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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001221073-16-000220) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 NEURALSTEM INC COM 2,137,061 684 0.95%
2 NAVIENT 168,006 2,431 3.37%
3 CAPITAL ONE FINL CORP 157,990 11,348 15.74%
4 DELAWARE ENHANCED GBL DIV & 125,075 1,266 1.76%
5 WESTERN ASSET HIGH INCOME OP 114,755 580 0.80%
6 iShares Mortgage Real Estate C 107,581 1,131 1.57%
7 PFIZER INC 72,984 2,472 3.43%
8 KURA ONCOLOGY INC 64,300 402 0.56%
9 MURPHY OIL 52,952 1,610 2.23%
10 IRON MTN INC NEW 51,483 1,932 2.68%
11 WEYERHAEUSER CO 44,138 1,410 1.96%
12 ONEOK INC NEW 43,312 2,226 3.09%
13 EATON VANCE CALIF MUN BD FD 37,840 513 0.71%
14 EATON VANCE LTD DURATION INC 32,097 440 0.61%
15 MOTOROLA SOLUTIONS INC 31,321 2,389 3.31%
16 POWERSHARES ETF TRUST II 30,598 710 0.99%
17 DOUBLELINE OPPORTUNISTIC CR 30,201 776 1.08%
18 EASTMAN CHEM CO 30,158 2,041 2.83%
19 VENTAS INC 28,147 1,988 2.76%
20 C H ROBINSON WORLDWIDE INC 27,458 1,935 2.68%
21 EDISON INTL 26,652 1,926 2.67%
22 WESTERN ASSET HIGH INCM FD I 26,585 191 0.26%
23 DISCOVER FINL SVCS 25,702 1,453 2.02%
24 CONSOLIDATED EDISON INC 25,661 1,932 2.68%
25 SPECTRUM PHARMACEUTICALS INC COM 24,577 115 0.16%
26 ALLIANZGI DIVIDEND INT PRM 22,822 288 0.40%
27 SYNGENTA AG 22,481 1,969 2.73%
28 DOW CHEM CO 22,369 1,102 1.53%
29 WYNN RESORTS LTD 22,367 2,179 3.02%
30 MCDONALDS CORP 17,105 1,973 2.74%
31 HOME DEPOT INC 16,675 2,069 2.87%
32 BRISTOL MYERS SQUIBB CO 16,283 878 1.22%
33 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 14,561 226 0.31%
34 EXTRA SPACE STORAGE INC 14,045 1,115 1.55%
35 NUVEEN CALIFORNIA AMT QLT MU 13,888 231 0.32%
36 MICROSOFT CORP 13,588 581 0.81%
37 ISHARES TR 13,003 660 0.92%
38 SYSCO CORP 12,703 623 0.86%
39 CHICAGO BRIDGE & IRON CO N V 12,700 356 0.49%
40 ALTRIA GROUP INC 10,768 681 0.94%
41 DISNEY WALT CO 9,401 873 1.21%
42 WASTE MGMT INC DEL 9,000 574 0.80%
43 HONEYWELL INTL INC 8,700 1,014 1.41%
44 MERCK & CO INC 8,258 453 0.63%
45 LOCKHEED MARTIN CORP 8,257 1,979 2.75%
46 EATON CORP PLC 7,500 493 0.68%
47 MEDTRONIC PLC 7,000 605 0.84%
48 3M CO 6,200 1,093 1.52%
49 KIMBERLY CLARK CORP 6,200 782 1.08%
50 GRAINGER W W INC 5,899 1,326 1.84%
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