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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,604 holdings with a total value of $4,423,889,000.
#
Name
Shares
Value ($)
%
Options
Notes
1501 First Potomac Realty Trust 12,611 114,000 0.00%
1502 ELDORADO RESORTS INC COM 10,000 114,000 0.00%
1503 WENDYS CO 10,484 114,000 0.00%
1504 BLACKROCK RES COMMODITIES 15,805 114,000 0.00%
1505 WEATHERFORD INTL PLC 14,716 114,000 0.00%
1506 GLADSTONE LD CORP COM 10,897 110,000 0.00%
1507 DREYFUS HIGH YIELD STRATEGIE 34,700 109,000 0.00%
1508 DREYFUS STRATEGIC MUN BD FD 12,523 107,000 0.00%
1509 WESTERN ASSET GLB PTNRS INCO 13,286 107,000 0.00%
1510 NUVEEN FLOATING RATE INCOME 10,527 106,000 0.00%
1511 SEACHANGE INTL INC 18,900 104,000 0.00%
1512 TSAKOS ENERGY NAVIGATION LTD 16,820 104,000 0.00%
1513 STMICROELECTRONICS N V 17,808 99,000 0.00%
1514 ALPINE GLOBAL DYNAMIC DIVD F 11,608 99,000 0.00%
1515 OCLARO INC 17,500 95,000 0.00%
1516 ENERPLUS CORP 23,889 94,000 0.00%
1517 CLEAN ENERGY FUELS CORPORATION COM 31,344 92,000 0.00%
1518 PUTNAM PREMIER INCOME TR 19,010 90,000 0.00%
1519 NOKIA CORP 15,095 89,000 0.00%
1520 MFA FINANCIAL INC COM 12,848 88,000 0.00%
1521 MANITOWOC INC COM 19,641 85,000 0.00%
1522 A H BELO CORP 17,400 84,000 0.00%
1523 MANAGED HIGH YIELD PLUS FUND INC 45,870 82,000 0.00%
1524 ELLSWORTH GROWTH AND INCOME FU COM 10,811 82,000 0.00%
1525 MANNKIND CORP. 51,036 82,000 0.00%
1526 CALAMOS GBL DYN INCOME FUND COM 11,695 82,000 0.00%
1527 YAMANA GOLD INC 26,935 82,000 0.00%
1528 ABERDEEN CHILE FD INC 13,370 80,000 0.00%
1529 NEOGENOMICS INC 11,850 80,000 0.00%
1530 BAYTEX ENERGY CORP 19,922 79,000 0.00%
1531 SPRINT CORP 21,803 76,000 0.00%
1532 WESTERN ASSET HIGH INCOME OP 15,853 74,000 0.00%
1533 HECLA MNG CO 26,250 73,000 0.00%
1534 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 10,500 73,000 0.00%
1535 Arrowhead Pharma Inc 14,837 72,000 0.00%
1536 VOYA INTL HIGH DIV EQTY INM 11,000 71,000 0.00%
1537 ENCANA CORP 10,864 66,000 0.00%
1538 TRANSGENOMIC INC COM NEW 113,900 66,000 0.00%
1539 CREDIT SUISSE AG NASSAU BRH 15,025 66,000 0.00%
1540 PUTNAM MASTER INTER INCOME T 15,079 66,000 0.00%
1541 ELDORADO GOLD CORP NEW 20,851 66,000 0.00%
1542 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 15,878 64,000 0.00%
1543 LIBERTY ALL STAR EQUITY FD 12,396 62,000 0.00%
1544 WELLS FARGO GLOBAL DIVID OPP 10,308 62,000 0.00%
1545 PENN WEST PETE LTD NEW 66,464 62,000 0.00%
1546 KERYX BIOPHARMACEUTICALS INCORPORATED 13,100 61,000 0.00%
1547 Teekay Offshore Partners LP 10,796 61,000 0.00%
1548 GERON CORP 20,705 60,000 0.00%
1549 CREDIT SUISSE HIGH YIELD BD 25,910 58,000 0.00%
1550 AK STL HLDG CORP 13,736 57,000 0.00%
Page 31 of 33

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-16-000014, filed 2016.05.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.