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Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001512647-16-000013) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
951 CLAYMORE EXCHANGE TRD FD TR 16,562 190 0.01%
952 PIMCO CORPORATE INCOME OPP 12,969 189 0.01%
953 BLACKROCK CR ALLOCATION INCO 13,922 186 0.01%
954 FIRST TR EXCHANGE TRADED FD 10,608 185 0.01%
955 STATOIL ASA 10,970 184 0.01%
956 EATON VANCE TAX-MANAGED GLOBAL COM 21,204 184 0.01%
957 Old PSG Wind-down Ltd. 45,100 183 0.01%
958 TRUSTCO BK CORP N Y 25,674 182 0.01%
959 Dreyfus Mun Income Inc Com 19,000 182 0.01%
960 NUVEEN MUN HIGH INCOME OPPOR 12,342 179 0.01%
961 GENWORTH FINL INC 35,834 178 0.01%
962 BLACKROCK MUNIYIELD QUALITY 10,397 172 0.01%
963 INVESCO MUN OPPORTUNITY TR 12,000 171 0.01%
964 VOYA ASIA PAC DIVID EQUITY I 17,158 169 0.01%
965 PUTNAM PREMIER INCOME TR 34,262 168 0.01%
966 NRG ENERGY INC 14,727 165 0.01%
967 ROYCE GLOBAL VALUE TR INC 20,191 164 0.01%
968 FIRST TRUST SPECIALTY FINANC 23,572 164 0.01%
969 PIMCO INCOME STRATEGY FD II 17,019 162 0.01%
970 NUVEEN MUN VALUE FD INC 15,066 160 0.01%
971 BLACKROCK MUN INCOME QUALITY 10,000 157 0.01%
972 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 10,031 156 0.01%
973 GABELLI GLB SML & MD CP VAL TR 14,239 154 0.01%
974 WESTERN ASSET FUNDS INC COM 10,000 152 0.01%
975 BLACKROCK LONG TERM MUN ADVA 11,944 151 0.01%
976 ABERDEEN ASIA PACIFIC INCOM 28,556 146 0.01%
977 BLACKROCK CORE BD TR 10,188 145 0.01%
978 BGC PARTNERS INCORPORATED CLASS A 16,416 144 0.01%
979 CHESAPEAKE ENERGY CORP 21,943 138 0.01%
980 WHITING PETROLEUM CORP COM 15,830 138 0.01%
981 NUVEEN CR STRATEGIES INCOME FD COM SHS 16,026 136 0.01%
982 NUVEEN TX ADV TOTAL RET STRGY 11,141 134 0.01%
983 DELAWARE ENHANCED GBL DIV & 13,000 132 0.01%
984 ROYAL BANK OF CANADA 120,000 131 0.01% PRN
985 PENNEY J C INC 13,966 129 0.01%
986 MONOGRAM RESIDENTIAL TR INC 12,025 128 0.01%
987 INVENSENSE INC 17,056 127 0.01%
988 AMERICA MOVIL SAB DE CV 10,728 123 0.01%
989 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,329 121 0.01%
990 EATON VANCE TAX MANAGED DIVE 11,083 119 0.01%
991 SIRIUS XM HOLDINGS INC 28,515 119 0.01%
992 DREYFUS STRATEGIC MUN BD FD 13,000 115 0.01%
993 DNP SELECT INCOME FD INC 11,218 115 0.01%
994 FIFTH STREET FINANCE CORP 19,444 113 0.01%
995 POWERSHARES DB 12,603 112 0.01%
996 NUVEEN PFD INCOME OPPORTUN 11,131 112 0.01%
997 TRINA SOLAR ADR REPTG 50 ORD 10,953 112 0.01%
998 NOKIA CORP 18,655 108 0.01%
999 ENCANA CORP 10,132 106 0.01%
1000 CLEARBRIDGE AMERN ENERG MLP FD 11,756 105 0.01%
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