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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1701 INTELSAT S A 10 509 0.00%
1702 GOLD RESOURCE CORP 100 506 0.00%
1703 Pulse Electronics Corporation 200 500 0.00%
1704 BIOCEPT INC 82 494 0.00%
1705 FIRST ACCEPTANCE CORP 200 490 0.00%
1706 GLOBALSCAPE INC 200 490 0.00%
1707 JOHNSON OUTDOORS INC 19 490 0.00%
1708 CROSS COUNTRY HEALTHCARE INC 75 489 0.00%
1709 SANCHEZ ENERGY CORP 13 489 0.00%
1710 RF INDS LTD 81 485 0.00%
1711 NATIONAL AMERN UNIV HLDGS IN 156 480 0.00%
1712 CYCLACEL PHARMACEUTICALS INC 59 477 0.00%
1713 SYNERGY PHARMACEUTICALS DEL 50 475 0.00%
1714 NEWTEK BUSINESS SERVICES 171 469 0.00%
1715 CHINA NEW BORUN CORP ADR 170 468 0.00%
1716 KONA GRILL INC 24 466 0.00%
1717 ATA INC SPONS ADR 100 465 0.00%
1718 CENTRAL GARDEN PET CO 51 464 0.00%
1719 PYRAMID OIL CO 80 464 0.00%
1720 CYANOTECH CORP 100 462 0.00%
1721 GEOPARK LTD 50 458 0.00%
1722 SPORT CHALET INC-CLASS A 544 457 0.00%
1723 POSTROCK ENERGY CORP 300 450 0.00%
1724 MEDALLION FINL CORP COM 36 449 0.00%
1725 CHINA DIGITAL TV HOLDING 100 447 0.00%
1726 PRINCIPAL REAL ESTATE INCOME 23 439 0.00%
1727 CODEXIS INC 300 438 0.00%
1728 ELECTRO-SENSORS INC 102 434 0.00%
1729 HIGHPOWER INTL INC 90 430 0.00%
1730 AURICO GOLD INC UTIL 100 426 0.00%
1731 BIOANALYTICAL SYS INC 168 425 0.00%
1732 UTSTARCOM HOLDINGS CORP SHS NEW 142 416 0.00%
1733 RECON TECHNOLOGY LTD 100 414 0.00%
1734 TORCHLIGHT ENERGY RES INC 100 412 0.00%
1735 SIGMA TECH INC 145 409 0.00%
1736 INSTITUTIONAL FINL MKTS INC 200 402 0.00%
1737 CAS MED SYS INC 200 402 0.00%
1738 CAL DIVE INTERNATIONAL INC 303 400 0.00%
1739 SYNERGY PHARMACEUTICALS DEL 300 396 0.00%
1740 FORCEFIELD ENERGY 74 393 0.00%
1741 Eastman Kodak Co 16 392 0.00%
1742 SYNERGETICS USA INC 126 391 0.00%
1743 ZWEIG FD 25 391 0.00%
1744 GLOBAL X FDS 15 391 0.00%
1745 NII HOLDINGS INC. CL B 702 386 0.00%
1746 Dendreon Corp 166 382 0.00%
1747 NANOSPHERE INC 239 378 0.00%
1748 BLACKROCK MUNI N Y INTER DUR 27 378 0.00%
1749 Promotora De Info Adr Af 200 376 0.00%
1750 CHINA ADVANCED CONSTR MATLS 100 370 0.00%
Page 35 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
301 Crown Castle Intl Corp 374 28 0.05%
302 SEMPRA ENERGY 254 27 0.05%
303 WATSCO INC 258 27 0.05%
304 SANDISK CORP 254 27 0.05%
305 ISHARES MSCI EMERGING MKTS EMEA ETF 500 27 0.05%
306 GRAND CANYON EDUCATION, INC. CMN 578 27 0.05%
307 REGENERON PHARMACEUTICALS 94 27 0.05%
308 KINDER MORGAN INC DEL 750 27 0.05%
309 CLAYMORE EXCHANGE TRD FD TR 769 27 0.05%
310 MARATHON PETE CORP 330 26 0.05%
311 WATSCO INC 248 26 0.05%
312 JAMES HARDIE INDS PLC 399 26 0.05%
313 DISCOVERY 358 26 0.05%
314 MICROSEMI CORP COM 964 26 0.05%
315 CARDINAL HEALTH INC 384 26 0.05%
316 GUIDEWIRE SOFTWARE INC COM USD0.0001 642 26 0.05%
317 INTUIT 318 26 0.05%
318 GRUPO TELEVISA SA 755 26 0.05%
319 LITHIA MOTORS 277 26 0.05%
320 FRANKLIN RESOURCES INC CMN 452 26 0.05%
321 DYAX CORP COM CVR 2,662 26 0.05%
322 STILLWATER MNG CO 1,508 26 0.05%
323 AMERIPRISE FINL INC 214 26 0.05%
324 Chubb, Cp. 274 25 0.05%
325 DOMINION RES INC VA NEW 427 25 0.05%
326 Fidelity Natl Finl 758 25 0.05%
327 Advisory Board Co/The 492 25 0.05%
328 PACCAR INC 396 25 0.05%
329 Alere, Inc Perp Pfd Conv Ser B 79 25 0.05%
330 VERTEX PHARMACEUTICALS INC 264 25 0.05%
331 V F CORP 394 25 0.05%
332 LORILLARD 406 25 0.05%
333 INTL PAPER CO 492 25 0.05%
334 T ROWE PRICE GROUP INC 294 25 0.05%
335 ESTERLINE TECHNOLOGIES CORP 216 25 0.05%
336 McGraw Hill Group Inc 304 25 0.05%
337 CME GROUP INC 354 25 0.05%
338 IRIDIUM COMMUNICATIONS INC 76 25 0.05%
339 PG&E CORP 512 25 0.05%
340 MOSAIC CO/THE 480 24 0.05%
341 MACY'S INC 412 24 0.05%
342 ALPS ETF TR 554 24 0.05%
343 SUNTRUST BKS INC 598 24 0.05%
344 PREFERRED BK LOS ANGELES CA 998 24 0.05%
345 LOUISIANA PACIFIC CORP CMN 1,596 24 0.05%
346 TYCO INTL LTD. 516 24 0.05%
347 EQUITY RESIDENTIAL 376 24 0.05%
348 POWERSHARES ETF TRUST 401 24 0.05%
349 Integrated Device Technology I 1,551 24 0.05%
350 COCA COLA BOTTLING CO CONSOL 325 24 0.05%
Page 7 of 40