Dark
Light
System
Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001512647-16-000013) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
901 DOVER CORP 2,946 217 0.01%
902 WELLS FARGO CO NEW 165 216 0.01%
903 WHIRLPOOL CORP 1,335 216 0.01%
904 SPECTRUM BRANDS HLDGS INC 1,571 216 0.01%
905 Mercantile Bank Corp 8,004 215 0.01%
906 FIRSTENERGY CORP 6,514 215 0.01%
907 POWERSHARES ETF TRUST 6,040 215 0.01%
908 ISHARES 5,204 214 0.01%
909 BLACKROCK MUNIYIELD CALI QLT 13,073 213 0.01%
910 ICON PLC 2,751 213 0.01%
911 MELCO ENTERTAINMENT ADR 13,252 213 0.01%
912 WESTERN ASSET GLOBAL HIGH IN 20,812 212 0.01%
913 BLACKBERRY LTD 26,520 212 0.01%
914 Nashville Area ETF 8,138 211 0.01%
915 DEVON ENERGY CORP NEW 4,786 211 0.01%
916 BWX TECHNOLOGIES INC COM 5,479 210 0.01%
917 NEWFIELD EXPL CO 4,830 210 0.01%
918 HOWARD HUGHES CORP 1,830 210 0.01%
919 FORTRESS INVESTMENT GROUP LL 42,300 209 0.01%
920 RYDEX ETF TRUST 2,582 209 0.01%
921 SEASPAN CORP SHS 15,643 209 0.01%
922 IRON MTN INC NEW 5,535 208 0.01%
923 BALCHEM CORP 2,685 208 0.01%
924 LIONS GATE ENTERTN 10,377 207 0.01%
925 FLAHERTY CRUMRINE PFD SECS 9,953 207 0.01%
926 SENIOR HOUSING PROPERTIES TRUST 9,086 206 0.01%
927 TWENTY FIRST CENTY FOX INC 8,478 205 0.01%
928 NEWELL BRANDS INC 3,882 204 0.01%
929 REINSURANCE GROUP AMER INC 1,888 204 0.01%
930 ISHARES TR 6,341 204 0.01%
931 SPDR SER TR 2,767 204 0.01%
932 NEOGENOMICS INC 24,759 204 0.01%
933 Karyopharm 20,850 203 0.01%
934 COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST 11,678 203 0.01%
935 UNITED NATURAL FOODSINC 5,082 203 0.01%
936 GUGGENHEIM ABC MSCI GLOBAL TIMBER ETF 8,154 203 0.01%
937 J P MORGAN EXCHANGE TRADED F 3,874 203 0.01%
938 MILLERKNOLL INC 7,094 203 0.01%
939 MOODYS CORP 1,867 202 0.01%
940 LEXICON PHARMACEUTICALS INC 11,200 202 0.01%
941 TARGA RES CORP 4,093 201 0.01%
942 WOODWARD INC 3,210 201 0.01%
943 RYDEX ETF TRUST 6,431 201 0.01%
944 CENTRAL FD CDA LTD 14,446 200 0.01%
945 FIRST TR DYNAMIC EUROPE EQT 12,500 197 0.01%
946 INVESCO MUNI INCOME OPP TRST 23,782 197 0.01%
947 FLAHERTY & CRUMRINE PFD INC 17,173 197 0.01%
948 HUNTINGTON BANCSHARES INC 19,867 196 0.01%
949 EATON VANCE CALIF MUN BD FD 14,337 194 0.01%
950 FIRST DATA CORP NEW 14,500 191 0.01%
Page 19 of 21