Dark
Light
System
Institutional Investment Manager
RIVERNORTH CAPITAL MANAGEMENT, LLC
RIVERNORTH CAPITAL MANAGEMENT, LLC (CIK: 0001447578) incorporated in Delaware, located at 360 S. Rosemary Ave, West Palm Beach, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 172 holdings with a total value of $1,491,927,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 67,128 1,060,000 0.07%
152 FORT DEARBORN INCOME SECS INC COM 72,827 1,047,000 0.07%
153 VOYA EMERGING MKTS HIGH DIVI 99,406 1,003,000 0.07%
154 PRUDENTIAL SHT DURATION HG YLD 61,255 997,000 0.07%
155 MADISON STRTG SECTOR PREM FD 79,800 961,000 0.06%
156 BROOKFIELD HIGH INCOME FD IN 96,614 852,000 0.06%
157 PIONEER FLOATING RATE TR 72,206 840,000 0.06%
158 NUVEEN SHT DUR CR OPP FD 47,703 818,000 0.05%
159 NUVEEN DIV ADVANTAGE MUN FD 56,957 808,000 0.05%
160 PROSPECT CAPITAL CORPORATION 83,428 705,000 0.05%
161 ROYCE GLOBAL VALUE TR INC 72,702 585,000 0.04%
162 NUVEEN QUALITY INCOME MUNI FUND 39,145 550,000 0.04%
163 CREDIT SUISSE ASSET MGMT INC 159,590 512,000 0.03%
164 WELLS FARGO INCOME OPPORTUNI 52,342 461,000 0.03%
165 EATON VANCE MUN BD FD 31,021 400,000 0.03%
166 STELLUS CAP INVT CORP 30,682 370,000 0.02%
167 INVESCO TR INVT GRADE MUNS 27,052 364,000 0.02%
168 GOLDMAN SACHS BDC INC 15,830 327,000 0.02%
169 THL CR INC 20,788 255,000 0.02%
170 BLACKROCK SCIENCE & TECH TR 10,100 180,000 0.01%
171 NUVEEN QUALITY MUN FUND INC 12,909 173,000 0.01%
172 LMP CORPORATE LN FD INC 10,229 114,000 0.01%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000913849-15-000141, filed 2015.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.