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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 121 Institutional holders with a total value of $194,838,116.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 4,089,226 31,937,000 16.39%
2 VANGUARD GROUP INC 2,417,889 18,884,000 9.69%
3 RENAISSANCE TECHNOLOGIES LLC 1,832,500 14,312,000 7.35%
4 STATE STREET CORP 1,710,171 13,353,000 6.85%
5 Global X Management CO LLC 1,667,731 13,025,000 6.69%
6 NORTHERN TRUST CORP 1,355,842 10,589,000 5.43%
7 BlackRock Institutional Trust Company, N.A. 1,204,625 9,408,000 4.83%
8 DEUTSCHE BANK AG\ 1,038,896 8,112,000 4.16%
9 GUGGENHEIM CAPITAL LLC 770,128 6,015,000 3.09%
10 LSV ASSET MANAGEMENT 591,400 4,618,000 2.37%
11 Bank of New York Mellon Corp 478,673 3,739,000 1.92%
12 GEODE CAPITAL MANAGEMENT, LLC 430,417 3,361,000 1.73%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 406,373 3,174,000 1.63%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 385,600 3,012,000 1.55%
15 MORGAN STANLEY 371,495 2,903,000 1.49%
16 MCKINLEY CAPITAL MANAGEMENT LLC 321,562 2,511,000 1.29%
17 BlackRock Investment Management, LLC 306,421 2,393,000 1.23%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 284,191 2,219,000 1.14%
19 Creative Planning 266,970 2,085,000 1.07%
20 NORGES BANK 263,157 2,055,000 1.05%
21 ROYAL BANK OF CANADA 262,925 2,053,000 1.05%
22 Sterling Capital Management LLC 259,331 2,025,000 1.04%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 228,122 1,782,000 0.91%
24 DEERE & CO 207,120 1,618,000 0.83%
25 UBS AG 183,077 1,430,000 0.73%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 165,556 1,293,000 0.66%
27 RUSSELL FRANK CO/ 150,093 1,172,000 0.60%
28 TEACHERS ADVISORS, LLC 127,918 999,000 0.51%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 122,240 955,000 0.49%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 120,500 941,000 0.48% Put
31 ALLIANCEBERNSTEIN L.P. 113,400 886,000 0.45%
32 Municipal Employees' Retirement System of Michigan 108,500 877,000 0.45%
33 STRS OHIO 104,300 815,000 0.42%
34 RHUMBLINE ADVISERS 103,684 810,000 0.42%
35 Swiss National Bank 100,320 783,000 0.40%
36 Nine Chapters Capital Management LLC 94,500 738,000 0.38%
37 Counsel Portfolio Services Inc. 94,400 737,000 0.38%
38 ACADIAN ASSET MANAGEMENT LLC 94,400 737,000 0.38%
39 Ativo Capital Management LLC 75,167 587,000 0.30% SH
40 Nationwide Fund Advisors 71,755 560,000 0.29%
41 VOYA INVESTMENT MANAGEMENT LLC 71,468 558,000 0.29%
42 Invesco Ltd. 71,463 558,000 0.29%
43 IndexIQ Advisors LLC 70,440 550,000 0.28%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,400 542,000 0.28%
45 Connor, Clark & Lunn Investment Management Ltd. 62,800 522,000 0.27%
46 METROPOLITAN LIFE INSURANCE CO/NY 61,285 479,000 0.25%
47 AMERICAN INTERNATIONAL GROUP, INC. 60,303 470,966 0.24%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 57,766 451,000 0.23%
49 BLACKROCK ADVISORS LLC 57,447 449,000 0.23%
50 CREDIT SUISSE AG/ 56,825 443,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.