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Institutional Investment Manager
Broadfin Capital, LLC
Broadfin Capital, LLC (CIK: 0001511901) incorporated in Delaware, located at 300 Park Avenue, 25th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001511901-17-000002) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ADMA BIOLOGICS, INC. 1,028,672 5,020 0.61%
2 ADVAXIS INC COM NEW 1,519,259 12,412 1.50%
3 ALCOBRA LTD 1,216,643 1,387 0.17%
4 ALPHATEC HOLDINGS INC 226,006 527 0.06%
5 AMARIN CORP PLC 2,833,649 9,068 1.10%
6 ANGIODYNAMICS INC 1,465,452 25,426 3.08%
7 ANTARES PHARMA INC 7,642,206 21,704 2.63%
8 ARALEZ PHARMACEUTICALS INC 5,191,590 11,110 1.35%
9 ARATANA THERAPEUTICS INC 3,695,442 19,586 2.37%
10 AVADEL PHARMACEUTICALS PLC 4,394,464 42,538 5.15%
11 AVINGER INC 500,000 950 0.12%
12 AVIRAGEN THERAPEUTICS INC 3,179,226 2,072 0.25%
13 Aevi Genomic Medicine Inc 500,000 930 0.11% Call
14 BARD C R INC 27,300 6,785 0.82%
15 BIODELIVERY SCIENCES INTL IN 5,398,794 10,258 1.24%
16 CATALYST PHARMACEUTICALS INC 8,200,000 15,990 1.94%
17 CIDARA THERAPEUTICS INC 562,875 4,390 0.53%
18 COGENTIX MED INC 753,773 1,357 0.16%
19 CONTRAFECT CORP COM 1,429,109 2,572 0.31%
20 CORIUM INTERNATIONAL INC 2,787,121 11,650 1.41%
21 DEXCOM INC 49,300 4,177 0.51%
22 DEXTERA SURGICAL INC 599,440 635 0.08%
23 DURECT CORP 8,506,229 8,932 1.08%
24 EGALET CORP 10,000,000 8,238 1.00%
25 ENDO INTL PLC 1,883,738 21,023 2.55%
26 ENDO INTL PLC 2,000,000 22,320 2.70% Call
27 ENDOLOGIX INC 1,669,020 12,084 1.46%
28 HERON THERAPEUTICS INC COM 4,947,403 74,211 8.99%
29 HORIZON PHARMA PLC 1,000,000 14,780 1.79% Call
30 HORIZON PHARMA PLC 5,664,219 83,717 10.14%
31 IDERA PHARMACEUTICALS INCORPORATED COM NEW 3,852,945 9,517 1.15%
32 IGNYTA INC COM 2,637,346 22,681 2.75%
33 JUNO THERAPEUTICS INC COM 175,700 3,899 0.47%
34 LA JOLLA PHARMACEUTICAL CO 782,887 23,369 2.83%
35 LION BIOTECHNOLOGIES INC COM 2,509,059 18,692 2.26%
36 MEDICINES CO 215,077 10,517 1.27%
37 MEDIWOUND ORD 633,102 4,178 0.51%
38 MIRATI THERAPEUTICS INC COM 2,090,801 10,872 1.32%
39 NEXVET BIOPHARMA PUB LTD CO 1,127,200 4,385 0.53%
40 NOVELION THERAPEUTICS INC 1,948,554 20,927 2.53%
41 ONCOMED PHARMACEUTICALS INC COM 300,000 2,763 0.33% Call
42 PARATEK PHARMACEUTICALS INC 223,862 4,309 0.52%
43 PERNIX THERAPEUTICS HOLDINGS INC 15,500,000 4,049 0.49%
44 Progenics Pharmaceuticals Inc 250,000 2,360 0.29% Call
45 Progenics Pharmaceuticals Inc 1,998,531 18,866 2.29%
46 RETROPHIN INC 2,892,178 53,390 6.47%
47 SCYNEXIS INC 1,477,273 4,077 0.49%
48 SEASPINE HLDGS CORP COM 1,099,807 8,633 1.05%
49 SOCIETAL CDMO INC 3,100,086 27,095 3.28%
50 SPDR SER TR 1,000,000 69,340 8.40% Put
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