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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1701 INTELSAT S A 10 509 0.00%
1702 GOLD RESOURCE CORP 100 506 0.00%
1703 Pulse Electronics Corporation 200 500 0.00%
1704 BIOCEPT INC 82 494 0.00%
1705 FIRST ACCEPTANCE CORP 200 490 0.00%
1706 GLOBALSCAPE INC 200 490 0.00%
1707 JOHNSON OUTDOORS INC 19 490 0.00%
1708 CROSS CTRY HEALTHCARE INC COM 75 489 0.00%
1709 SANCHEZ ENERGY CORP COM 13 489 0.00%
1710 RF INDS LTD 81 485 0.00%
1711 NATIONAL AMERN UNIV HLDGS IN 156 480 0.00%
1712 CYCLACEL PHARMACEUTICALS INC 59 477 0.00%
1713 SYNERGY PHARMACEUTICALS DEL 50 475 0.00%
1714 NEWTEK BUSINESS SERVICES 171 469 0.00%
1715 CHINA NEW BORUN CORP ADR 170 468 0.00%
1716 KONA GRILL INC COM 24 466 0.00%
1717 ATA INC SPONS ADR 100 465 0.00%
1718 CENTRAL GARDEN & PET CO COM 51 464 0.00%
1719 PYRAMID OIL CO 80 464 0.00%
1720 CYANOTECH CORP 100 462 0.00%
1721 GEOPARK LTD 50 458 0.00%
1722 SPORT CHALET INC-CLASS A 544 457 0.00%
1723 POSTROCK ENERGY CORP 300 450 0.00%
1724 MEDALLION FINL CORP 36 449 0.00%
1725 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR DELETED 100 447 0.00%
1726 PRINCIPAL REAL ESTATE INCOME 23 439 0.00%
1727 CODEXIS INC 300 438 0.00%
1728 ELECTRO-SENSORS INC 102 434 0.00%
1729 HIGHPOWER INTL INC COM 90 430 0.00%
1730 AURICO GOLD INC UTIL 100 426 0.00%
1731 BIOANALYTICAL SYS INC 168 425 0.00%
1732 UTSTARCOM HOLDINGS CORP SHS NEW 142 416 0.00%
1733 RECON TECHNOLOGY LTD 100 414 0.00%
1734 TORCHLIGHT ENERGY RES INC 100 412 0.00%
1735 SIGMA TECH INC 145 409 0.00%
1736 INSTITUTIONAL FINL MKTS INC 200 402 0.00%
1737 CAS MED SYS INC 200 402 0.00%
1738 CAL DIVE INTERNATIONAL INC 303 400 0.00%
1739 SYNERGY PHARMACEUTICALS DEL 300 396 0.00%
1740 FORCEFIELD ENERGY 74 393 0.00%
1741 EASTMAN KODAK COMPANY COM NEW 16 392 0.00%
1742 SYNERGETICS USA INC 126 391 0.00%
1743 ZWEIG FD 25 391 0.00%
1744 GLOBAL X FDS 15 391 0.00%
1745 NII HOLDINGS INC. CL B 702 386 0.00%
1746 Dendreon Corp 166 382 0.00%
1747 NANOSPHERE INC 239 378 0.00%
1748 BLACKROCK MUNI N Y INTER DUR 27 378 0.00%
1749 Promotora De Info Adr Af 200 376 0.00%
1750 CHINA ADVANCED CONSTR MATLS 100 370 0.00%
Page 35 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 CANTEL MEDICAL CORP 1,000 52 0.10%
2 DYAX CORP COM CVR 2,662 26 0.05%
3 LATAM AIRLINES GROUP S A 432 21 0.04%
4 MAG SILVER CORP COM 47 1 0.00%
5 MTGE INVT CORP 876 18 0.03%
6 Mosys Inc (MOSY) 902 3 0.01%
7 Mylan Laboratories Inc 416 21 0.04%
8 Northstar Realty Eur 400 7 0.01%
9 "MORGAN STANLEY " 200 4 0.01%
10 1st Constitution Bancorp 398 4 0.01%
11 1st Source Corp 58 2 0.00%
12 3M CO 704 101 0.20%
13 51JOB INC 100 7 0.01%
14 A-MARK PRECIOUS METALS INC 200 2 0.00%
15 ABBVIE INC 1,778 100 0.19%
16 ABERDEEN CHILE FD INC 80 1 0.00%
17 ABERDEEN ISRAEL FUND INC COM 50 1 0.00%
18 ABERDEEN LATIN AMER EQTY FD 20 1 0.00%
19 ACCELERATE DIAGNOSTICS INC 221 6 0.01%
20 ACCENTURE PLC IRELAND 714 58 0.11%
21 ACCRETIVE HEALTH INC 2,270 18 0.03%
22 ACE LTD 376 39 0.08%
23 ACTAVIS PLC 296 66 0.13%
24 ACTIVISION BLIZZARD INC 300 7 0.01%
25 ACUITY BRANDS INC 415 57 0.11%
26 ADCARE HEALTH SYSTEMS INC 128 1 0.00%
27 ADOBE INC 520 38 0.07%
28 ADVISORY BRD CO 492 25 0.05%
29 AEMETIS INC 798 8 0.02%
30 AES CORP 738 11 0.02%
31 AES TRUST III 6.75 3.375 PFD 186 10 0.02%
32 AETNA INC NEW 406 33 0.06%
33 AETRIUM INC 593 3 0.01%
34 AGILENT TECHNOLOGIES INC 374 21 0.04%
35 AGILYSYS INC COM 129 2 0.00%
36 AIR INDS GROUP 304 3 0.01%
37 AKAMAI TECHNOLOGIES INC 200 12 0.02%
38 ALASKA COMMUNICATIONS SYS GR 386 1 0.00%
39 ALCENTRA CAP CORPORATION 312 5 0.01%
40 ALCOBRA LTD 100 2 0.00%
41 ALDEYRA THERAPEUTICS INC 188 1 0.00%
42 ALERE INC 79 25 0.05%
43 ALLEGHENY TECHNOLOGIES INC 120 5 0.01%
44 ALLEGIANT TRAVEL CO COM 100 12 0.02%
45 ALLEGION PUB LTD CO 100 6 0.01%
46 ALPHA AND OMEGA SEMICONDUCTOR SHS 192 2 0.00%
47 ALPHA NATURAL RESOURCES 200 1 0.00%
48 ALPS ETF TR 554 24 0.05%
49 ALTEVA 809 6 0.01%
50 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
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