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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
501 DR PEPPER SNAPPLE GROUP INC 330 21,222 0.04%
502 PENTAIR PLC 324 21,219 0.04%
503 Territorial Bancorp Inc 1,045 21,203 0.04%
504 AUTODESK INC 384 21,158 0.04%
505 POWERSHARES ETF TRUST 382 21,090 0.04%
506 KOHLS CORP 345 21,055 0.04%
507 ROWAN COMPANIES PLC SHS CL A 830 21,007 0.04%
508 CALUMET SPECIALTY PRODS PTNR 765 20,999 0.04%
509 Endurance Specialty 380 20,968 0.04%
510 DELUXE CORP COM 380 20,961 0.04%
511 JACOBS ENGR GROUP INC 429 20,944 0.04%
512 ALASKA AIR GROUP INC 480 20,899 0.04%
513 STERICYCLE INC 179 20,864 0.04%
514 AMETEK INC NEW 414 20,787 0.04%
515 LIBERTY TAX INC 643 20,769 0.04%
516 SOUTHWESTERN ENERGY CO 594 20,760 0.04%
517 PULTE GROUP INC 1,170 20,662 0.04%
518 CRACKER BARREL OLD CTRY STOR 200 20,638 0.04%
519 FASTENAL CO 459 20,609 0.04%
520 WESTMORELAND COAL CO 333 20,609 0.04%
521 ENDOLOGIX INC 1,937 20,532 0.04%
522 AMERICAS CAR-MART INC COM 517 20,468 0.04%
523 INFINITY PHARMACEUTICALS INC 1,524 20,452 0.04%
524 LAM RESEARCH CORP 273 20,393 0.04%
525 EASTMAN CHEM CO 252 20,384 0.04%
526 GLADSTONE CAPITAL CORP 2,323 20,373 0.04%
527 TECO ENERGY INC 1,166 20,265 0.04%
528 REALTY INCOME CORP 496 20,232 0.04%
529 ISHARES TR 180 20,212 0.04%
530 MCCORMICK CO INC 300 20,109 0.04%
531 HAWAIIAN TELCOM HOLDCO INC COM 779 20,013 0.04%
532 PENNYMAC MTG INVT TR 930 19,930 0.04%
533 XILINX INC 470 19,905 0.04%
534 MOLSON COORS BREWING CO 267 19,875 0.04%
535 REED ELSEVIER N V 439 19,838 0.04%
536 GW PHARMACEUTICALS PLC 245 19,808 0.04%
537 KEYCORP NEW 1,479 19,715 0.04%
538 PHI NON VTNG 477 19,629 0.04%
539 PIEDMONT NAT GAS INC 584 19,582 0.04%
540 PRIMERICA INC 405 19,529 0.04%
541 WINTRUST FINL CORP 800 19,512 0.04%
542 DOLLAR TREE INC 348 19,512 0.04%
543 T2 BIOSYSTEMS INC COM 1,078 19,501 0.04%
544 REVLON INC 614 19,458 0.04%
545 NEWMONT CORP 840 19,362 0.04%
546 RANGE RES CORP 285 19,326 0.04%
547 UNIFIRST CORP MASS COM 200 19,318 0.04%
548 ESSEX PPTY TR INC 108 19,305 0.04%
549 UNDER ARMOUR INC 279 19,279 0.04%
550 GAP 462 19,261 0.04%
Page 11 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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