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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 80 Institutional holders with a total value of $185,821,563.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 800,898 74,379,000 40.03%
2 LPL Financial LLC 208,500 19,045,000 10.25%
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 132,050 12,263,000 6.60%
4 MORGAN STANLEY 101,793 9,453,000 5.09%
5 KRILOGY FINANCIAL LLC 84,507 7,848,000 4.22%
6 Allianz Asset Management GmbH 70,526 6,550,000 3.52%
7 HighTower Advisors, LLC 65,281 6,057,000 3.26%
8 WELLS FARGO & COMPANY/MN 59,710 5,545,000 2.98%
9 BANK OF AMERICA CORP /DE/ 53,308 4,951,000 2.66%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,894 3,426,000 1.84%
11 COLONY GROUP LLC 27,198 2,526,000 1.36%
12 DENVER INVESTMENT ADVISORS LLC 21,521 2,001,000 1.08%
13 MOISAND FITZGERALD TAMAYO, LLC 20,259 1,881,000 1.01%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,997 1,859,000 1.00%
15 Sigma Planning Corp 18,151 1,686,000 0.91%
16 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 17,971 1,669,000 0.90%
17 Tradewinds Capital Management, LLC 15,946 1,481,000 0.80%
18 ASSET DEDICATION, LLC 14,733 1,368,000 0.74%
19 Advisors Preferred, LLC 14,642 1,361,000 0.73%
20 KALOS MANAGEMENT, INC. 14,040 1,304,000 0.70%
21 B. Riley Wealth Advisors, Inc. 13,672 1,270,000 0.68%
22 Traynor Capital Management, Inc. 13,380 1,242,000 0.67%
23 UBS Group AG 13,126 1,219,000 0.66%
24 Bernicke Wealth Management, Ltd. 12,826 1,191,000 0.64%
25 Commonwealth Equity Services, Inc 12,108 1,124,000 0.60%
26 Modera Wealth Management, LLC 9,837 914,000 0.49%
27 Atlas Brown,Inc. 10,149 854,000 0.46%
28 VOYA FINANCIAL ADVISORS, INC. 8,912 839,000 0.45%
29 ATHERTON LANE ADVISERS, LLC 7,930 736,000 0.40%
30 FIRST AMERICAN TRUST, FSB 7,753 720,000 0.39%
31 Citizens Business Bank 7,731 718,000 0.39%
32 AMERIPRISE FINANCIAL INC 7,196 668,000 0.36%
33 Freedom Investment Management, Inc. 6,688 621,000 0.33%
34 IFP ADVISORS, INC 6,655 618,000 0.33%
35 PINNACLE FINANCIAL PARTNERS INC 6,358 591,000 0.32%
36 Carlson Capital Management 5,633 523,000 0.28%
37 Cambridge Investment Research Advisors, Inc. 5,460 507,000 0.27%
38 Courage Miller Partners, LLC 4,940 459,000 0.25%
39 M Holdings Securities, Inc. 4,865 452,000 0.24%
40 GHP Investment Advisors, Inc. 4,533 421,000 0.23%
41 Regal Investment Advisors LLC 3,189 296,000 0.16%
42 Frontier Wealth Management LLC 3,035 282,000 0.15%
43 Palisades Hudson Asset Management, L.P. 2,910 270,000 0.15%
44 FINANCIAL COUNSELORS INC 2,677 249,000 0.13%
45 MSI Financial Services Inc 2,559 238,000 0.13%
46 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 236,000 0.13%
47 JANE STREET GROUP, LLC 2,399 223,000 0.12%
48 ENVESTNET ASSET MANAGEMENT INC 2,272 211,000 0.11%
49 AMERICAN INTERNATIONAL GROUP, INC. 2,144 199,000 0.11%
50 WealthTrust-Arizona, LLC 1,729 161,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.