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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 3.67%
2 PROCTER AND GAMBLE CO 65,914 5,520 2.02%
3 AT&T INC 120,552 4,284 1.57%
4 JNL/WMC Balanced 103,413 4,088 1.50%
5 JOHNSON & JOHNSON 37,560 4,003 1.47%
6 ISHARES TR 28,743 3,930 1.44%
7 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 1.38%
8 MANNKIND CORP. 619,440 3,661 1.34%
9 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 1.27%
10 JNL/Neuberger Strat Income 324,067 3,443 1.26%
11 Oppenheimer Sr Float Rate-A 413,644 3,425 1.26%
12 MICROSOFT CORP 69,705 3,311 1.21%
13 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 1.08%
14 VERIZON COMMUNICATIONS INC 56,689 2,833 1.04%
15 PFIZER INC 90,402 2,674 0.98%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 JNL/GS Core Plus Bond 100,535 2,585 0.95%
18 JNL/PPM America Fl Rate Income 235,316 2,550 0.94%
19 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.76%
20 MERCK & CO INC 34,264 2,031 0.74%
21 ISHARES TR 52,678 1,985 0.73%
22 John Hancock Funds II Global Absolute A 172,589 1,971 0.72%
23 JNL/WMC Balanced Fund 51,390 1,954 0.72%
24 SPDR S&P 500 ETF TR 28,970 1,924 0.71%
25 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.66%
26 JPMORGAN CHASE & CO 29,580 1,782 0.65%
27 ISHARES TR 15,757 1,774 0.65%
28 CONOCOPHILLIPS 22,367 1,712 0.63%
29 JNL/PPM America High Yld Bond 83,549 1,697 0.62%
30 JNL/Neuberger Strat Income 156,620 1,656 0.61%
31 PHILIP MORRIS INTL INC 19,728 1,645 0.60%
32 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 33,256 1,634 0.60%
33 VANGUARD WORLD FDS 18,566 1,621 0.59%
34 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.57%
35 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.57%
36 ISHARES TR 30,365 1,552 0.57%
37 ISHARES TR 13,897 1,520 0.56%
38 Hotchkis & Wiley Capital Income A 117,293 1,517 0.56%
39 LILLY ELI & CO 22,939 1,487 0.55%
40 CISCO SYS INC 58,977 1,484 0.54%
41 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.54%
42 BANK AMERICA CORP 86,047 1,432 0.53%
43 JNL/S&P Intrinsic Val 67,588 1,417 0.52%
44 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.51%
45 PIMCO INCOME STRATEGY FD II 130,472 1,374 0.50%
46 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.49%
47 SPDR SER TR 17,172 1,287 0.47%
48 WELLTOWER INC. 20,127 1,255 0.46%
49 ISHARES TR 24,192 1,247 0.46%
50 WELLS FARGO CO NEW 24,022 1,246 0.46%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
351 WHOLE FOODS MKT INC 7,122 310 0.08%
352 TESLA INC 528 310 0.08%
353 SCHWAB U.S. SMALL-CAP ETF 6,040 310 0.08%
354 UBS AG LONDON BRH 12,750 308 0.08%
355 Alliance Data Systems 1,236 307 0.08%
356 Auto Data Processing 3,700 307 0.08%
357 DISCOVER FINL SVCS 4,769 307 0.08%
358 ISHARES TR 2,346 306 0.08%
359 Oakmark Fund 4,442 304 0.08%
360 BLACKROCK MUNI NJ FUND INC COM 20,900 303 0.08%
361 MASTERCARD INCORPORATED 10,735 303 0.08%
362 WELLS FARGO CO NEW 250 301 0.08%
363 Invesco Tax-Free Intermediate Y 25,854 300 0.08%
364 BLACKROCK MUNIHLDGS NY QLTY 22,263 297 0.08%
365 FIRST TR EXCHANGE TRADED FD 9,353 297 0.08%
366 American International Group Inc 5,487 296 0.08%
367 COLUMBIA PPTY TR INC 12,388 296 0.08%
368 HANESBRANDS INC 2,742 295 0.08%
369 REYNOLDS AMERICAN INC 4,991 294 0.08%
370 MANHATTAN ASSOCS INC 8,774 293 0.08%
371 ISHARES TR 3,471 293 0.08%
372 GROWTH FD AMER INC 6,390 292 0.08%
373 TRANSOCEAN LTD 9,097 291 0.08%
374 JNL/Goldman Sachs Core Plus Bond Fund 12,718 290 0.08%
375 SOUTHERN CO 6,652 290 0.08%
376 BERKSHIRE HATHAWAY INC DE CL B NEW 2,095 289 0.08%
377 YAHOO INC 7,210 288 0.07%
378 MONDELEZ INTL INC 8,381 287 0.07%
379 JNL/PPM America Fl Rate Income 27,067 287 0.07%
380 ISHARES TR 3,160 285 0.07%
381 Third Ave Tr Real Estate Fd 9,144 284 0.07%
382 Market Vectors Gold 13,225 282 0.07%
383 ISHARES TR 3,069 282 0.07%
384 EASTMAN CHEM CO 3,460 280 0.07%
385 MAGNA INTL INC 2,941 279 0.07%
386 ISHARES TR 1,764 279 0.07%
387 PRUDENTIAL GLOBAL REAL EST-A 11,965 278 0.07%
388 UNILEVER PLC 6,609 277 0.07%
389 POWERSHARES ETF TRUST 4,745 275 0.07%
390 ISHARES TR 2,744 275 0.07%
391 BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L 24,007 272 0.07%
392 BROCADE COMMUNICATIONS SYS I 25,009 272 0.07%
393 TOYOTA MOTOR CORP 2,313 272 0.07%
394 Fidelity Select Consumer Staples Port 2,884 272 0.07%
395 ROYAL BK CDA MONTREAL QUE 3,808 272 0.07%
396 POWERSHARES ETF TRUST II 8,770 270 0.07%
397 iShares 22,700 268 0.07%
398 CRITEO S A SPONS ADS 7,950 268 0.07%
399 AFLAC Inc 4,594 267 0.07%
400 SKYWORKS SOLUTIONS INC 4,600 267 0.07%
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