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Institutional Investment Manager
Rotella Capital Management, Inc.
Rotella Capital Management, Inc. (CIK: 0001529426) incorporated in Nevada, located at 800 Bellevue Way NE, Bellevue, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 310 holdings with a total value of $95,261,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AMARIN CORP PLC 10,100 11,000 0.01%
2 Smith Micro Software 15,100 13,000 0.01%
3 Education Management Corporation 11,927 13,000 0.01%
4 JOES JEANS INC 13,287 13,000 0.01%
5 Comstock Mining Inc 11,492 14,000 0.01%
6 CACHE INC COM STK 17,964 15,000 0.02%
7 ALASKA COMMUNICATIONS SYS GR 10,490 16,000 0.02%
8 Dendreon Corp 10,800 16,000 0.02%
9 Quicksilver Resources Inc 25,900 16,000 0.02%
10 SILVERCORP METALS INC 10,805 17,000 0.02%
11 STEMCELLS INC COM NEW 14,515 18,000 0.02%
12 * LEXICON PHARMACEUTICALS INC COM 13,600 19,000 0.02%
13 FRONTLINE LTD ORD 14,861 19,000 0.02%
14 LIFEVANTAGE CORPORATION 17,217 20,000 0.02%
15 TOP SHIPS INC 10,000 20,000 0.02%
16 USA Technologies Inc 11,785 21,000 0.02%
17 NEW CONCEPT ENERGY INC 14,259 22,000 0.02%
18 RENTECH INC 12,900 22,000 0.02%
19 Pulse Electronics Corporation 17,220 23,000 0.02%
20 FALCONSTOR SOFTWARE INC 19,786 23,000 0.02%
21 GIGPEAK INC 19,416 23,000 0.02%
22 POLYMET MINING CORP 22,100 24,000 0.03%
23 ArQule Inc 21,846 24,000 0.03%
24 Cinedigm Corp 15,902 25,000 0.03%
25 B2GOLD CORP 12,900 26,000 0.03%
26 PALATIN TECHNOLOGIES INC COM 29,151 27,000 0.03%
27 OXIGENE INC 12,713 27,000 0.03%
28 Royal Bancshares of Pennsylvania, Inc. 17,700 28,000 0.03%
29 UNILIFE CORP 12,300 28,000 0.03%
30 Odyssey Marine Exploration Inc 30,322 28,000 0.03%
31 PEREGRINE PHARMACEUTICALS IN 20,769 28,000 0.03%
32 ZIOPHARM ONCOLOGY INC 11,090 29,000 0.03%
33 Vical Inc 25,622 29,000 0.03%
34 METALICO INC 27,342 30,000 0.03%
35 ORIENT PAPER INC 22,416 31,000 0.03%
36 INFOSONICS CORP 15,700 31,000 0.03%
37 THT HEAT TRANSFER TECHNOLOGY 22,000 32,000 0.03%
38 Curis, Inc 23,079 33,000 0.03%
39 ENTEROMEDICS INC 26,627 33,000 0.03%
40 BOX SHIPS INCORPORATE 27,273 33,000 0.03%
41 RADIOSHACK CORP 35,800 35,000 0.04%
42 Ultrapetrol (Bahamas) Ltd 11,537 36,000 0.04%
43 GERON CORP 18,081 36,000 0.04%
44 Support.Com Inc 17,175 37,000 0.04%
45 ALMADEN MINERALS LTD 27,368 37,000 0.04%
46 Dynavax Techs Cp New 26,700 38,000 0.04%
47 Alliance One Int 19,779 39,000 0.04%
48 ATLANTIC PWR CORP 16,300 39,000 0.04%
49 SMART TECHNOLOGIES INC 24,173 40,000 0.04%
50 TRANSCEPT PHARMACEUTICALS IN 19,552 40,000 0.04%
Page 1 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001529426-14-000004, filed 2014.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.