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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 91 Institutional holders with a total value of $315,174,347.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 384,034 46,771,000 14.84%
2 MORGAN STANLEY 291,983 36,407,000 11.55%
3 WELL DONE, LLC 155,732 19,418,000 6.16%
4 BANK OF STOCKTON 146,668 18,288,000 5.80%
5 BANK OF AMERICA CORP /DE/ 141,851 17,687,000 5.61%
6 Paracle Advisors, LLC 134,705 16,796,000 5.33%
7 FORTE CAPITAL LLC /ADV 96,258 12,002,000 3.81%
8 UBS Group AG 89,918 11,212,000 3.56%
9 Ken Stern & Associates, Inc. 83,848 10,455,000 3.32%
10 Atria Investments, Inc 87,641 10,141,000 3.22%
11 WELLS FARGO & COMPANY/MN 80,155 9,995,000 3.17%
12 Financial Architects, Inc 74,599 9,302,000 2.95%
13 CARDAN CAPITAL PARTNERS, LLC 69,265 8,637,000 2.74%
14 New England Private Wealth Advisors LLC 68,078 8,492,000 2.69%
15 Commonwealth Equity Services, Inc 59,052 7,363,000 2.34%
16 Cambridge Investment Research Advisors, Inc. 52,044 6,489,000 2.06%
17 AMERICAN INTERNATIONAL GROUP, INC. 47,135 5,878,000 1.86%
18 ROYAL BANK OF CANADA 33,754 4,209,000 1.34%
19 RAYMOND JAMES & ASSOCIATES 30,811 3,842,000 1.22%
20 Raymond James Financial Services Advisors, Inc. 27,666 3,450,000 1.09%
21 Tower Research Capital LLC (TRC) 27,521 3,431,000 1.09%
22 JANE STREET GROUP, LLC 25,075 3,127,000 0.99%
23 EisnerAmper Wealth Management Corporate Benefits, LLC 24,262 3,026,000 0.96%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,125 2,994,000 0.95%
25 MSI Financial Services Inc 17,715 2,209,000 0.70%
26 Cetera Advisors LLC 17,038 2,121,000 0.67%
27 ENVESTNET ASSET MANAGEMENT INC 15,821 1,973,000 0.63%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,662 1,953,000 0.62%
29 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 13,900 1,733,000 0.55%
30 Citizens Business Bank 13,659 1,703,000 0.54%
31 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,274 1,655,000 0.53%
32 Stratos Wealth Partners, LTD. 13,237 1,651,000 0.52%
33 AMERIPRISE FINANCIAL INC 10,923 1,362,000 0.43%
34 STEPHENS INC /AR/ 10,397 1,296,000 0.41%
35 B. Riley Wealth Advisors, Inc. 9,481 1,183,000 0.38%
36 SII INVESTMENTS INC/WI 9,175 1,143,000 0.36%
37 CITADEL ADVISORS LLC 7,917 983,000 0.31%
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 7,456 930,000 0.30%
39 First Allied Advisory Services, Inc. 7,141 884,000 0.28%
40 INSIGHT 2811, INC. 6,100 761,000 0.24%
41 Virtu KCG Holdings LLC 5,713 712,000 0.23%
42 VOYA FINANCIAL ADVISORS, INC. 4,854 609,000 0.19%
43 OPPENHEIMER & CO INC 4,730 590,000 0.19%
44 CAHILL FINANCIAL ADVISORS INC 4,717 589,000 0.19%
45 KALOS MANAGEMENT, INC. 572,452 572,000 0.18% PRN
46 Concert Wealth Management Inc. 4,274 530,000 0.17%
47 WESPAC Advisors, LLC 3,716 463,000 0.15%
48 SG Americas Securities, LLC 3,715 463,000 0.15%
49 Freedom Investment Management, Inc. 3,680 459,000 0.15%
50 Partnervest Advisory Services LLC 3,656 456,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.