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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI MALAYSI ETF 484 36 0.01%
2 ISHARES MSCI SINGAP ETF 9,981 761 0.12%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 180 4 0.00%
4 ALLIANCEBERNSTEIN NATL MUN I 1,150 28 0.00%
5 ALPS ETF TR 41,431 6,214 0.98%
6 BLACKROCK INCOME TR INC 1,731 185 0.03%
7 BLACKROCK TAX MUNICPAL BD TR SHS 18,901 240 0.04%
8 Barings Global Short Duration 149,393 18,522 2.91%
9 CALAMOS CONV OPPORTUNITIES & 50 1 0.00%
10 CAMBRIA ETF TR 556 47 0.01%
11 CLEARBRIDGE ENERGY MLP FD INCORPORATED 1,000 15 0.00%
12 DEUTSCHE BK AG LDN BRH 1,500 28 0.00%
13 DIREXION DAILY FTSE CHINA BULL 3X SHARES 2,235 279 0.04%
14 DIREXION SHS ETF TR 7,164 962 0.15%
15 EATON VANCE ENHANCED EQUITY 640 57 0.01%
16 EATON VANCE FLTING RATE INC 507 37 0.01%
17 EATON VANCE TAX MANAGED DIVE 153,435 41,919 6.59%
18 FLAHERTY CRUMRINE PFD SECS 7,096 530 0.08%
19 GAMCO GLOBAL GOLD NAT RES & 233 36 0.01%
20 GLOBAL X FDS 39 2 0.00%
21 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 4,695 192 0.03%
22 GUGGENHEIM ENHANCED EQUITY S 1,230 29 0.00%
23 HANCOCK JOHN PFD INCOME FD 16,050 391 0.06%
24 HANCOCK JOHN PFD INCOME FD I 2,266 245 0.04%
25 INDEXIQ ETF TR 380 12 0.00%
26 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 706 36 0.01%
27 ISHARES 26,237 1,274 0.20%
28 ISHARES 1,250 23 0.00%
29 ISHARES 2,775 221 0.03%
30 ISHARES 1,348,115 277,509 43.65%
31 ISHARES 20 YEAR TREASURY BOND ETF 220 18 0.00%
32 ISHARES 7-10 YEAR TREASURY BOND ETF 4,000 80 0.01%
33 ISHARES COHEN & STEERS REIT ETF 4,600 274 0.04%
34 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 1,950 51 0.01%
35 ISHARES INC 19,998 2,321 0.37%
36 ISHARES INC 350 7 0.00%
37 ISHARES INC 9,050 125 0.02%
38 ISHARES MSCI SPAN CP ETF 9,686 371 0.06%
39 ISHARES MSCI TAIWAN ETF 1,105 9 0.00%
40 ISHARES RUSSELL 1000 ETF 300 7 0.00%
41 ISHARES RUSSELL 2000 GROWTH ETF 29,077 523 0.08%
42 ISHARES RUSSELL 2000 VALUE ETF 340 36 0.01%
43 ISHARES RUSSELL 3000 ETF 4,500 70 0.01%
44 ISHARES S&P GSCI COMMODITY I 411 23 0.00%
45 ISHARES SILVER TR 2,665 34 0.01%
46 ISHARES TR 26 3 0.00%
47 ISHARES TR 13 1 0.00%
48 ISHARES TR 1,712 105 0.02%
49 ISHARES TR 1,232 30 0.00%
50 ISHARES TR 500 10 0.00%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 2,266 245 0.04%
52 NUVEEN NORTH CAROLINA QLTY M 18,901 240 0.04%
53 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 2,609 232 0.04%
54 VANGUARD INDEX FDS 2,454 222 0.03%
55 RYDEX ETF TRUST 2,775 221 0.03%
56 Spdr Ser Tr Nuveen Barcl 9,076 220 0.03%
57 ISHARES TR 597 220 0.03%
58 VANGUARD INTL EQUITY INDEX F 4,695 192 0.03%
59 ISHARES INC 3,980 191 0.03%
60 VANGUARD ADMIRAL FDS INC 1,731 185 0.03%
61 NUVEEN SELECT QUALITY MUN FD 12,083 160 0.03%
62 VANGUARD INTL EQUITY INDEX F 2,530 156 0.02%
63 PROSHARES TR 4,800 126 0.02%
64 ROYCE VALUE TR INC 9,050 125 0.02%
65 INDEXIQ ETF TR 4,094 121 0.02%
66 NUVEEN PREFERRED SECURITIES 14,229 121 0.02%
67 SPDR SERIES TRUST 3,112 120 0.02%
68 ISHARES TR 1,142 113 0.02%
69 PIMCO CORPORATE INCOME OPP 7,291 106 0.02%
70 WISDOMTREE TR 1,712 105 0.02%
71 ISHARES RUSSELL 2000 VALUE ETF 947 97 0.02%
72 ISHARES TR 924 97 0.02%
73 ISHARES TRUST S&P 100 ETF 1,000 91 0.01%
74 POWERSHARES ETF TR II 3,624 90 0.01%
75 EATON VANCE ENHANCED EQUITY 6,225 86 0.01%
76 Barings Global Short Duration 4,000 80 0.01%
77 VANGUARD WORLD FD 710 75 0.01%
78 ALPS ETF TR 4,500 70 0.01%
79 HANCOCK JOHN PFD INCOME FD I 4,184 70 0.01%
80 ISHARES TR 1,172 70 0.01%
81 ISHARES TR 563 62 0.01%
82 SPDR SER TR 2,146 62 0.01%
83 SPDR DOW JONES INDL AVRG ETF 344 60 0.01%
84 BLACKROCK INCOME TR INC 9,403 59 0.01%
85 CALAMOS CONV OPPORTUNITIES & 4,721 58 0.01%
86 ISHARES COHEN & STEERS REIT ETF 640 57 0.01%
87 POWERSHARES ETF TRUST 2,261 56 0.01%
88 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 1,950 51 0.01%
89 EATON VANCE FLTING RATE INC 3,500 48 0.01%
90 VANGUARD STAR FDS 948 48 0.01%
91 VANGUARD SCOTTSDALE FDS 556 47 0.01%
92 NUVEEN CR STRATEGIES INCOME FD COM SHS 5,500 47 0.01%
93 VANGUARD BD INDEX FDS 552 45 0.01%
94 SELECT SECTOR SPDR TR 579 43 0.01%
95 EATON VANCE TAX MANAGED DIVE 3,822 43 0.01%
96 PIMCO INCOME STRATEGY FD 4,000 43 0.01%
97 TCW STRATEGIC INCOME FD INC 7,503 39 0.01%
98 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 5,290 39 0.01%
99 ISHARES TR 507 37 0.01%
100 ISHARES RUSSELL 2000 GROWTH ETF 233 36 0.01%
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