| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MAST THERAPEUTICS INC COM | 10,000 | 6,000 | 0.00% | ||
| 2 | MOLYCORP INC DEL | 10,000 | 7,000 | 0.00% | PRN | |
| 3 | Mela Sciences Inc Com | 24,000 | 8,000 | 0.00% | ||
| 4 | DOCUMENT SEC SYS INC COM | 10,000 | 14,000 | 0.00% | ||
| 5 | INTELLICHECK MOBILISA INC | 20,000 | 15,000 | 0.00% | ||
| 6 | INSTITUTIONAL FINL MKTS INC | 12,500 | 25,000 | 0.00% | ||
| 7 | GTX INC | 23,000 | 31,000 | 0.00% | ||
| 8 | THOMPSON CREEK METALS CO COM | 10,826 | 32,000 | 0.00% | ||
| 9 | HANSEN MEDICAL INC | 35,000 | 46,000 | 0.00% | ||
| 10 | POLYMET MINING CORP | 43,010 | 46,000 | 0.00% | ||
| 11 | KINROSS GOLD CORP | 11,164 | 46,000 | 0.00% | ||
| 12 | VIVUS INC | 12,625 | 67,000 | 0.00% | ||
| 13 | AMBEV SA | 10,065 | 70,000 | 0.00% | ||
| 14 | BPZ RESOURCES INC COM | 23,870 | 74,000 | 0.00% | ||
| 15 | PUTNAM PREMIER INCOME TR | 14,103 | 78,000 | 0.01% | ||
| 16 | MFS INTER INCOME TR | 15,567 | 82,000 | 0.01% | ||
| 17 | ARMOUR RESIDENTIAL REIT | 20,884 | 86,000 | 0.01% | ||
| 18 | GENERAL MOLY INC | 80,000 | 92,000 | 0.01% | ||
| 19 | SIRIUS XM HOLDINGS INC | 30,867 | 104,000 | 0.01% | ||
| 20 | HUNTINGTON BANCSHARES INC | 10,930 | 105,000 | 0.01% | ||
| 21 | RITE AID CORP | 14,614 | 105,000 | 0.01% | ||
| 22 | DREYFUS HIGH YIELD STRATEGIE | 24,997 | 108,000 | 0.01% | ||
| 23 | BLACKROCK REAL ASSET EQUITY | 11,104 | 109,000 | 0.01% | ||
| 24 | NUVEEN QUALITY PFD INCOME FD | 12,789 | 109,000 | 0.01% | ||
| 25 | VOYA PRIME RATE TR | 20,816 | 120,000 | 0.01% | ||
| 26 | MFS MULTIMARKET INCOME TR | 18,962 | 125,000 | 0.01% | ||
| 27 | RESOURCE CAP CORP | 21,700 | 127,000 | 0.01% | ||
| 28 | BLACKROCK CORPOR HI YLD FD I | 10,576 | 129,000 | 0.01% | ||
| 29 | CALAMOS STRATEGIC TOTL RETN | 10,844 | 130,000 | 0.01% | ||
| 30 | XEROX CORP | 11,035 | 133,000 | 0.01% | ||
| 31 | SUSQUEHANNA BANCSHARES INC | 13,478 | 143,000 | 0.01% | ||
| 32 | JUST ENERGY GROUP INC | 26,000 | 149,000 | 0.01% | ||
| 33 | PIMCO INCOME STRATEGY FUND II COM | 13,446 | 150,000 | 0.01% | ||
| 34 | BLACKROCK DEBT STRAT FD INC COM | 36,585 | 150,000 | 0.01% | ||
| 35 | ACELRX PHARMACEUTICALS INC | 15,425 | 156,000 | 0.01% | ||
| 36 | PDL BIOPHARMA INC | 16,129 | 156,000 | 0.01% | ||
| 37 | NEW YORK MORTGAGE TRUST INC COM | 20,142 | 158,000 | 0.01% | ||
| 38 | Eaton Vance Ltd Duration Incom | 10,279 | 159,000 | 0.01% | ||
| 39 | MFA FINL INC | 19,760 | 161,000 | 0.01% | ||
| 40 | INVESCO DYNAMIC CR OPPORTUNI | 12,684 | 165,000 | 0.01% | ||
| 41 | NUVEEN CALIFORNIA AMT QLT MU | 11,919 | 165,000 | 0.01% | ||
| 42 | SWISS HELVETIA FD INC | 11,746 | 171,000 | 0.01% | ||
| 43 | BLACKROCK MUNIHOLDINGS QUALI | 13,000 | 172,000 | 0.01% | ||
| 44 | MANNKIND CORP. | 16,305 | 178,000 | 0.01% | ||
| 45 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 19,028 | 178,000 | 0.01% | ||
| 46 | BlackRock MuniAssets Fund | 13,867 | 178,000 | 0.01% | ||
| 47 | Alcoa | 12,121 | 180,000 | 0.01% | ||
| 48 | UMPQUA HLDGS CORP | 10,076 | 181,000 | 0.01% | ||
| 49 | Capstead Mtg Corp | 13,809 | 183,000 | 0.01% | ||
| 50 | ROYCE GLOBAL VALUE TR INC | 20,166 | 185,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-14-001801, filed 2014.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
