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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $55,393,049.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 293,996 23,837,000 43.03%
2 WELLS FARGO & COMPANY/MN 54,108 4,387,000 7.92%
3 CITADEL ADVISORS LLC 45,187 3,664,000 6.61%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,608 2,401,000 4.33%
5 LPL Financial LLC 26,146 2,048,000 3.70%
6 SG Americas Securities, LLC 21,904 1,776,000 3.21%
7 GOLDMAN SACHS GROUP INC 19,171 1,554,000 2.81%
8 MORGAN STANLEY 16,919 1,372,000 2.48%
9 Cambridge Investment Research Advisors, Inc. 15,989 1,296,000 2.34%
10 ADVISOR GROUP, INC. 13,610 1,102,000 1.99%
11 B. Riley Wealth Advisors, Inc. 12,036 976,000 1.76%
12 BANK OF AMERICA CORP /DE/ 10,830 878,000 1.59%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,834 877,000 1.58%
14 UBS Group AG 10,060 816,000 1.47%
15 Commonwealth Equity Services, Inc 9,639 782,000 1.41%
16 Private Advisor Group, LLC 9,627 754,000 1.36%
17 JANE STREET GROUP, LLC 9,130 740,000 1.34%
18 Friedenthal Financial 6,947 563,000 1.02%
19 ROYAL BANK OF CANADA 6,910 560,000 1.01%
20 Cetera Advisor Networks LLC 6,486 526,000 0.95%
21 INVESTMENT CENTERS OF AMERICA INC 5,637 460,000 0.83%
22 MSI Financial Services Inc 5,170 420,000 0.76%
23 WESPAC ADVISORS SOCAL, LLC 5,045 409,049 0.74%
24 IFP ADVISORS, INC 4,750 385,000 0.70%
25 Sigma Planning Corp 4,164 338,000 0.61%
26 First Heartland Consultants, Inc. 4,048 328,000 0.59%
27 Argentus Capital Management, LLC 3,946 320,000 0.58%
28 STIFEL FINANCIAL CORP 3,470 280,000 0.51%
29 SII INVESTMENTS INC/WI 3,356 271,000 0.49%
30 Virtu KCG Holdings LLC 3,223 261,000 0.47%
31 WEALTHSOURCE PARTNERS, LLC 3,149 255,000 0.46%
32 First Allied Advisory Services, Inc. 2,582 209,000 0.38%
33 Creative Planning 1,535 124,000 0.22%
34 D'Orazio & Associates, Inc. 1,230 99,000 0.18%
35 Advisory Alpha, LLC 959 78,000 0.14%
36 Concert Wealth Management Inc. 888 65,000 0.12%
37 FIRST FINANCIAL CORP /IN/ 670 54,000 0.10%
38 MOSAIC FAMILY WEALTH, LLC 500 41,000 0.07%
39 JFS WEALTH ADVISORS, LLC 283 23,000 0.04%
40 NEXT Financial Group, Inc 250 20,000 0.04%
41 PNC FINANCIAL SERVICES GROUP, INC. 106 9,000 0.02%
42 CITIGROUP INC 111 9,000 0.02%
43 INTEGRATED WEALTH MANAGEMENT 105 9,000 0.02%
44 Financial Architects, Inc 111 9,000 0.02%
45 CENTRAL TRUST Co 100 8,000 0.01%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.