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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PHILLIPS 66 9,709 789 0.29%
102 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.28%
103 VANGUARD INDEX FDS 6,966 771 0.28%
104 SELECT SECTOR SPDR TR 11,915 762 0.28%
105 NQ MOBILE INC 106,170 740 0.27%
106 Kinder Morgan Inc. 7,547 732 0.27%
107 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.26%
108 MEDICAL PPTYS TRUST INC 58,191 713 0.26%
109 CBRE CLARION GLOBAL REAL EST 84,450 708 0.26%
110 ISHARES TR 2,559 701 0.26%
111 JNL/GS CORE PLUS BOND 27,566 696 0.26%
112 JNL/PPM AMERICA FL RATE INCOME 63,642 690 0.25%
113 ABBVIE INC 11,868 685 0.25%
114 POWERSHARES ETF TRUST 27,560 681 0.25%
115 ISHARES TR 6,780 664 0.24%
116 MONSANTO CO NEW 5,890 663 0.24%
117 JNL/S&P Intrinsic Value 31,351 656 0.24%
118 PEPSICO INC 7,045 656 0.24%
119 KRAFT HEINZ CO COM 11,580 653 0.24%
120 MCDONALDS CORP 6,701 635 0.23%
121 ISHARES TR 6,069 611 0.22%
122 COMCAST CORP NEW 11,280 607 0.22%
123 AMERICAN EXPRESS CO 6,883 603 0.22%
124 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.22%
125 Ivy Fds Asset Strategy Fd Cl A 19,538 596 0.22%
126 CME GROUP INC 7,423 594 0.22%
127 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
128 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
129 PROSHARES TR 7,503 568 0.21%
130 Astrazeneca Plc ADR F 7,892 563 0.21%
131 ISHARES TR 5,534 560 0.21%
132 VENTAS INC 9,023 559 0.20%
133 Bank of New York Mellon Corp 14,413 558 0.20%
134 SELECT SECTOR SPDR TR 13,098 551 0.20%
135 TYCO INTL LTD. 12,330 550 0.20%
136 PARKER HANNIFIN CORP 1,701 536 0.20%
137 RYDEX ETF TRUST 6,565 535 0.20%
138 New York REIT Inc 51,974 534 0.20%
139 BLACKSTONE GROUP L P 15,812 528 0.19%
140 BIOGEN INC 1,589 526 0.19%
141 ISHARES TR 4,370 522 0.19%
142 T ROWE PRICE CAPITAL APP 19,059 519 0.19%
143 LULULEMON ATHLETICA INC 14,700 516 0.19%
144 PLAINS ALL AMERN PIPELINE L 8,710 513 0.19%
145 KODIAK OIL & GAS CORP 37,200 505 0.19%
146 PROSHARES TR 4,280 504 0.18%
147 VANGUARD INDEX FDS 4,946 501 0.18%
148 SPDR SERIES TRUST 4,720 500 0.18%
149 RYDEX ETF TRUST 6,901 495 0.18%
150 RYDEX ETF TRUST 6,403 485 0.18%
Page 3 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 13,897 1,520 0.40%
52 Hotchkis & Wiley Capital Income A 117,293 1,517 0.39%
53 LILLY ELI & CO 22,939 1,487 0.39%
54 INTEL CORP 42,660 1,485 0.39%
55 CISCO SYS INC 58,977 1,484 0.39%
56 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.38%
57 BANK AMERICA CORP 86,047 1,432 0.37%
58 InterOil Corp 26,213 1,422 0.37%
59 JNL/S&P Intrinsic Val 67,588 1,417 0.37%
60 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.36%
61 PIMCO INCOME STRATEGY FUND II COM 130,472 1,374 0.36%
62 COCA COLA CO 31,836 1,374 0.36%
63 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.35%
64 FIDELITY ADVISOR REAL ESTATE I 115,111 1,321 0.34%
65 SPDR SER TR 17,172 1,287 0.33%
66 CATERPILLAR INC 12,835 1,271 0.33%
67 Welltower Inc. 20,127 1,255 0.33%
68 ISHARES TR 24,192 1,247 0.32%
69 WELLS FARGO & CO NEW 24,022 1,246 0.32%
70 POWERSHARES ETF TRUST II 51,260 1,245 0.32%
71 BOEING CO 9,591 1,222 0.32%
72 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.31%
73 JNL/PPM America Fl Rate Income 109,874 1,186 0.31%
74 Chubb Corporation 12,712 1,158 0.30%
75 ISHARES TR 29,064 1,149 0.30%
76 DUKE ENERGY CORP NEW 15,203 1,137 0.30%
77 PUTNAM INCOME FUND-A 156,566 1,137 0.30%
78 HOME DEPOT INC 12,319 1,130 0.29%
79 BP PLC SPONS 25,201 1,130 0.29%
80 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.29%
81 RYDEX ETF TRUST 13,335 1,116 0.29%
82 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.29%
83 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.29%
84 NORFOLK SOUTHERN CORP 9,922 1,107 0.29%
85 SELECT SECTOR SPDR TR 47,791 1,107 0.29%
86 JNL/WMC BALANCED 28,337 1,099 0.29%
87 ISHARES TR 11,240 1,098 0.29%
88 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.28%
89 FIRST TR VALUE LINE DIVID INSHS 47,330 1,063 0.28%
90 SunAmerica Senior Floating Rate A 128,277 1,053 0.27%
91 Fidelity Select Medical Equip & Systems 27,714 1,038 0.27%
92 DU PONT E I DE NEMOURS & CO 14,434 1,036 0.27%
93 RYDEX ETF TRUST 8,394 1,027 0.27%
94 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.26%
95 UNION PAC CORP 9,127 990 0.26%
96 VISA INC 4,476 955 0.25%
97 SELECT SECTOR SPDR TR 10,475 949 0.25%
98 JNL/MCM Hlthcare Sector 39,486 947 0.25%
99 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
100 PROSHARES TR 14,245 936 0.24%
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