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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 New York REIT Inc 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1563 BGC PARTNERS INC 13,514 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC COM 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 IMMUNOGEN INC 12,705 78 0.00%
1577 PARTNER COMMUNICATIONS 15,355 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 GLOBALSTAR INC 21,294 59 0.00%
1581 Arena Pharmaceuticals, Inc 17,036 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 CUMULUS MEDIA INC 11,644 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP COM DSSG 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 FUELCELL ENERGY INC COM 17,816 27 0.00%
1597 EXCO RESOURCES INC 12,249 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 Navidea Biopharm Inc 12,159 23 0.00%
Page 32 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1251 INTERNATIONAL FLAVORS&FRAGRA 7,964 807 0.00%
1252 MSA SAFETY INC 15,183 806 0.00%
1253 ITRON INC 18,933 801 0.00%
1254 PENNEY J C 123,539 801 0.00%
1255 DTE ENERGY CO 9,237 798 0.00%
1256 TRUSTMARK CORP 32,470 797 0.00%
1257 HEARTLAND FINL USA INC 29,239 792 0.00%
1258 APPLIED OPTOELECTRONICS INC COM 70,502 791 0.00%
1259 MONMOUTH REAL ESTATE INVT CO 71,393 790 0.00%
1260 ISHARES 28,654 785 0.00%
1261 KLA-TENCOR CORP 11,127 782 0.00%
1262 EQT CORP 10,306 780 0.00%
1263 BLACKROCK MUNIYIELD QUALITY 54,883 772 0.00%
1264 NEXTERA ENERGY INC 13,372 771 0.00% PRN
1265 BLACKROCK MUNIHOLDINGS QUALI 57,356 764 0.00%
1266 FTI CONSULTING INC 19,671 760 0.00%
1267 NEUBERGER BERMAN INTER MUNI 48,591 759 0.00%
1268 DOMINION MIDSTREAM PARTNERS 19,356 759 0.00%
1269 UNDER ARMOUR INC 11,158 758 0.00%
1270 VANGUARD INTL EQUITY INDEX F 18,948 758 0.00%
1271 Nielsen Holdings B.V. 16,876 755 0.00%
1272 WORTHINGTON INDS INC 25,015 753 0.00%
1273 TYSON FOODS INC 18,639 747 0.00%
1274 SELECT SECTOR SPDR TR 13,200 747 0.00%
1275 ONEOK INC NEW 15,000 747 0.00% Call
1276 NETEASE INC 7,516 745 0.00%
1277 EXELON CORP 20,000 742 0.00% Call
1278 JUNIPER NETWORKS 33,190 741 0.00%
1279 UNITED STATES OIL FUND LP 36,400 741 0.00% Call
1280 STERICYCLE INC 5,648 740 0.00%
1281 LEUCADIA NATL CORP 32,977 739 0.00%
1282 ENVIRI CORP COM 39,128 739 0.00%
1283 PHILLIPS 66 PARTNERS LP 10,715 739 0.00%
1284 FMC TECHNOLOGIES INC 15,776 739 0.00%
1285 California Resources Corp 133,471 735 0.00%
1286 INCYTE CORP 10,006 732 0.00%
1287 ROCKWELL COLLINS INC 8,665 732 0.00%
1288 ENTERGY CORP NEW 8,357 731 0.00%
1289 INTERNATIONAL BANCSHARES COR 27,434 728 0.00%
1290 C H ROBINSON WORLDWIDE INC 9,691 726 0.00%
1291 PALL CORP 7,138 722 0.00%
1292 HARRIS CORP 10,031 720 0.00%
1293 XCEL ENERGY INC 20,000 718 0.00% Call
1294 WESTERN REFNG LOGISTICS LP 23,491 716 0.00%
1295 TOTAL SYS SVCS INC 21,019 714 0.00%
1296 WPP PLC NEW 6,836 712 0.00%
1297 SMUCKER J M CO 6,974 704 0.00%
1298 HARMAN INTL INDS INC 6,595 704 0.00%
1299 CENTERPOINT ENERGY INC 30,000 703 0.00% Call
1300 ECHOSTAR CORP CL A 13,023 684 0.00%
Page 26 of 33