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FIRST TR MID CAP CORE ALPHAD
FIRST TR MID CAP CORE ALPHAD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 79 Institutional holders with a total value of $467,517,243.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,819,157 87,428,000 18.70%
2 WELLS FARGO & COMPANY/MN 1,615,356 77,634,000 16.61%
3 UBS Group AG 1,023,752 49,202,000 10.52%
4 LPL Financial LLC 847,127 40,103,000 8.58%
5 Raymond James Financial Services Advisors, Inc. 726,820 34,931,000 7.47%
6 Astor Investment Management LLC 491,951 23,643,000 5.06%
7 BANK OF AMERICA CORP /DE/ 326,121 15,674,000 3.35%
8 Transamerica Financial Advisors, LLC 246,545 11,849,000 2.53%
9 RAYMOND JAMES & ASSOCIATES 227,241 10,921,000 2.34%
10 AVIANCE CAPITAL MANAGEMENT, LLC 219,081 10,529,000 2.25%
11 BAIRD FINANCIAL GROUP, INC. 193,443 9,297,000 1.99%
12 ROYAL BANK OF CANADA 159,429 7,663,000 1.64%
13 Janney Montgomery Scott LLC 145,391 6,988,000 1.49%
14 ENVESTNET ASSET MANAGEMENT INC 134,144 6,447,000 1.38%
15 Legacy Private Trust Co. 130,724 6,283,000 1.34%
16 STIFEL FINANCIAL CORP 118,298 5,685,000 1.22%
17 CITADEL ADVISORS LLC 113,735 5,463,000 1.17%
18 GOLDMAN SACHS GROUP INC 106,009 5,095,000 1.09%
19 JANE STREET GROUP, LLC 94,236 4,529,000 0.97%
20 BB&T SECURITIES, LLC 86,807 4,171,000 0.89%
21 HL FINANCIAL SERVICES LLC 85,178 4,094,000 0.88%
22 AMERIPRISE FINANCIAL INC 84,386 4,053,000 0.87%
23 CREDIT SUISSE AG/ 59,684 2,868,000 0.61%
24 Commonwealth Equity Services, Inc 59,295 2,850,000 0.61%
25 Virtu KCG Holdings LLC 48,666 2,339,000 0.50%
26 AMERICAN INTERNATIONAL GROUP, INC. 44,987 2,161,000 0.46%
27 Virtu Financial LLC 40,669 1,953,000 0.42%
28 First Allied Advisory Services, Inc. 36,460 1,760,000 0.38%
29 SMITH HAYES Advisers, Inc 26,814 1,289,000 0.28%
30 Cambridge Investment Research Advisors, Inc. 25,470 1,224,000 0.26%
31 PNC FINANCIAL SERVICES GROUP, INC. 22,604 1,086,000 0.23%
32 PARK NATIONAL CORP /OH/ 22,591 1,086,000 0.23%
33 FIRST TRUST ADVISORS LP 21,578 1,037,000 0.22%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,307 976,000 0.21%
35 JPMORGAN CHASE & CO 18,786 902,000 0.19%
36 B. Riley Wealth Advisors, Inc. 18,568 894,000 0.19%
37 Atria Investments, Inc 18,693 839,000 0.18%
38 VOYA FINANCIAL ADVISORS, INC. 15,754 764,000 0.16%
39 CETERA INVESTMENT ADVISERS 15,092 725,000 0.16%
40 MSI Financial Services Inc 14,480 696,000 0.15%
41 Kovack Advisors, Inc. 14,256 685,000 0.15%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,375 642,000 0.14%
43 CAHILL FINANCIAL ADVISORS INC 13,006 626,000 0.13%
44 VSR Financial Services, Inc. 12,817 616,000 0.13%
45 CITIGROUP INC 12,374 595,000 0.13%
46 OPPENHEIMER & CO INC 11,926 573,000 0.12%
47 Bison Wealth, LLC 9,729 468,000 0.10%
48 Cetera Advisors LLC 9,686 466,000 0.10%
49 Stratos Wealth Partners, LTD. 9,064 436,000 0.09%
50 AUSDAL FINANCIAL PARTNERS, INC. 8,262 397,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.