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Institutional Investment Manager
Cetera Advisor Networks LLC
Cetera Advisor Networks LLC (CIK: 0001534468) incorporated in California, located at 200 N Sepulveda Blvd., Suite 1300, El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002376) filed in 2014.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 MAST THERAPEUTICS INC COM 10,000 6 0.00%
2 MOLYCORP INC DEL 10,000 7 0.00% PRN
3 DOCUMENT SEC SYS INC COM 10,000 9 0.00%
4 GENERAL MOLY INC 20,000 15 0.00%
5 THOMPSON CREEK METALS CO COM 10,826 23 0.00%
6 CYTRX CORP 12,679 32 0.00%
7 KINROSS GOLD CORP 10,837 36 0.00%
8 HANSEN MEDICAL INC 35,000 41 0.00%
9 POLYMET MINING CORP 41,010 44 0.00%
10 BPZ RESOURCES INC COM 23,870 45 0.00%
11 MFS INTER INCOME TR 10,200 51 0.00%
12 KINDER MORGAN INC 17WTS EXP 05 14,660 51 0.00%
13 ADCARE HEALTH SYSTEMS INC 11,000 53 0.00%
14 PENN WEST PETE LTD NEW 10,424 70 0.00%
15 AMBEV SA 10,995 73 0.00%
16 ARMOUR RESIDENTIAL REIT 19,965 78 0.01%
17 PUTNAM PREMIER INCOME TR 14,101 78 0.01%
18 SIRIUS XM HOLDINGS INC 24,949 84 0.01%
19 KCAP FINL INC 10,679 88 0.01%
20 BLACKROCK REAL ASSET EQUITY 10,483 89 0.01%
21 BLACKROCK CAP INVT CORP 10,735 92 0.01%
22 MANNKIND CORP. 16,805 100 0.01%
23 DREYFUS HIGH YIELD STRATEGIE 28,166 104 0.01%
24 WESTPORT FUEL SYSTEMS INC 10,050 104 0.01%
25 COHEN & STEERS QUALITY RLTY 10,105 105 0.01%
26 RESOURCE CAP CORP 21,700 105 0.01%
27 NUVEEN QUALITY PFD INCOME FD 12,856 105 0.01%
28 HALOZYME THERAPEUTICS INC 11,700 107 0.01%
29 VOYA PRIME RATE TR 20,816 115 0.01%
30 PDL BIOPHARMA INC 16,129 121 0.01%
31 ACELRX PHARMACEUTICALS INC 21,700 121 0.01%
32 Western Asset Emerging Markets 10,200 122 0.01%
33 HANCOCK JOHN INV TRUST TAX ADV GLB SH 10,001 124 0.01%
34 Regions Financial 12,464 124 0.01%
35 RITE AID CORP 26,000 125 0.01%
36 MFS MULTIMARKET INCOME TR 19,462 125 0.01%
37 EATON VANCE RISK MNGD DIV EQ 11,050 130 0.01%
38 NUVEEN CREDIT STRATEGIES INCOM 14,728 132 0.01%
39 CLEAN ENERGY FUELS CORPORATION COM 17,077 133 0.01%
40 SUSQUEHANNA BANCSHARES INC 13,544 135 0.01%
41 HALCON RESOURCES CORP 34,124 135 0.01%
42 POWERSHARES ETF TRUST 12,317 137 0.01%
43 BLACKROCK DEBT STRAT FD INC COM 36,196 138 0.01%
44 BLACKROCK CORPOR HI YLD FD I 12,014 140 0.01%
45 CYS INVTS INC COM 17,265 141 0.01%
46 PIMCO INCOME STRATEGY FUND II COM 13,643 143 0.01%
47 PIMCO STRATEGIC INCOME FD IN 14,646 146 0.01%
48 TALISMAN ENERGY INC COM 17,660 151 0.01%
49 BlackRock Enhanced Equity Divi 18,607 153 0.01%
50 INVESCO DYNAMIC CR OPPORTUNI 12,684 156 0.01%
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