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Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001512647-16-000013) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
901 SPDR SER TR S&P 600 SML CAP 1,943 217 0.01%
902 MAIN STREET CAPITAL CORP 6,325 217 0.01%
903 WHIRLPOOL CORP 1,335 216 0.01%
904 WELLS FARGO & CO NEW 165 216 0.01%
905 SPECTRUM BRANDS HLDGS INC 1,571 216 0.01%
906 FIRSTENERGY CORP 6,514 215 0.01%
907 POWERSHARES ETF TRUST 6,040 215 0.01%
908 Mercantile Bank Corp 8,004 215 0.01%
909 ISHARES TR 5,204 214 0.01%
910 ICON PLC 2,751 213 0.01%
911 MELCO ENTMT ADR 13,252 213 0.01%
912 BLACKROCK MUNIYIELD CALI QLT 13,073 213 0.01%
913 BLACKBERRY LTD 26,520 212 0.01%
914 WESTERN ASSET GLOBAL HIGH IN 20,812 212 0.01%
915 Nashville Area ETF 8,138 211 0.01%
916 DEVON ENERGY CORP NEW 4,786 211 0.01%
917 HOWARD HUGHES CORP 1,830 210 0.01%
918 NEWFIELD EXPL CO 4,830 210 0.01%
919 BWX TECHNOLOGIES INC COM 5,479 210 0.01%
920 SEASPAN CORP SHS 15,643 209 0.01%
921 RYDEX ETF TRUST 2,582 209 0.01%
922 FORTRESS INVESTMENT GROUP LL 42,300 209 0.01%
923 BALCHEM CORP 2,685 208 0.01%
924 IRON MTN INC NEW 5,535 208 0.01%
925 LIONS GATE ENTERTN 10,377 207 0.01%
926 FLAHERTY CRUMRINE PFD SECS 9,953 207 0.01%
927 SENIOR HOUSING PROPERTIES TRUST 9,086 206 0.01%
928 TWENTY FIRST CENTY FOX INC 8,478 205 0.01%
929 REINSURANCE GROUP AMER INC 1,888 204 0.01%
930 ISHARES TR 6,341 204 0.01%
931 SPDR SERIES TRUST SPDR RUSSELL 2000 ETF 2,767 204 0.01%
932 NEOGENOMICS INC 24,759 204 0.01%
933 NEWELL BRANDS 3,882 204 0.01%
934 CLAYMORE EXCHANGE TRD FD TR 8,154 203 0.01%
935 KARYOPHARM THERAPEUTICS INC COM 20,850 203 0.01%
936 J P MORGAN EXCHANGE TRADED F 3,874 203 0.01%
937 COMPASS DIV HOLDINGS SHS OF BENEFICIAL INTEREST 11,678 203 0.01%
938 MILLERKNOLL INC 7,094 203 0.01%
939 UNITED NATURAL FOODSINC 5,082 203 0.01%
940 LEXICON PHARMACEUTICALS INC 11,200 202 0.01%
941 MOODYS CORP 1,867 202 0.01%
942 TARGA RES CORP 4,093 201 0.01%
943 WOODWARD INC 3,210 201 0.01%
944 RYDEX ETF TRUST 6,431 201 0.01%
945 CENTRAL FD CDA LTD 14,446 200 0.01%
946 FLAHERTY & CRUMRINE PFD INC 17,173 197 0.01%
947 INVESCO MUNI INCOME OPP TRST 23,782 197 0.01%
948 FIRST TR DYNAMIC EUROPE EQT 12,500 197 0.01%
949 HUNTINGTON BANCSHARES INC 19,867 196 0.01%
950 EATON VANCE CALIF MUN BD FD 14,337 194 0.01%
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