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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 86 Institutional holders with a total value of $39,985,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Institutional Trust Company, N.A. 6,094,281 8,288,000 20.73%
2 VANGUARD GROUP INC 5,063,620 6,886,000 17.22%
3 BlackRock Fund Advisors 4,263,597 5,798,000 14.50%
4 STATE STREET CORP 2,173,530 2,954,000 7.39%
5 NORTHERN TRUST CORP 1,907,566 2,595,000 6.49%
6 GEODE CAPITAL MANAGEMENT, LLC 982,709 1,336,000 3.34%
7 Bank of New York Mellon Corp 872,033 1,186,000 2.97%
8 TIAA CREF INVESTMENT MANAGEMENT LLC 742,933 1,010,000 2.53%
9 BLACKROCK ADVISORS LLC 667,855 908,000 2.27%
10 NOMURA HOLDINGS INC 540,333 763,000 1.91%
11 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 547,800 746,000 1.87%
12 BlackRock Investment Management, LLC 517,722 704,000 1.76%
13 Commonwealth Equity Services, Inc 493,196 671,000 1.68%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 653,000 1.63%
15 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 325,776 443,000 1.11%
16 AQR CAPITAL MANAGEMENT LLC 281,291 383,000 0.96%
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 347,000 0.87%
18 TEACHERS ADVISORS, LLC 241,801 329,000 0.82%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 188,401 256,000 0.64%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 172,700 235,000 0.59% Call
21 BAXTER BROS INC 170,506 232,000 0.58%
22 METROPOLITAN LIFE INSURANCE CO/NY 149,159 203,000 0.51%
23 Nationwide Fund Advisors 136,420 186,000 0.47%
24 VOYA INVESTMENT MANAGEMENT LLC 134,571 183,000 0.46%
25 MANUFACTURERS LIFE INSURANCE COMPANY, THE 117,737 160,000 0.40%
26 RHUMBLINE ADVISERS 117,696 160,000 0.40%
27 AMERICAN INTERNATIONAL GROUP, INC. 115,380 156,917 0.39%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 98,550 134,000 0.34%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 97,100 132,000 0.33% Put
30 First Heartland Consultants, Inc. 86,204 117,000 0.29%
31 Virtu KCG Holdings LLC 85,152 116,000 0.29%
32 SG Americas Securities, LLC 79,711 108,000 0.27%
33 Tower Research Capital LLC (TRC) 76,914 104,000 0.26%
34 Freedom Investment Management, Inc. 74,127 101,000 0.25%
35 ProShare Advisors LLC 70,053 95,000 0.24%
36 BANK OF AMERICA CORP /DE/ 69,803 95,000 0.24%
37 Investors Capital Advisory Services 63,288 86,000 0.22%
38 STIFEL FINANCIAL CORP 59,058 80,000 0.20%
39 UBS AG 57,100 78,000 0.20%
40 First Allied Advisory Services, Inc. 47,600 63,000 0.16%
41 MORGAN STANLEY 45,158 62,000 0.16%
42 CREDIT SUISSE AG/ 39,261 54,000 0.14%
43 GUGGENHEIM CAPITAL LLC 35,336 48,000 0.12%
44 Legal & General Group Plc 34,581 48,000 0.12%
45 FIDGEON TIMOTHY F 33,000 45,000 0.11%
46 REGENTATLANTIC CAPITAL LLC 29,259 40,000 0.10%
47 GROUP ONE TRADING LLC 27,076 37,000 0.09%
48 TFS CAPITAL LLC 26,343 36,000 0.09%
49 PEAPACK GLADSTONE FINANCIAL CORP 25,000 34,000 0.09%
50 INVESTMENT CENTERS OF AMERICA INC 25,000 34,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.