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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 565 holdings with a total value of $493,864,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 VANGUARD INDEX FDS 6,950 1,300,000 0.26%
102 CLAYMORE EXCHANGE TRD FD TR 37,139 1,294,000 0.26%
103 DOW CHEM CO 24,798 1,278,000 0.26%
104 SPDR S&P 600 SMALL CAP VALUE ETF 13,672 1,270,000 0.26%
105 VEREIT 156,876 1,243,000 0.25%
106 ISHARES TR 11,272 1,242,000 0.25%
107 VANGUARD INDEX FDS 11,206 1,241,000 0.25%
108 SELECT SECTOR SPDR TR 15,770 1,233,000 0.25%
109 POWERSHARES ETF TRUST II 54,056 1,211,000 0.25%
110 RYDEX ETF TRUST 15,835 1,211,000 0.25%
111 PERKINELMER INC 22,208 1,190,000 0.24%
112 GUGGENHEIM 1:1 EXC 4/9/18 739371839 10,217 1,186,000 0.24%
113 RYDEX ETF TRUST 9,481 1,183,000 0.24%
114 VANGUARD INTL EQUITY INDEX F 36,077 1,182,000 0.24%
115 MONSANTO CO NEW 11,931 1,176,000 0.24%
116 UNION PAC CORP 14,834 1,161,000 0.24%
117 ISHARES TR 16,865 1,158,000 0.23%
118 NEXTERA ENERGY INC 11,126 1,156,000 0.23%
119 HONEYWELL INTL INC 10,954 1,135,000 0.23%
120 ISHARES TR 10,977 1,127,000 0.23%
121 GLAXOSMITHKLINE PLC 27,027 1,091,000 0.22%
122 FIRST TR VALUE LINE DIVID INSHS 45,585 1,089,000 0.22%
123 PIMCO INCOME STRATEGY FUND II COM 123,892 1,087,000 0.22%
124 FIRST TR EXCHANGE TRADED FD 45,374 1,066,000 0.22%
125 POWERSHARES ETF TR II 14,343 1,031,000 0.21%
126 UNITEDHEALTH GROUP INC 8,721 1,028,000 0.21%
127 RYDEX ETF TRUST 6,648 1,021,000 0.21%
128 POWERSHARES ETF TRUST 40,170 1,010,000 0.20%
129 SPDR SER TR 13,658 1,005,000 0.20%
130 ABBVIE INC 16,929 1,004,000 0.20%
131 ORACLE CORP 27,363 1,000,000 0.20%
132 HARTFORD FINL SVCS GROUP INC 22,564 981,000 0.20%
133 MEDTRONIC PLC 12,688 977,000 0.20%
134 ICAHN ENTERPRISES LP 15,864 973,000 0.20%
135 TWITTER INC 41,959 972,000 0.20%
136 ISHARES TR 11,503 971,000 0.20%
137 BIOGEN INC 3,124 958,000 0.19%
138 SPDR SER TR 13,635 958,000 0.19%
139 ABBOTT LABS 21,214 954,000 0.19%
140 RYDEX ETF TRUST 11,739 950,000 0.19%
141 LOWES COS INC 12,181 927,000 0.19%
142 BP PLC 29,483 922,000 0.19%
143 SELECT SECTOR SPDR TR 17,255 915,000 0.19%
144 ISHARES TR 9,236 905,000 0.18%
145 Chubb Corporation 6,747 895,000 0.18%
146 UNILEVER N V 20,598 894,000 0.18%
147 FIRST TR MID CAP CORE ALPHAD 18,568 894,000 0.18%
148 ISHARES TR 7,698 892,000 0.18%
149 STRYKER CORP 9,476 881,000 0.18%
150 CLAYMORE ETF GUGGENHEIM MID-CAP 18,361 880,000 0.18%
Page 3 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-006872, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.