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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 88 Institutional holders with a total value of $213,300,158.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 189,424 29,075,000 13.63%
2 MORGAN STANLEY 163,049 25,026,000 11.73%
3 PEAK FINANCIAL MANAGEMENT, INC. 113,597 17,680,000 8.29%
4 LPL Financial LLC 115,826 17,526,000 8.22%
5 FRONTIER INVESTMENT MGMT CO 68,613 10,531,000 4.94%
6 MAI Capital Management 56,108 8,612,000 4.04%
7 BANK OF AMERICA CORP /DE/ 50,845 7,804,000 3.66%
8 ROYAL BANK OF CANADA 48,997 7,520,000 3.53%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,056 7,376,000 3.46%
10 JANE STREET GROUP, LLC 43,303 6,647,000 3.12%
11 AMERICAN INTERNATIONAL GROUP, INC. 40,093 6,155,000 2.89%
12 Legacy Private Trust Co. 33,451 5,134,000 2.41%
13 ADVANTAGE INVESTMENT MANAGEMENT, LLC 29,616 4,546,000 2.13%
14 WELLS FARGO & COMPANY/MN 27,045 4,152,000 1.95%
15 FCA CORP /TX 22,793 3,498,000 1.64%
16 Tower Research Capital LLC (TRC) 20,914 3,210,000 1.50%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,484 2,990,000 1.40%
18 Ironsides Asset Advisors, LLC 18,986 2,914,000 1.37%
19 SG Americas Securities, LLC 18,672 2,866,000 1.34%
20 Hartford Financial Management Inc. 17,966 2,757,000 1.29%
21 GOLDMAN SACHS GROUP INC 17,043 2,616,000 1.23%
22 CITADEL ADVISORS LLC 16,920 2,597,000 1.22%
23 Country Club Trust Company, n.a. 14,640 2,247,000 1.05%
24 RAYMOND JAMES & ASSOCIATES 13,233 2,031,000 0.95%
25 BRUDERMAN ASSET MANAGEMENT, LLC 12,992 1,994,000 0.93%
26 CAHILL FINANCIAL ADVISORS INC 12,503 1,920,000 0.90%
27 CREDIT SUISSE AG/ 12,350 1,896,000 0.89%
28 UBS Group AG 9,646 1,481,000 0.69%
29 Commonwealth Equity Services, Inc 9,373 1,439,000 0.67%
30 VALICENTI ADVISORY SERVICES INC 8,050 1,236,000 0.58%
31 HOWE & RUSLING INC 7,496 1,151,000 0.54%
32 HighTower Advisors, LLC 7,314 1,117,000 0.52%
33 Cetera Advisors LLC 6,936 1,059,000 0.50%
34 B. Riley Wealth Advisors, Inc. 6,648 1,021,000 0.48%
35 Concert Wealth Management Inc. 6,407 985,000 0.46%
36 Somerset Group LLC 6,386 980,000 0.46%
37 STIFEL FINANCIAL CORP 6,267 962,000 0.45%
38 Sigma Planning Corp 6,235 957,000 0.45%
39 Spectrum Asset Management, Inc. (NB/CA) 6,040 927,000 0.43%
40 Virtu KCG Holdings LLC 4,478 687,000 0.32%
41 BOSTON ADVISORS LLC 4,259 654,000 0.31%
42 Advisory Services Network, LLC 3,742 574,000 0.27%
43 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,500 537,000 0.25%
44 Private Advisor Group, LLC 3,488 535,000 0.25%
45 LATHROP INVESTMENT MANAGEMENT CO 3,032 465,000 0.22%
46 GW HENSSLER & ASSOCIATES LTD 2,763 424,000 0.20%
47 Cambridge Investment Research Advisors, Inc. 2,665 409,000 0.19%
48 LifePlan Financial Group, Inc 2,593 398,000 0.19%
49 Psagot Value Holdings Ltd. 2,400 368,000 0.17%
50 ProVise Management Group, LLC 2,380 366,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.