19 | FIRST MANHATTAN CO. LLC. | 397 | 3,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
