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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
551 LSB INDS INC COM 12,611 108 0.03%
552 B2GOLD CORP 40,394 106 0.03%
553 KINDRED HEALTHCARE INC 10,116 103 0.03%
554 Agile Therapeutics, Inc. 14,724 103 0.03%
555 UNIQURE NV 13,450 103 0.03%
556 CEMEX SAB DE CV 12,828 102 0.03%
557 RENEWABLE ENERGY GROUP INC 11,972 101 0.03%
558 LATTICE SEMICONDUCTOR CORP 15,400 100 0.03%
559 LEE ENTERPRISES INC 26,316 99 0.03%
560 EARTHLINK HOLDINGS ORD 15,984 99 0.03%
561 Jive Software Inc 23,007 98 0.03%
562 FRONTLINE LTD 13,684 98 0.03%
563 ULTRA CLEAN HLDGS INC 12,950 96 0.03%
564 Marinus Pharmaceuticals Inc 52,432 95 0.03%
565 ECOPETROL S A 10,719 94 0.03%
566 MEDLEY CAP CORPORATION 12,044 92 0.03%
567 SRC ENERGY INC 13,200 91 0.03%
568 TREMOR VIDEO INC 53,851 90 0.03%
569 SITO MOBILE LTD 20,028 88 0.03%
570 NOBLE CORP PLC 13,917 88 0.03%
571 CPI CARD GROUP INC 14,414 87 0.03%
572 MEDGENICS INC 15,170 84 0.03%
573 ASPEN AEROGELS INC COM 13,437 80 0.02%
574 XCERRA CORP 13,238 80 0.02%
575 MCDERMOTT INTL INC 15,321 77 0.02%
576 MCEWEN MINING INC COM 20,781 76 0.02%
577 BRIDGEPOINT ED INC COM 10,850 75 0.02%
578 SPRINT CORP 11,250 75 0.02%
579 NOKIA CORP 12,587 73 0.02%
580 Mizuho Financial Group 20,901 70 0.02%
581 Sunesis Pharmaceuticals, Inc. 15,999 70 0.02%
582 GENWORTH FINL INC 14,044 70 0.02%
583 CLOUD PEAK ENERGY INC COM 12,724 69 0.02%
584 ATTUNITY LTD 10,411 69 0.02%
585 Nomura Holdings Inc 15,432 69 0.02%
586 FIVE STAR SENIOR LIVING INC 36,318 69 0.02%
587 ASTROTECH CORP 41,268 68 0.02%
588 ENERPLUS CORP 10,658 68 0.02%
589 PIER 1 IMPORTS INC 15,923 68 0.02%
590 GOLD FIELDS LTD NEW 14,115 68 0.02%
591 ALLOT COMMUNICATIONS LTD 12,130 64 0.02%
592 SANOFI SPOND FUNSPONSORED ADR 10,000 64 0.02%
593 HARMONY GOLD MINING CO LTD 18,102 63 0.02%
594 YINGLI GREEN ENERGY HLDG CO 15,480 60 0.02%
595 PERSHING GOLD CORP 13,153 60 0.02%
596 SPECTRUM PHARMACEUTICALS INC COM 12,347 58 0.02%
597 KANDI TECHNOLOGIES GROUP INC 10,401 57 0.02%
598 ALPHA PRO TECH LTD 15,689 56 0.02%
599 COMPANHIA ENERGETICA DE MINA 21,764 56 0.02%
600 RIGEL PHARMACEUTICAL INC 15,163 56 0.02%
Page 12 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
2 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
3 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
4 ALPHABET INC 2,000 1,608 1.15% Call
5 AMAZON COM INC 1,400 1,172 0.84% Put
6 AMERICAN EXPRESS CO 4,400 282 0.20% Call
7 ANADARKO PETE CORP 6,000 380 0.27% Call
8 APACHE CORP 6,000 383 0.27% Put
9 AVALONBAY COMM 1,300 231 0.17% Call
10 BAIDU INC 7,300 1,329 0.95% Call
11 BIOGEN INC 800 231 0.17% Call
12 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
13 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
14 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
15 CBS CORP NEW 5,500 301 0.22% Call
16 CELGENE CORP 12,800 1,338 0.96% Call
17 CHENIERE ENERGY INC 6,000 262 0.19% Call
18 CHEVRON CORP NEW 3,000 309 0.22% Put
19 CIMAREX ENERGY 2,000 269 0.19% Put
20 CISCO SYS INC 17,700 561 0.40% Call
21 COCA COLA CO 12,600 533 0.38% Call
22 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
23 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
24 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
25 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
26 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
27 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
28 DIREXION SHS ETF TR 16,900 454 0.33% Put
29 DISNEY WALT CO 5,500 511 0.37% Call
30 DISNEY WALT CO 27,100 2,517 1.80% Call
31 ESSEX PPTY TR INC 1,000 223 0.16% Call
32 EXPEDIA INC DEL 5,000 584 0.42% Call
33 EXXON MOBIL CORP 2,500 218 0.16% Put
34 FIREEYE INC 25,100 370 0.27% Call
35 FORTINET INC 11,400 421 0.30% Call
36 GILEAD SCIENCES INC 6,400 506 0.36% Put
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 GOLAR LNG LTD 12,500 265 0.19% Put
39 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
40 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
41 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
42 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
43 ISHARES TR 3,400 274 0.20% Call
44 ISHARES TR 12,100 976 0.70% Call
45 ISHARES TR 6,000 745 0.53% Put
46 ISHARES TR 23,900 2,969 2.13% Put
47 ISHARES TR 3,600 447 0.32% Call
48 ISHARES TR 5,000 621 0.45% Call
49 ISHARES TR 14,600 1,813 1.30% Call
50 ISHARES TR 3,900 484 0.35% Call
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